Skip to main content

EU Charter: Its Nature, Innovative Character, and Horizontal Effect

  • Chapter
  • First Online:
  • 2192 Accesses

Abstract

The European Union, moving towards citizen’s Europe, cannot avoid responsibility for guaranteeing basic rights for those who are contributing to the internal market. Complicated history of protecting human rights within the EU has, at least, reached the next level—Charter of Fundamental Rights. There are certain prerequisites explaining the existing Charter, societal need, and rule of law from one side and federalist ambition from the other side. CJEU case law marked important milestones before drafting the Charter and now, after the adoption of the Charter, helps to ascertain the somewhat controversial and complex nature and content of that remarkable legal text. Several authors, critical or not, call the Charter “innovative” and “intricate” because of its manifold content and character. There are still interpretations that can be differentiated; there are still approaches and doctrines that try to frame the future of the Charter by different methods. The contribution makes reference to the Charter’s best practice (or, at this stage, theory) at several member states of the EU, particularly at Estonia.

This is a preview of subscription content, log in via an institution.

Buying options

Chapter
USD   29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD   84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD   109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD   109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Learn about institutional subscriptions

Notes

  1. 1.

    Kerikmäe and Käsper (2008).

  2. 2.

    Ibid.

  3. 3.

    Bellamy and Schonlau (2012).

  4. 4.

    See ECJ Case Mangold v. Helm (2005) C-144/04.

  5. 5.

    Eriksson (2009), p. 736.

  6. 6.

    See Kerikmäe and Nyman-Metcalf (2012b).

  7. 7.

    A reference to the European Convention of Human Rights and Fundamental Freedoms was inserted into EU law by Article 6(2) of Treaty of European Union (Maastricht Treaty) adopted in 1992, according to which the “Union shall respect fundamental rights, as guaranteed by the European Convention for the Protection of Human Rights and Fundamental Freedoms signed in Rome on 4 November 1950 and as they result from the constitutional traditions common to the Member States, as general principles of Community law”.

  8. 8.

    See ECJ Case Eugen Schmidberger, Internationale Transporte und Planzüge v Republik Österreich (2003) C-112/00.

  9. 9.

    Kerikmäe and Käsper (2008).

  10. 10.

    Schermers (2001), p. 8.

  11. 11.

    Report of the Expert Group on Fundamental Rights, the European Commission. Affirming Fundamental Rights in the European Union: Time to Act. Brussels, February, 1999.

  12. 12.

    For example, the Estonian Supreme Court has stated in its decision on 17 February 2003 in Case No. 3-4-1-1-03 that the Charter is not legally binding but reflects certain principles of law that are common to all EU Member States; RTIII (7 March 2003) 5, p. 48.

  13. 13.

    See Kerikmäe and Käsper (2008).

  14. 14.

    Kerikmäe and Nyman-Metcalf (2012a).

  15. 15.

    Blackstock (2012), April 17. http://eutopialaw.com/2012/04/17/the-eu-charter-of-fundamental-rights-scope-and-competance/.

  16. 16.

    Blackstock (2012).

  17. 17.

    See Groussot et al. (2011), http://www.ericsteinpapers.eu/papers/2011-1.

  18. 18.

    See De Sousa, http://www.academia.edu/2167103/Horizontal_Expressions_of_Vertical_Desires_-_Horizontal_Effect_and_the_Scope_of_the_EU_Fundamental_Freedoms.

  19. 19.

    This part of the chapter is inspired by the last FIDE Congress in Tallinn. See Kerikmäe et al. (2012).

  20. 20.

    Besselink (2012), p. 17.

  21. 21.

    Tzevelekos (2010).

  22. 22.

    Ibid.

  23. 23.

    Besselink (2012), p. 18.

  24. 24.

    See Groussot et al. (2011), p. 2.

  25. 25.

    See pending Joined Cases C-411/10 and C-193/10 N.S. and Opinion of AG Trstenjak delivered on 22 September 2011.

  26. 26.

    See Besselink (2012), p. 18.

  27. 27.

    Alexy (2010).

  28. 28.

    Ibid.

  29. 29.

    See also Kerikmäe (2010).

  30. 30.

    See Schor (2010) and Ferreres Comella (2009), p. 238.

  31. 31.

    Kokott (2010).

  32. 32.

    Besselink (2012), p. 19.

  33. 33.

    Van den Berghe (2010).

  34. 34.

    De Witte (2009).

  35. 35.

    See Kull (2007), http://www.juridicainternational.eu/unfair-contracts-of-suretyship-a-question-about-the-horizontal-effect-of-fundamental-rights-or-about-the-application-of-contract-law-principles.

  36. 36.

    Krzeminska-Vamvaka (2009), http://centers.law.nyu.edu/jeanmonnet/papers/09/091101.pdf.

  37. 37.

    See Eurofound; the European Foundation for the Improvement of Living and Working Conditions is a European Union body. http://www.eurofound.europa.eu/areas/industrialrelations/dictionary/definitions/horizontaldirecteffect.htm.

  38. 38.

    See The EU Network of Independent Experts on Fundamental Rights, Commentary of the Charter of Fundamental Rights of the European Union, p. 45. http://llet-131-198.uab.es/catedra/images/experts/COMMENTARY%20OF%20THE%20CHARTER.pdf.

  39. 39.

    De Sousa, p. 3.

  40. 40.

    By request of Estonian Parliament (Riigikogu), the Government composed a special commission of constitutional expertise (members: Uno Lõhmus, Kalle Merusk, Heiki Pisuke, Jüri Raidla, Märt Rask, Heinrich Schneider, Eerik-Juhan Truuväli, Henn-Jüri Uibopuu, Paul Varul). There were several experts included in the discussions, also the undersigned of the current report, Tanel Kerikmäe. http://www.just.ee/10725 (section 3).

  41. 41.

    Eesti Vabariigi Põhiseadus. Kommenteeritud väljaanne. Juura. Tallinn 2008, para 19.

  42. 42.

    Maruste (2004), p. 305.

  43. 43.

    Brems (2005), p. 301.

  44. 44.

    See Kanger (2007), http://www.riigikohus.ee/vfs/776/Analyys%20EL%20oiguse%20kohaldamine%20HK%20praktikas%20%28L_Kanger%29.pdf.

  45. 45.

    See Lõhmus (2007).

  46. 46.

    Ibid.

  47. 47.

    Alexy (2010).

  48. 48.

    See Kull (2007), http://www.juridicainternational.eu/unfair-contracts-of-suretyship-a-question-about-the-horizontal-effect-of-fundamental-rights-or-about-the-application-of-contract-law-principles.

  49. 49.

    See Wiesbrock Development Case Note, ECJ Case Seda Kücükdeveci V Swedex GmbH & Co. KG., Judgment of the Court (2010) C-555/07.

  50. 50.

    Schor (2010), p. 238.

  51. 51.

    Krzeminska-Vamvaka (2009), http://centers.law.nyu.edu/jeanmonnet/papers/09/091101.pdf.

  52. 52.

    See Šipilov (2010) “Põhiõiguste kolmikmõju ja Euroopa Liidu õiguse horisontaalne kohaldatavus. Master thesis awarded by Estonian Ministry of Justice as the best research paper of 2010. http://www.just.ee/52952.

  53. 53.

    Conclusion is inspired by Kerikmäe and Käsper (2008).

  54. 54.

    See Fossum (2004), http://www.arena.uio.no/cidel/Reports/Albarracin_Ch2.pdf.

References

Books and Articles

  • Alexy R (2010) Rights, balancing and proportionality. The construction of constitutional rights. Law & ethics human rights. The Berkeley Electronic Press, Berkeley

    Google Scholar 

  • Bellamy R, Schonlau J (2012) The normality of constitutional politics: an analysis of the drafting of the EU charter of fundamental rights. In: Corradetti C (ed) Philosophical dimensions of human rights. Some contemporary views. Springer, Dordrecht, pp 231–252

    Chapter  Google Scholar 

  • Besselink LFM (2012) The protection of fundamental rights post-Lisbon the interaction between the EU charter of fundamental rights, the European Convention on Human Rights (ECHR) and National Constitutions. Report of 25th FIDE congress

    Google Scholar 

  • Blackstock J (2012) The EU charter of fundamental rights. Scope and competence, Eutopia Law. http://eutopialaw.com/2012/04/18/the-eu-charter-of-fundamental-rights-scope-and-competance-2/

  • Brems E (2005) Conflicting human rights: an exploration in the context of the right to a fair trial in the European Convention for the protection of human rights and fundamental freedoms. Hum Rights Q 27:294–326

    Article  Google Scholar 

  • De Sousa PC. Horizontal expressions of vertical desires – horizontal effect and the scope of the EU Fundamental Freedoms. http://www.academia.edu/2167103/Horizontal_Expressions_of_Vertical_Desires_-_Horizontal_Effect_and_the_Scope_of_the_EU_Fundamental_Freedoms

  • De Witte B (2009) The crumbling public/private divide: horizontality in European anti-discrimination law. Citizenship Stud 13(5):515–525

    Article  Google Scholar 

  • Eriksson A (2009) European Court of Justice: broadening the scope of European non-discrimination law. Int J Constitut Law 7(4):731–753

    Article  Google Scholar 

  • Ferreres Comella V (2009) Constitutional courts and democratic values: a European perspective. Yale University Press, New Haven

    Google Scholar 

  • Fossum JE (2004) In: Closa C, Fossum JE (eds) Deliberative constitutional politics in the EU. Centre for European Studies, Oslo

    Google Scholar 

  • Groussot X, Pech L, Petursson GT (2011) The scope of application of EU fundamental rights on member states’ action: in search of certainty in EU adjudication. Eric Stein Working Paper No. 1/2011

    Google Scholar 

  • Kanger L (2007) Euroopa Liidu õiguse kohaldamine Eesti halduskohtute praktikas: põllumajandustoetuste ja üleliigse laovaru tasu kaasuste näitel. Estonian Supreme Court, Legal Information Department

    Google Scholar 

  • Kerikmäe T (2010) Estonia as an EU state: lack of proactive constitutional dialogue. In: Topidi K, Morawa AHE (eds) Constitutional evolution in Central and Eastern Europe expansion and integration in the EU. Ashgate Publishing Ltd, Farnham, pp 11–42

    Google Scholar 

  • Kerikmäe T, Käsper K (2008) European charter of fundamental rights. Lexis Nexis Expert Commentaries. http://w3.nexis.com/sources/scripts/info.pl?326754

  • Kerikmäe T, Nyman-Metcalf K (2012a) Less is more or more is more? Revisiting universality of human rights. Int Comp Law Rev 12(1):35–51

    Google Scholar 

  • Kerikmäe T, Nyman-Metcalf K (2012b) The European Union and Sovereignty: the sum is more than its parts? Temas de Integração, Junho, pp 5–16

    Google Scholar 

  • Kerikmäe T, Nyman-Metcalf K, Roots L, Meiorg M, Popov A (2012) Estonian report: protection of fundamental rights post-Lisbon: the interaction between the EU charter of fundamental rights, the European Convention on Human Rights (ECHR) and National Constitutions. In: Laffranque J (ed) Reports of the XXV FIDE congress Tallinn 2012. Tartu Ülikooli Kirjastus, Tartu, pp 389–422

    Google Scholar 

  • Kokott J (2010) The basic law at 60 – from 1949 to 2009: the basic law and supranational integration. German Law J 11:99–114

    Google Scholar 

  • Krzeminska-Vamvaka J (2009) Horizontal effect of fundamental rights and freedoms – much ado about nothing? German, Polish and EU theories compared after Viking Line. Jean Monnet Working Paper No 11/2009

    Google Scholar 

  • Kull I (2007) Unfair contracts of suretyship — a question about the horizontal effect of fundamental rights or about the application of contract law principles. Juridica International: Law Review of the University of Tartu, Estonia I 2007

    Google Scholar 

  • Lõhmus U (2007) Kuidas liikmesriigi kohtusüsteem tagab Euroopa Liidu õiguse tõhusa toime. Juridica (3)

    Google Scholar 

  • Maruste R (2004) Konstitutsionalism ning põhiõiguste ja -vabaduste kaitse. Juura, Tallinn

    Google Scholar 

  • Schermers HG (2001) Drafting a charter of fundamental rights of the European Union. In: Kellermann AE, de Zwaan JW, Czuczai J (eds) EU enlargement: the constitutional impact at EU and national level. T.M.C. Asser Press, The Hague

    Google Scholar 

  • Schor M (2010) New thinking about National High Courts. Tulsa Law Rev 45(4) (University of Tulsa)

    Google Scholar 

  • Šipilov V (2010) Põhiõiguste kolmikmõju ja Euroopa Liidu õiguse horisontaalne kohaldatavus. Master Thesis

    Google Scholar 

  • Tzevelekos V (2010) In search of alternative solutions: can the State of origin be held internationally responsible for investors human rights abuses that are not attributable to it? Brooklyn J Int Law 35:155–231

    Google Scholar 

  • Van den Berghe F (2010) The EU and issues of human rights protection: same solutions to more acute problems? Eur Law J 16(2):112–157

    Article  Google Scholar 

  • Wiesbrock A (2010) Case Note – Case C-555/07, Kücükdeveci v. Swedex, Judgment of the Court (Grand Chamber) of 19 January 2010. German Law J 11:539–550

    Google Scholar 

Official Material

  • Eesti Vabariigi Põhiseadus. Kommenteeritud väljaanne. Juura (Tallinn 2008)

    Google Scholar 

  • Report of the Expert Group on Fundamental Rights, the European Commission, “Affirming Fundamental Rights in the European Union: Time to Act,” Brussels (February 1999)

    Google Scholar 

  • The EU Network of Independent Experts on Fundamental Rights, Commentary of the Charter of Fundamental Rights of the European Union

    Google Scholar 

Case Law

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Tanel Kerikmäe .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2014 Springer-Verlag Berlin Heidelberg

About this chapter

Cite this chapter

Kerikmäe, T. (2014). EU Charter: Its Nature, Innovative Character, and Horizontal Effect. In: Kerikmäe, T. (eds) Protecting Human Rights in the EU. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-38902-3_2

Download citation

Publish with us

Policies and ethics