Skip to main content

Is Law a Fiction?

  • Chapter
  • First Online:
Legal Fictions in Theory and Practice

Part of the book series: Law and Philosophy Library ((LAPS,volume 110))

  • 1649 Accesses

Abstract

Taking its cue from Walter Jones’ 1940 monograph on the history of legal theory—one of whose chapters is entitled The Fiction Theory—this present chapter examines the credibility of such a theory. Much of course depends upon how one defines fiction. However if one adopts Hans Vaihinger’s philosophy of ‘as if’ as an ‘epistemic attitude’ and applies it, not so much to law as an object in itself, but to the constituent parts of legal knowledge (individual theories, concepts, categories, rules and reasoning methods) the philosophy can begin to seem one that should be taken seriously by jurists. Vaihinger is not without his critics, it must be said, and if care is not taken the whole notion of a legal fiction can lose its meaning. Yet the philosophy of ‘as if’ can survive these criticisms and force jurists to think, if not about fictions themselves, then at least about its opposite, namely reality. What is law as a ‘reality’? If it is a ‘thing’ made up of its constituent ‘properties’, then these properties, on closer examination, incorporate many fictional elements and notions. Then, again, perhaps one might think of law ‘as if’ it is a fiction.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 149.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 199.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Cf Lobban (this volume, Chap. 1).

  2. 2.

    Jones (1940, pp. 164–165).

  3. 3.

    See eg Lloyd and Freeman (2008, p. 1).

  4. 4.

    See in particular Susskind (1987, pp. 78–79).

  5. 5.

    Jones, op.cit. However see also Jolowicz (1963).

  6. 6.

    On this question see generally Fuller (1967). On Fuller and legal fictions Quinn (this volume, Chap. 4).

  7. 7.

    Ibid, pp. 40–48.

  8. 8.

    On which see Riles (2010).

  9. 9.

    And see also Del Mar (this volume, Chap. 11).

  10. 10.

    Jones (1940, pp. 166–170).

  11. 11.

    Hoenen (2007, p. 975).

  12. 12.

    See Heith-Stade (2012).

  13. 13.

    Jolowicz (1963, p. 88).

  14. 14.

    Thatcher (1987, p. 8).

  15. 15.

    Jones (1940, pp. 109–110).

  16. 16.

    Jolowicz (1963, p. 93).

  17. 17.

    Samuel (1997).

  18. 18.

    Sometimes envisaged as a ‘person’ ( hereditas repræsentat personam): Thomas (2011, p. 229).

  19. 19.

    Jones (1940, p. 169).

  20. 20.

    Ibid, p. 171.

  21. 21.

    Villey (1979, p. 44).

  22. 22.

    Jones (1940, p.173).

  23. 23.

    Makkreel (2006, p. 441).

  24. 24.

    Desjeux (2004, p. 116).

  25. 25.

    Ibid, p. 95.

  26. 26.

    Borutti (2006, p. 461).

  27. 27.

    Ibid.

  28. 28.

    Ibid.

  29. 29.

    Jones (1940, pp. 165–166); Borutti (2006, p. 462).

  30. 30.

    Granger (1995, p. 99).

  31. 31.

    Jones (1940, p. 166).

  32. 32.

    On which see Fuller (1967, p. 94 ff.). There is an English translation ( The Philosophy of “As If”, 1924, Routledge. Trans C. K. Ogden) but Fuller said that it is very unsatisfactory: Fuller (1967) at 94 (footnote). There is now a French translation by Christophe Bouriau: H Vaihinger, La phiosophie du comme si (Éditions Kimé, 2nd ed, 2013). See also Kelsen (this volume, Chap. 1).

  33. 33.

    Jones (1940, p. 166).

  34. 34.

    Fuller (1967, p. 97).

  35. 35.

    Bouriau (2013a, p. 13).

  36. 36.

    Fuller (1967, p. 98).

  37. 37.

    Ibid, pp. 99–100.

  38. 38.

    Ibid, p. 115 (a “metaphorical element taints all our concepts”).

  39. 39.

    On Fuller and fictions see Quinn (this volume, Chap. 4).

  40. 40.

    Fuller (1967, p. 101).

  41. 41.

    Ibid, p. 103 (emphasis in the original).

  42. 42.

    Troper (2003, p. 26 ff.).

  43. 43.

    Ibid, p. 33.

  44. 44.

    See Samuel (2013, pp. 99–104).

  45. 45.

    Hart (1994, p. vi).

  46. 46.

    Borutti (2006).

  47. 47.

    Hart (1994, pp. 51–78).

  48. 48.

    Ibid, pp. 94–95.

  49. 49.

    Ibid, p. 110.

  50. 50.

    Ibid.

  51. 51.

    Borutti (2006, p. 461).

  52. 52.

    On which see Kelsen (this volume, Chap. 1) and Kletzer (this volume, Chap. 2).

  53. 53.

    Bouriau (2013a, pp. 160–162). And see generally Bouriau (2013b).

  54. 54.

    Bouriau (2013a, p. 161).

  55. 55.

    Ibid.

  56. 56.

    Ibid.

  57. 57.

    Ibid, p. 74.

  58. 58.

    Ibid, pp. 76–77.

  59. 59.

    Ibid, p. 163.

  60. 60.

    Ibid.

  61. 61.

    Hart (1994, pp. 292–293).

  62. 62.

    Ibid, p. 293.

  63. 63.

    See eg Cohen (1935).

  64. 64.

    Holmes (1897).

  65. 65.

    Kennedy (1982, p. 595 ff.).

  66. 66.

    Bouriau (2013a, p. 79).

  67. 67.

    See Cownie (2004, p. 49–50).

  68. 68.

    Twining (1985, p. 382).

  69. 69.

    Bouriau (2013a, p. 119).

  70. 70.

    Canning (1987, p. 190).

  71. 71.

    See eg Lord Reid in Tesco Supermarkets Ltd v Nattrass [1972] AC 153, at 170.

  72. 72.

    Stein (1984, pp. 125–129).

  73. 73.

    Canning (1987, p. 190).

  74. 74.

    Thomas (2011, pp. 137–154, 169–186). And see in particular Ando (this volume, Chap. 14).

  75. 75.

    D.50.16.16.

  76. 76.

    D.46.1.22.

  77. 77.

    D.1.19.1pr.

  78. 78.

    D.1.7.6.

  79. 79.

    See eg D.4.4.3.9.

  80. 80.

    See further Thomas (2011, pp. 169–186).

  81. 81.

    D.44.7.5.3.

  82. 82.

    D.44.7.5.4.

  83. 83.

    Birks (1997, pp. 18–19).

  84. 84.

    Ibid, p. 17.

  85. 85.

    Ibid, p. 19.

  86. 86.

    Bouriau (2013a, p. 110).

  87. 87.

    Ibid.

  88. 88.

    Webb (2009), 215, pp. 225–226.

  89. 89.

    Ibid, p. 228.

  90. 90.

    But cf Bouriau (2013a, pp. 114–119).

  91. 91.

    Wu (2009) at 457.

  92. 92.

    Descheemaeker (2009, p. 17) (emphasis in the original).

  93. 93.

    Ibid, pp. 19–23.

  94. 94.

    Thus for example Hohfeld fashioned his conceptual model of rights and other notions with the object of bringing more clarity into judicial reasoning: Hohfeld (1966).

  95. 95.

    See eg Pharmaceutical Society of G.B. v. Boots [1953] 1 QB 401; Carlill v. Carbolic Smoke Ball Co [1893] 1 QB 256.

  96. 96.

    Descheemaeker (2009, p. 216).

  97. 97.

    Ibid, p. 217.

  98. 98.

    J Puddefoot (2007, p. 861).

  99. 99.

    Cf Lind (this volume, Chap. 5).

  100. 100.

    Although not founded on fiction theory as such, an excellent analysis of the gap between legal mapping and actual reasoning in cases can be found in Waddams (2003).

  101. 101.

    See further Samuel (2009).

  102. 102.

    Carbasse (1998, pp. 293–294, 304–305).

  103. 103.

    Jestaz and Jamin (2004, pp. 158–161); Jouanjan (2005, pp. 219–230).

  104. 104.

    On which see Gray and Gray (2003, p. 204).

  105. 105.

    Lord Simon in Lupton v. FA & AB [1972] AC 634, pp. 658–659.

  106. 106.

    Lord Simon in Stock v. Frank Jones [1978] 1 WLR 231, p. 237.

  107. 107.

    Re Rowland [1963] 1 Ch 1, p. 11.

  108. 108.

    Ibid, p. 17.

  109. 109.

    Valade (2001 p. 401).

  110. 110.

    See in particular Lee (this volume, Chap. 12).

  111. 111.

    See Salter (1992).

  112. 112.

    Blackpool & Fylde Aero Club Ltd v. Blackpool BC [1990] 1 WLR 1195.

  113. 113.

    Courtney & Fairbairn v. Tolani Brother (Hotels) Ltd [1975] 1 WLR 297.

  114. 114.

    [1990] 1 WLR 1195, p. 1201.

  115. 115.

    Ibid, p. 1202

  116. 116.

    Lord Radcliffe in Davis Contractors Ltd v. Fareham UDC [1956] AC 696, p. 728.

  117. 117.

    Herbert (1997, pp. 1–6).

  118. 118.

    Lord Brown in Van Colle v Chief Constable of the Hertfordshire Police [2009] 1 AC 225, at para 132.

  119. 119.

    All that the Law Lord said was: “So far from doubting whether this would in fact be so, it seems to me inevitable” (para 132).

  120. 120.

    Markesinis (2001, p. 304).

  121. 121.

    And see further in Lee (this volume, Chap. 12).

  122. 122.

    Dworkin (1977, pp. 82–84).

  123. 123.

    Ibid, p. 90.

  124. 124.

    Ibid, pp. 116–117

  125. 125.

    Ibid, p. 105.

  126. 126.

    Waddams (2011, p. 230).

  127. 127.

    Ibid, p. 21.

  128. 128.

    Dworkin (1986, p. 229).

  129. 129.

    Depambour-Tarride (2003, p. 871).

  130. 130.

    Bergel (2012, pp. 307–308).

  131. 131.

    Jones (1940, p. 186).

  132. 132.

    See generally Bouriau (2013a). And see Lind (this volume, Chap. 5) and Del Mar (this volume, Chap. 11).

  133. 133.

    Cf Lind (this volume, Chap. 5).

  134. 134.

    Jones (1940, p. 185).

  135. 135.

    Writing about the natural sciences, Robert Blanché observed: “Already Whewell remarked that the ideas through which we interpret the facts little by little get incorporated into the facts themselves as we perceive them, so much so that we no longer distinguish them as such and believe that we can read them directly in experience; the ideas of one generation thus become the facts for the generation which follows”: Blanché (1983, p. 83).

  136. 136.

    Ellul (1982, p. 28).

  137. 137.

    Jones (1940, p. 285).

  138. 138.

    On which see Bouriau (2013b).

  139. 139.

    Riles (2010, p. 4).

  140. 140.

    See generally Bonnet and Deunier (eds) (2010).

  141. 141.

    Fuller (1967, p. 123).

  142. 142.

    Riles (2010, pp. 4–5). And see generally Samuel (2003).

  143. 143.

    Riles (2010, p. 17).

  144. 144.

    On which see Samuel (2008).

  145. 145.

    See generally Bouriau, op.cit.

  146. 146.

    Riles (2010, pp. 18–21).

  147. 147.

    This important point is regularly emphasised by Bouriau: see generally Bouriau (2013a, b).

References

  • Bergel, J.-L. 2012. Théorie générale du droit. 5th ed. Dalloz: Paris

    Google Scholar 

  • Birks, P. 1997. Definition and division: A meditation on institutes 3.13. In The classification of obligations, ed. P. Birks. Oxford University press: Oxford

    Google Scholar 

  • Blackpool & Fylde Aero Club Ltd v Blackpool BC. 1990. 1 WLR 1195.

    Google Scholar 

  • Blanché, R. 1983. L’épistémologie. 3rd ed. Presses Universitaires de France: Paris

    Google Scholar 

  • Bonnet, B., and P. Deunier, eds. 2010. De l’intérêt de la summa divisio droit public-droit privé. Dalloz: Paris

    Google Scholar 

  • Borutti, S. 2006. Fiction. In Le dictionnaire des sciences humaines, eds. S. Mesure and P. Savidan. Presses Universitaires de France: Paris

    Google Scholar 

  • Bouriau, C. 2013a. Le ‘comme si’: Kant, Vaihinger et le fictionalisme. Les Éditions du Cerf: Paris

    Google Scholar 

  • Bouriau, C. 2013b. Les fictions du droit: Kelsen, lecteur de Vaihinger. ENS Éditions: Lyon

    Google Scholar 

  • Canning, J. 1987. The political thought of Baldus de Ubaldis. Cambridge University Press: Cambridge

    Google Scholar 

  • Carbasse, J. -M. 1998. Introduction historique au droit. Presses Universitaires de France: Paris

    Google Scholar 

  • Carlill v Carbolic Smoke Ball Co. 1893. 1 QB 256.

    Google Scholar 

  • Cohen, F. 1935. Transcendental nonsense and the functional approach, Columbia Law Review 35:809.

    Article  Google Scholar 

  • Courtney & Fairbairn v Tolani Brother (Hotels) Ltd. 1975. 1 WLR 297.

    Google Scholar 

  • Cownie, F. 2004. Legal academics. Hart: Oxford

    Google Scholar 

  • Davis Contractors Ltd v Fareham UDC. 1956. AC 696.

    Google Scholar 

  • Del Mar, Maksymilian. 2014. Legal fictions and legal change in the common law tradition. In Legal fictions in theory and practice, ed. Maksymilian Del Mar and William Twining. Dordrecht: Springer.

    Google Scholar 

  • Depambour-Tarride, L. 2003. Juge (Longue durée). In Dictionnaire de la culture juridique, eds. D. Alland and S. Rials. Presses Universitaires de France: Paris

    Google Scholar 

  • Descheemaeker, E. 2009. The division of wrongs: A historical comparative study. Oxford University Press: Oxford

    Google Scholar 

  • Desjeux, D. 2004. Les sciences sociales. Presses Universitaires de France: Paris

    Google Scholar 

  • Dworkin, R. 1977. Taking rights seriously. Duckworth: London

    Google Scholar 

  • Dworkin, R. 1986. Law’s Empire. Fontana: London

    Google Scholar 

  • Ellul, J. 1982. Histoire des institutions: 3—Le Moyen Age. 9th ed. Presses Universitaires de France: Paris

    Google Scholar 

  • Fuller, L. 1967. Legal fictions. Stanford University Press: Stanford

    Google Scholar 

  • Granger, G.-G.1995. La science et les sciences. 2nd ed. Presses Universitaires de France: Paris

    Google Scholar 

  • Gray, K., and S. Gray. 2003. The rhetoric of reality. In Rationalizing property, equity and trusts, ed. J. Getzler. Butterworths: London

    Google Scholar 

  • Hart, H. L. A. 1994. The concept of law. 2nd ed. Oxford University Press: Oxford

    Google Scholar 

  • Hans Kelsen. 2014. On the theory of juridic fictions. With special consideration of Vaihinger’s Philosophy of the as-if. In Legal fictions in theory and practice, ed. Maksymilian Del Mar and William Twining. Dordrecht: Springer.

    Google Scholar 

  • Heith-Stade, D. 2012. http://davidheithstade.wordpress.com/2012/06/02/ubi-societas-ibi-ius/.

  • Herbert, A. P. 1977 [1935]. Uncommon law. Methuen: London

    Google Scholar 

  • Hoenen, J. F. M. 2007. Nominalisme. In Dictionnaire critique de théologie, ed. J.-Y. Lacoste. 2nd ed. Presses Universitaires de France: Paris

    Google Scholar 

  • Hohfeld, W. 1966 [1919]. Fundamental legal conceptions. Yale University Press: Yale

    Google Scholar 

  • Holmes, O. W. 1897. The path of the law. Harvard Law Review 10:457

    Article  Google Scholar 

  • Jestaz P, and Jamin C. 2004. La doctrine. Dalloz: Paris

    Google Scholar 

  • Jolowicz, H. F. 1963. Lectures on jurisprudence. Athlone: London

    Google Scholar 

  • Jones, John W. 1940. A historical introduction to the theory of law. Oxford: Clarendon Press.

    Google Scholar 

  • Jouanjan, O. 2005. Une histoire de la pensée juridique en Allemagne (1800–1918). Presses Universitaires de France: Paris

    Google Scholar 

  • Kennedy, D. 1982. Legal education and the reproduction of hierarchy. Journal of Legal Education 32:591.

    Google Scholar 

  • Kletzer, Christoph. 2014. Kelsen on Vaihinger. In Legal fictions in theory and practice, ed. Maksymilian Del Mar and William Twining. Dordrecht: Springer.

    Google Scholar 

  • Lee, James. 2014. Fictions in tort. In Legal fictions in theory and practice, ed. Maksymilian Del Mar and William Twining. Dordrecht: Springer.

    Google Scholar 

  • Lind, Douglas. 2014. The pragmatic value of legal fictions. In Legal fictions in theory and practice, ed. Maksymilian Del Mar and William Twining. Dordrecht: Springer.

    Google Scholar 

  • Lloyd, D. and M. Freeman 2008. Lloyd’s introduction to jurisprudence. 8th ed. Sweet & Maxwell: London

    Google Scholar 

  • Lobban, Michael. 2014. Legal fictions before the age of reform. In Legal fictions in theory and practice, ed. Maksymilian Del Mar and William Twining. Dordrecht: Springer.

    Google Scholar 

  • Lupton v FA & AB. 1972. AC 634.

    Google Scholar 

  • Makkreel, R. 2006. Expliquer et comprendre. In Le dictionnaire des sciences humaines, eds. S. Mesure and P. Savidan. Presses Universitaires de France: Paris

    Google Scholar 

  • Markesinis, B. 2001. Always on the same path: Essays on foreign law and comparative methodology Volume II. Hart: Oxford

    Google Scholar 

  • Pharmaceutical Society of G.B. v Boots. 1953. 1 QB 401.

    Google Scholar 

  • Puddefoot, J. 2007. Mathématiques. In Dictionnaire critique de théologie, ed. J.-Y. Lacoste. 2nd ed. Presses Universitaires de France: Paris

    Google Scholar 

  • Quinn, Michael. 2014. Fuller on legal fictions: A benthamic perspective. In Legal fictions in theory and practice, ed. Maksymilian Del Mar and William Twining. Dordrecht: Springer.

    Google Scholar 

  • Riles, A. 2010. Is the law hopeful? Cornell law faculty working papers. Paper 68. http://scholarship.law.cornell.edu/clsops_papers/68.

  • Rowland, Re. 1963. Ch 1.

    Google Scholar 

  • Salter, M. 1992. Towards a phenomenology of legal thinking. Journal of the British Society for Phenomenology 23:167.

    Article  Google Scholar 

  • Samuel, G. 1997. Classification of obligations and the impact of constructivist epistemologies. Legal Studies 17:448.

    Article  Google Scholar 

  • Samuel, G. 2003. Epistemology and method in law. Ashgate: Aldershot

    Google Scholar 

  • Samuel, G. 2008. Is law really a social science? A view from comparative law. Cambridge Law Journal 288.

    Google Scholar 

  • Samuel, G. 2009. Interdisciplinarity and the authority paradigm: Should law be taken seriously by scientists and social scientists? Journal of Law and Society 36:431.

    Article  Google Scholar 

  • Samuel, G. 2013. A short introduction to the common law. Edward Elgar: Cheltenham

    Google Scholar 

  • Stein, P. 1984. Legal institutions: The development of dispute settlement. Butterworths: London

    Google Scholar 

  • Stock v Frank Jones. 1978. 1 WLR 231.

    Google Scholar 

  • Susskind, R. 1987. Expert systems in law. Oxford: Oxford University Press: Oxford

    Google Scholar 

  • Tesco Supermarkets Ltd v Nattrass. 1972. AC 153.

    Google Scholar 

  • Thatcher, M. 1987. Aids, education and the year 2000, Woman’s Own (3 Oct.).

    Google Scholar 

  • Thomas, Y. 2011. Les opérations du droit. Seuil/Gallimard: Paris

    Google Scholar 

  • Troper, M. 2003. La philosophie du droit. Presses Universitaires de France: Paris

    Google Scholar 

  • Twining, W. 1985. Karl Llewellyn and the realist movement (Weidenfeld & Nicolson: London 1973; reprint 1985).

    Google Scholar 

  • Vaihinger, H. 1924. The philosophy of “As If” (Trans: C. K. Ogden). Routledge: London

    Google Scholar 

  • Vaihinger, H. 2013. La phiosophie du comme si. (Trans: Christophe Bouriau). 2nd ed. Éditions Kimé: Paris

    Google Scholar 

  • Valade, B. 2001. De l’explication dans les sciences sociales: holisme et individualisme. In Épistémologie des sciences sociales, ed. J.-M. Berthelot. Presses Universitaires de France: Paris

    Google Scholar 

  • Van Colle v Chief Constable of the Hertfordshire Police. 2009. 1 AC 225.

    Google Scholar 

  • Villey, M. 1979. Le droit romain. 7th ed. Presses Universitaires de France: Paris

    Google Scholar 

  • Waddams, S. 2003. Dimensions of private law: Categories and concepts in anglo-american legal reasoning. Cambridge University Press: Cambridge

    Google Scholar 

  • Waddams, S. 2011. Principle and policy in contract law: Competing or complementary concepts? Cambridge University Press: Cambridge

    Google Scholar 

  • Webb, C. 2009. Treating like cases alike: Principle and classification in private law. In The goals of private law, eds. A. Robertson and T. H. Wu. Hart: Oxford

    Google Scholar 

  • Wu, T. H. 2009. Storytelling in the law of unjust enrichment. In The goals of private law, eds. A. Robertson and T. H. Wu. Hart: Oxford

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Geoffrey Samuel .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2015 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Samuel, G. (2015). Is Law a Fiction?. In: Del Mar, M., Twining, W. (eds) Legal Fictions in Theory and Practice. Law and Philosophy Library, vol 110. Springer, Cham. https://doi.org/10.1007/978-3-319-09232-4_3

Download citation

Publish with us

Policies and ethics