The Role of Heavy Metal Pollution in Neurobehavioral Disorders: a Focus on Autism
- First Online:
- Cite this article as:
- Gorini, F., Muratori, F. & Morales, M.A. Rev J Autism Dev Disord (2014) 1: 354. doi:10.1007/s40489-014-0028-3
- 1.4k Downloads
An increasing evidence supports the role of industrial chemicals as contributors to the development of neurobehavioral disorders, including autism spectrum disorders, whose prevalence has progressively increased in recent years. Heavy metals, in particular, are recognized as neurodevelopmental toxins since they can be responsible of fetal damages which lead to neurological defects, developmental delays, learning disabilities and behavioral abnormalities. Most of the reviewed studies reported a relationship between exposure to metals during perinatal and early childhood periods and increased risk for autism. Moreover, the effects resulting from co-exposure to multiple metals should not be underestimated, especially in the assessment of children who live in developing countries or near heavily contaminated sites.
KeywordsASD Neurodevelopment Heavy metals Pollution
Neurodevelopmental disorders such as autism, attention deficit disorder, mental retardation, and cerebral palsy affect between 400,000 and 600,000 children born in the USA each year (Landrigan et al. 2012). Thus, it has been estimated that up to every six children has a developmental disability, and in most cases, the nervous system represents the main target (Bloom et al. 2010). Unfortunately, neurodevelopmental disorders are often untreatable and cause permanent brain damage (Grandjean and Landrigan 2014). The impairment of cognitive skills results in loss of IQ points, in reduction of children’s academic attainments, and at last in substantial costs for societies (Gould 2009). Over the last decades, there has been an increasing evidence towards industrial chemicals as contributors in neurobehavioral diseases (Grandjean and Landrigan 2006). Genetic factors alone account for no more than 30–40 % of all cases of neurodevelopmental disorders. US National Research Council estimated that 3 % of developmental disabilities are the direct result of exposure to environmental toxicants whereas another 25 % are the result of an interaction between environmental factors and inherited susceptibilities (National Research Council 2000a; Landrigan et al. 2012).
Heavy metal contamination is one of the most severe threats for the environment. Since the middle of the nineteenth century, the industrial use of heavy metals increased with consequent emission in the environment. Only at the end of the twentieth century that these emissions started to decrease in most developed countries (Nriagu et al. 1996), and nowadays, exceptions are still represented by highly industrialized areas with outdated technologies. The emission of heavy metals in the environment occurs via a wide range of processes and pathways impacting on air, surface water, and soil quality. Due to the multiple sources of exposure, heavy metals represent also one of the most serious threats to human health (Arita and Costa 2009; Dufault et al. 2009; Szewczyk 2013).
There is compelling evidence that heavy metals adversely affect neurodevelopment and increase risk of autism spectrum disorders (ASD) (DeSoto and Hitlan 2010; Abdullah et al. 2012). Many trace elements occurring in the body at less than 0.01 % of body weight are essential for physiological processes in the central nervous systems; however, when present at increased levels, they may produce neurodegenerative conditions such as Parkinson’s disease, Down syndrome, and Alzheimer’s disease (Fido and Al-Saad 2005; Lakshmi Priya and Geetha 2011). During the prenatal development, the human brain is more vulnerable to xenobiotics than the brain of an adult. Indeed, placenta does not provide an effective protection against environmental contaminants (Andersen et al. 2000), and the blood-brain barrier is not formed up to 6 months after birth (Adinolfi 1985). Therefore, exposure to environmental chemicals during the early fetal development can cause brain injury at levels much lower than those affecting adult brain function (Grandjean and Landrigan 2006). Environmentally mediated changes in fetal programming may be limited to an individual’s prenatal period of development or, alternatively, alteration in control of gene expression may appear later in adulthood (Dietert et al. 2011). Epigenetic mechanisms (e.g., DNA methylation, histone modifications, and expression of non-coding microRNAs) produce heritable modifications in gene expression without changes in DNA sequence (Chuang and Jones 2007; Cedar and Bergman 2009; Svoboda and Flemr 2010). “Environmental epigenomics” is thus defined as the constant interplay between the environment, which include both endogenous (such as hormones) and exogenous factors (such as chemicals and food) and the epigenome (Grafodatskaya et al. 2010; Gorini et al. 2014).
Children are particularly sensitive to neurotoxic effects of heavy metal exposure since they have weaker detoxifying mechanisms and poorer immune systems than adults (Landrigan and Garg 2002; Henn et al. 2014). The major windows of developmental vulnerability occur in the utero and during infancy and early childhood due to the continuing brain development after birth (Rodier 1995).
In recent years, attention has been focused on the study of potential contribution of heavy metals to the development of ASD. In particular, several lines of research have shown that autistic children display a higher body burden of toxic metals compared to neurotypical controls (Adams et al. 2009; Elsheshtawy et al. 2011; Lakshmi Priya and Geetha 2011). In addition, the impact of heavy metals seems to be more evident in subjects with moderate or severe ASD in comparison to subjects with mild ASD (Geier et al. 2009a, b, 2012). Generally, heavy metals are measured in blood, urine, hair, and nails, while recently, a few studies examined biomarkers in teeth. While blood and urine provide an assessment of contemporaneous exposure, hair and nail reflect metabolic changes of many elements over long periods of time since in these biological matrices, trace metal concentrations are not related to rapid fluctuations due to the diet, air, and water. In contrast to hair, teeth provide historical information of metal exposure. Enamel of primary teeth, in particular, reflects a record of prenatal and early postnatal exposure since it begins in the utero and is completely formed between 3 months and 1 year after birth (Abdullah et al. 2012).
Moreover, there is increasing evidence that metal mixtures may cause greater than additive effects on cognitive and motor development (Henn et al. 2014). Nevertheless, few studies have been performed on metal interactions, and the association between exposure to multiple metals and autism remains to be explored.
This current review examines the evidence for an association between ASD and heavy metals with acknowledged neurotoxic properties (lead, mercury, and cadmium) and summarizes the recent literature on neurodevelopmental effects associated with metals co-exposures.
Neurotoxic effects of lead (Pb) have been known for centuries. Though acute Pb poisoning may even lead to death, long-term studies on children who survived the event showed a high incidence of learning and behavioral disorders (Byers and Lord 1943). Research performed mainly in the USA in the 1970s and 1980s revealed that effects on the central nervous system, such as deficits inherent concentration, memory, cognition, and behavior, occurred in asymptomatic children whose Pb concentration in blood was increased (Landrigan et al. 1975; Needleman 1988). Children are the major victims of Pb poisoning. Recent estimates of the World Health Organization show that approximately 15 to 18 million children in developing countries may suffer permanent brain damage due to acute Pb exposure and about 3.5 % of minor mental retardation is attributable to Pb poisoning worldwide (Prüss-Üstün et al. 2004).
According to the concept of plasticity, the recovery of function after damage to the young brain occurs more easily than in the adult brain (Winneke 2011), while correctly applied to the motor function, this principle is of limited importance for the cognitive activities (language, memory, and attention). Thus, brain injury occurring before the age of 7 years has a worse prognosis than a similar damage occurring later (Duval et al. 2002).
Effects on Neurodevelopment
The highest BLLs occur between 15 and 24 months of age (Tong et al. 1996), where the normal hand-to-mouth behaviors result in high exposure to chemicals and, specifically, to Pb. Children who live in houses with deteriorating leaded paint may achieve lead concentrations of 20 μg/dL due to the ingestion of dust arisen by lead paint residues. This level may further increase when a child displays pica, an eating disorder characterized by the persistent ingestion of non-nutritive substances (Charney et al. 1980). In addition to a higher risk of exposure, the fraction of Pb adsorption is 40 % in children compared to 10 % in adults (World Health Organization 2008).
Epidemiological research has linked Pb exposure during childhood to deficits in cognitive skills and IQ, behavioral problems, and attention hyperactivity disorder (ADHD) (Bellinger et al. 1994; Chen et al. 2007; Eubig et al. 2010). Prenatal and early postnatal Pb poisoning and long-term exposure to Pb low levels have been associated to an increased risk of neuropsychological outcome and aggressive behaviors in adolescence (Dietrich et al. 2001; Ris et al. 2004).
Prenatal exposure to lead is caused by the metal mobilization from maternal bones during pregnancy and its crossing the placenta. A study performed on a group of mother-newborn pairs showed a strong correlation between the BLLs in the mothers and their newborns; in particular, the blood lead concentration of infants was approximately 90 % of that of the mothers (Amitai et al. 1999). Furthermore, Pb accumulated in the mother’s bones from past environmental exposures can be excreted into breast milk, and despite the low levels excreted, it may strongly influence the infant’s BLLs (Ettinger et al. 2006).
The recent findings that no level of Pb is considered safe for children have led the Centers for Disease Control and Prevention Advisory Committee on Childhood Lead Poisoning Prevention (ACCLPP) to remove the term “blood lead level of concern.” Indeed, numerous studies reported negative effects on children’s neurodevelopment, including reduced intelligence, attention disorders, and academic deficits at BLLs <10 μg/dL. For example, it has been showed that blood lead concentrations <10 μg/dL are inversely associated with IQ scores at 3 to 5 years of age, and most declines in IQ are associated with an increase in lifetime mean blood lead from 1 to 10 μg/dL. Specifically, the estimated IQ loss was 4.6 points for each increase in the BLL of 10 μg/dL; in contrast, for children whose Pb concentration remained below this level, the estimated loss in IQ was 7.4 points (Canfield et al. 2003). Lanphear et al. (2005) found an inverse relationship between blood Pb concentration and IQ score; thus, the effects of Pb exposure were greater at lower lead levels. Bellinger (2008) supported the existence of adverse effects below 10 μg/dl, as well as the lack of existence of a threshold to Pb levels exposure.
ACCLPP has established the new reference value of 5 μg/dL to identify children with elevated BLLs. This value is based on the 97.5th percentile of BLL distribution in children aged 1–5 years of age (ACCLPP 2012). According to the Childhood Lead Poisoning Prevention Program, children at or above the reference value of 5 μg/dL (currently 450,000 in the USA) will need to be followed over time in order to prevent further Pb hazard exposure and adverse health effects of Pb in the body (Kentucky Department for Public Health, Childhood Lead Poisoning Prevention Programme 2013).
Association with Autism Spectrum Disorders
One the first reports evaluating the potential relationship between elevated blood lead and development of autism showed that children with autism and ADHD had BLLs of 42 μg/dl (Eppright et al. 1996). Previously, it was found that children affected by ASDs had BLL between 5 and 50 μg/dL (Cohen et al. 1982). Some years later, the study of Filipek et al. (1999) reported that 44 % of autistic children had BLLs greater than 2 standard deviations above the mean. Lidsky and Schneider (2005) described two cases of children that, as a consequence of Pb poisoning, developed autistic symptoms. In particular, the patient with a severe lead poisoning displayed impairment in cognitive functions and significant declines in speech and communication during periods of elevated blood lead concentrations. These results seem to suggest a temporal association between high BLLs and the emergence of autism and confirm the involvement of Pb in affecting cognitive, communication, and social function.
Habitual mouthing of objects and odd food preferences, typical of pica, may be potentially associated to a source of Pb. Children with autism were showed to be at increased risk for Pb exposure and intoxication due to their exploratory oral behaviors and ingestion of dangerous amounts of Pb in environments that are usually safe (Clark 2010). In the past research performed in children affected by pica, it found that mean blood lead concentration was significantly higher in the autistic group than that in non-autistic psychotic children (Cohen et al. 1976; Kinnell 1985).
Several studies have been reported elevated Pb levels in hair samples of autistic children. Lakshmi Priya and Geetha (2011) showed a significant increase in Pb levels in both the hair and nail samples of Indian children diagnosed with an ASD in comparison to the healthy control group. Similar results were reported in a cross-sectional study where a group of Egyptian children with ASD and a group of control were tested for Pb content in the hair, although no significant correlation was observed between the level of Pb and severity of autism (Elsheshtawy et al. 2011). One study in Kuwait (Fido and Al-Saad 2005) found that children with autism had approximately levels of lead two times higher respect to neurotypical children. Moreover, the higher toxic ratio observed between the essential metallic elements and toxic metals suggested that Pb exposure originated years later during pregnancy and may derive to Pb high levels occurring in Kuwait in the past decade when leaded gasoline was used. The comparison between a group of Arab children with ASD and an age- and sex-matched control group revealed a statistically significant difference in the hair and urine levels of Pb, suggesting that both immediate and long-term exposures were greater in autistic children (Blaurock-Busch et al. 2011). Metallomics analysis performed in Japan on hair samples of autistic children showed that especially infants aged 0–3 years suffered from high burden of Pb (Yasuda et al. 2013). In contrast, in another study, Pb was significantly lower in the hair of children with autism than in matched controls, and the patients had a low ability to excrete this metal (Kern et al. 2007). Children with autism have been characterized as subjects with decreased urine levels of Pb compared to healthy children (Yorbik et al. 2010), and more recently, lead analysis in blood, urine, and hair samples has not revealed significant differences between autistic and psychotic non-autistic patients (Albizzati et al. 2012).
To date, two studies only have used deciduous teeth as biological samples for the measurement of metal exposure in autistic children. Both reports did not find any significant difference in levels of Pb between children with an ASD and typically developing children (Adams et al. 2007; Abdullah et al. 2012).
Mechanisms of Neurotoxicity
Despite the growing research, the molecular mechanisms responsible for the effect of Pb in the central nervous system are still not completely clarified (Sánchez-Martín et al. 2013). It is largely accepted that neurotoxicity of lead occurs through multiple mechanisms of action. Direct mechanisms include disruption of calcium homeostasis, damage to the mitochondria, stimulation of calcium release from the mitochondria, alteration of lipid metabolism, and accumulation in astrocytes (Lidsky and Schneider 2003). Moreover, lead has the ability to substitute for zinc that is involved in the regulation of genetic transcription through zinc-finger proteins or zinc-binding sites in receptor channels (Reddy and Zawia 2000). Changes in mechanisms that control gene expression during early neurodevelopment may lead to reduction of gray matter and alteration of myelin and consequent neurological pathologies in adults (Cecil et al. 2011). Another indirect effect of Pb on the brain involves disruption of thyroid hormone transport into the brain. Due to their critical role in the normal development of the brain, severe deficiencies of thyroid hormones may cause mental retardation (Lidsky and Schneider 2003).
It has been proposed that elevated blood lead concentrations may be correlated to autism through a deregulation of physiological levels of neurotransmitters in plasma. In the developing brain, Pb causes an inappropriate release of neurotransmitters at rest and competes with calcium in their evoked release, interfering with the correct development of synaptic connections during the first few years of life (El-Ansary et al. 2011). In particular, Pb has shown to disrupt dopamine system in mesencephalic cells, causing necrosis and apoptosis (Scortegagna and Hanbauer 1997). Increased levels of gamma-aminobutyric acid, serotonin, and dopamine have been found in the plasma of autistic patients aged 4–12 years with respect to age-matched control children (El-Ansary et al. 2011) in agreement with previous works (Singh et al. 1997; Stone et al. 2007). Thus, postnatal lead exposure might represent a risk factor in the pathogenesis of autism, considering the implications of dopamine in mental and neurological disorders (El-Ansary et al. 2011).
As well as lead, mercury (Hg) has also been known for its potent neurotoxicity for centuries. Still, today, mercury remains an ubiquitous element in the global environment while many industrialized countries have established procedures and policies to minimize and prevent exposure to mercury (Counter and Buchanan 2004). Most of the environmental mercury results from coal-fired stations, waste incinerators, and mining activities. Speciation of Hg includes inorganic mercury, elemental mercury, and organic mercury (e.g., methyl- and ethylmercury) (World Health Organization 2007). While common inorganic sources include air and water pollution, skin creams, and infant teething powders, elemental mercury typically comes from amalgam dental fillings and industrial exposure. Being not lipid-soluble, inorganic mercury may not cross the blood-brain barrier or blood-placenta barrier and preferentially accumulates in the kidney after ingestion (Park and Zheng 2012). Inhalation is the main exposure route of elemental mercury that, in contrast to inorganic mercury salts, is poorly adsorbed in the gastrointestinal tract. In the form of mercury vapor, elemental mercury is adsorbed in the lungs and reaches the central nervous system due to its capacity to cross the blood-brain and blood-placenta barrier as well as the lipid bilayers of cellular membranes (Park and Zheng 2012). Though no adverse health effects of elemental mercury have been ascertained, the association of mercury adsorption from dental amalgam filling and detrimental effects in the general population is still under investigation. Nonetheless, the use of dental amalgam filling is declining rapidly and risk for exposure concerns almost exclusively dentists (World Health Organization 2007).
Methylmercury (MeHg) is the most widespread source of exposure to both humans and wildlife. MeHg, a product of microbial methylation, rapidly bioaccumulates and biomagnifies in the biota (Huang et al. 2012). The general population is exposed to MeHg mainly through the diet, especially through the consumption of freshwater and marine fish and consumption of other animals that consume fish, such as marine mammals (Višnjevec et al. 2013). The major toxic effects of MeHg are on the central nervous system, and the developing fetus brain results as the most vulnerable (National Research Council 2000b).
Effects on the Central Nervous System of Children
The central nervous system is one of the major targets of MeHg. Both high- and low-dose exposures often produce severe and long-term neurological damage though the clinical symptoms depend on the dose, pattern, time, and route of exposure (Zahir et al. 2010; Johansson et al. 2007). The effects of high dosage as well as those deriving from low-dose chronic Hg exposure are of particular concern to children during neurodevelopment stages due to their vulnerability to Hg (Counter and Buchanan 2004). The adverse effects of acute MeHg exposure in the utero have been documented for the first time following poisoning episodes that occurred in Japan (1953; 1964–1965) and Iraq (1971–1972) and include neurological symptoms and developmental delays including blindness, cerebral palsy, mental retardation, and general paralysis (Amin-Zaki et al. 1974; Tsubaki and Irukayama 1977; National Research Council 2000b). Since then, numerous epidemiological studies have evaluated the impact of early life exposure to MeHg in neurodevelopment especially in communities with high fish intakes (e.g., Cordier et al. 2002; Boucher et al. 2010; Lynch et al. 2011). Chronic moderate-level MeHg exposure, primarily through maternal consumption of fish, may also determine subtle effects, as it has been shown in New Zealand and the Faroe Islands, where offspring displayed deficits in language, IQ, memory, attention, and visual-spatial and motor skills (Grandjean et al. 1997; Crump et al. 1998; National Research Council 2000b).
Karagas et al. (2012) reviewed the epidemiological research focused on the impact of low-level MeHg exposure both in children and adults. Prospective cohort studies have reported associations of prenatal mercury exposure with impairments in neonatal motor function (Suzuki et al. 2010) and behavior (Gao et al. 2007), although dependence of toxic effects from age, sex, and timing of exposure should be evaluated. Bioindicators for prenatal MeHg exposure are maternal blood and hair collected during pregnancy or cord blood and tissue after birth, whereas postnatal exposure may be evaluated by measurement of MeHg in children’s hair and blood (Julvez et al. 2012). Mercury levels in the cord blood and tissue are accepted as more useful and valid biomarkers than mercury levels in the maternal hair since it shows a better relationship with the Hg-related neurobehavioral deficits in the child (Višnjevec et al. 2013). On the other hand, breast milk is not generally used for assessing exposure due to the low concentration and variability in the proportion of mercury as MeHg (García-Esquinas et al. 2011; Miklavcic et al. 2011).
Recently, Boucher et al. (2012) reported the association between prenatal MeHg exposure and ADHD symptomatology at school age, corroborating previous results on the effects of MeHg on attention and learning skills (Grandjean et al. 1997; Debes et al. 2006). Moreover, the association with ADHD-related behaviors seem to be stronger in boys than in girls, which is consistent with the growing evidence showing differences in the impact of endocrine-disrupting chemicals (including mercury) on neurodevelopment in males and females (Sagiv et al. 2012).
Mercury and ASDs
Abnormalities in communication
Lack of facial expression
Sensitivity to light Repetitive/stereotypic behaviors
Low muscle tone
Deficits in eye-hand coordination
Brain immune response
Oxidative stress/lipid peroxidation
Reduced GSH levels
Autism spectrum disorders
Collectively, much evidence suggests the biological plausibility of mercury as an etiological agent in autism. Higher levels of mercury both in hair and urine have been reported in autistic children compared to the control group, suggesting that children with ASDs had a greater past and immediate exposure (Blaurock-Busch et al. 2011). An increased level of mercury in hair and nail of children with autism was further found in the study of Lakshmi Priya and Geetha (2011), who reported that this elevation was directly correlated with the severity degree of ASD. Geier et al. (2012) not only corroborated the relationship between hair Hg concentration and ASD severity but also observed no significant correlation between any other toxic metallic elements measured and ASD severity. On the other hand, some studies showed decreased levels of mercury in the hair of autistic children with respect to controls (Holmes et al. 2003; Adams et al. 2008; Elsheshtawy et al. 2011). Probably, the decreased ability of autistic children to excrete mercury lead to its accumulation in body tissues, including the brain (Holmes et al. 2003). Kern et al. (2007) found no statistically significant lower mercury levels in the hair of children with autism in comparison to healthy children, supporting the hypothesis that autistic subjects are poor excretors. The lowered excretion of children with ASD may explain the higher body burden and the observed association of Hg with increased Childhood Autism Rating Scale (CARS) scores and decreased IQ (Elsheshtawy et al. 2011). Unlike the others, the research of Fido and Al-Saad (2005) described a dramatic condition of Kuwaiti autistic children that showed significantly higher levels of mercury (15 times higher), which may have likely resulted from domestic bread containing methylmercury fungicide widely used in Kuwait.
In a recent study, Hg concentration was measured in the prenatal and postnatal enamel regions of teeth sampled from both autistic and neurotypical children. No differences were reported in mercury levels between the two groups of children (Abdullah et al. 2012). Previously, measurements in whole baby teeth had shown two- to threefold higher level of mercury in autistic children with respect to the control group (Adams et al. 2007). The contradictory results may derive from different deposition of mercury in the two matrices, whereas dentin is living in tissue from the origin to the lost of tooth, enamel is completely formed only by 3–12 months of age (Ash and Nelson 2003; Adams et al. 2012). A positive relationship has been also reported between Hg levels both in whole blood and red blood cells, and the degree of severity of autism (DeSoto and Hitlan 2007; Geier et al. 2010). In contrast, results from another cohort study did not show any difference in total Hg in blood comparing children with ASD and controls (Hertz-Picciotto et al. 2010). It is important to say that blood Hg analysis is of limited evidence and is not indicative of the real levels of exposure due to the short half-life of mercury in blood (Adams et al. 2008).
Recent investigations identified atypical urinary porphyrin profiles in children with autism (Nataf et al. 2006; Geier and Geier 2007a; Austin and Shandley 2008). Porphyrins are a necessary intermediate in heme production, and metals such as mercury have been shown to inhibit the enzymes uroporphyrin decarboxylase and coproporphyrinogen oxidase, causing an excessive urinary porphyrin excretion. Porphyrinuria is not only a biomarker of Hg damage but also a concomitant biological occurrence in ASD (Austin and Shandley 2008; Garrecht and Austin 2011). In addition, children with increasingly severe ASD measured by CARS scores correlated with increasing levels of urinary porphyrins associated with Hg body burden (Geier et al. 2009a, b).
Mechanisms of Neurotoxicity
Several lines of evidence indicate that oxidative stress as well as altered mitochondrial and cell membrane permeability represent critical events related to the neurotoxic effects elicited by MeHg (Yin et al. 2007; Farina et al. 2011). MeHg has the capacity to induce the production of reactive oxygen species (ROS) both in vitro (isolated rat brain synaptosomes) and in vivo (rodent cerebellum) (Ali et al. 1992). The increased level of species such as superoxide anion, hydrogen peroxide, and nitric oxide is widely acknowledged to give rise to a multitude of lipid peroxidation products (Yin et al. 2007).
Mercury is mostly excreted through the feces, and the secretion of inorganic mercury in the bile is in large part dependent on the binding to glutathione (Ballatori and Clarkson 1984). Thus, it is primarily the Hg-GSH complex that is to be measured in the blood, urine, feces, and hair after mercury exposures (Haley 2005). Infants are especially vulnerable to Hg poisoning as a consequence of their small GSH production (Ballatori and Clarkson 1984). Relative to controls, children with autism have significantly lower baseline plasma concentrations of total glutathione (tGSH) and significantly higher concentrations of oxidized glutathione (GSSG) (James et al. 2004). In the significant increase in GSSG and the remarkable (67 %) decrease in GSH, GSSG reflects oxidative stress (James et al. 2004) that is characteristic of autism (Kern and Jones 2006; Deth et al. 2008; Chauhan et al. 2012), as well as neurodegenerative disorders such as Parkinson’s and Alzheimer’s diseases and amyotrophic lateral sclerosis (Kaltschmidt et al. 1993; Hunot et al. 1997; Kitamura et al. 1997; Kidd 2005). ASD seems to be associated to an impairment of glutathione-based mechanism defense in selective regions of the brain, such as the cerebellum and the temporal cortex of autistic subjects (Chauhan et al. 2012). The nervous system, including the brain, spinal cord, and peripheral nerves, is rich in polyunsaturated fatty acids. The high lipid and mitochondria content of the nervous tissue, coupled with its high oxygen demands, makes it particularly sensitive to ROS (Singh et al. 2004). Multiple studies have reported evidence of mitochondrial dysfunction in individuals with ASD (Rossignol and Bradstreet 2008; Weissman et al. 2008; Giulivi et al. 2010; Dhillon et al. 2011). Indeed, mitochondria are particularly vulnerable to damage of free radicals due to the lack of enzymes for GSH production (Enns 2003; James et al. 2009).
Overall, the scientific evidence suggests that infants with autism have a decreased ability to excrete mercury due to a combination of lowered reduced glutathione, emergence of oxidative stress, and excessive use of oral antibiotics. In rats, antibiotics prevent normal gut anaerobes to convert methylmercury to inorganic mercury that is more easily excreted (Adams et al. 2007). Thus, the elevated use of antibiotics in autistic children may further contribute to increase Hg body burden as well as partially explain the chronic gastrointestinal problems reported in approximately 50 % of children with autism (Adams et al. 2008).
Thimerosal: an Association with Autism?
In addition to seafood, the major source of Hg exposure in the USA is thiomersal (sodium ethylmercurythiosalicyclate), a preservative containing 49.6 % ethylmercury used until 2003 in most childhood vaccines. Still, today, many of the influenza vaccines in the USA and childhood vaccines in developing countries contain thimerosal (TM) (Dorea 2010; Brown and Austin 2012; Golman 2013).
In the human body, TM acts as a thiol oxidizer through the binding to the sulfhydryl groups of membrane proteins, enzymes, cytoskeleton and, in many instances, render them non-functional (Farina et al. 2013). TM decreases the availability of GSH in human cells. In lymphoblastoid cells derived from autistic children and unaffected controls, James et al. (2009) measured both the cytosolic and mitochondrial tGSH/GSSG ratios as dynamic indicators of the severity of oxidative stress. After TM exposure, the mitochondria had a significant lower GSH/GSSG ratio compared to that in the cytosol, leading to the impairment of the cellular antioxidant defense and to an increase in free radical generation (James et al. 2009).
Currently, there is much to debate about the neurotoxicity of TM in comparison to MeHg. Toxicity of TM was reported to be higher to that of other metal compounds examined, including MeHg both in human neuronal and fetal cells (Geier et al. 2009c). Indeed, TM had the ability to induce mitochondrial damage and reduce oxidation-reduction activity, cellular degeneration, and cell death even at nanomolar concentrations (Geier et al. 2009b). Previously, Ueha-Ishibashi et al. (2004) showed that both TM and MeHg exerted the same effects on cerebellar neurons, decreasing the cellular content of GSH in a concentration-dependent manner.
Both the agents are metabolized in inorganic mercury; thus, it is often difficult to discern the toxic effects of the two Hg species (Kern et al. 2013). Nonetheless, while TM enters the human body through injection, exposure to MeHg occurs by the consumption of contaminated fish or through breastfeeding; thus, the impact of MeHg may be weakened by the natural defense mechanisms of the human body (Dórea et al. 2013). Under in vivo conditions, the comparison of the two toxicokinetic profiles indicates a shorter blood half-life and a faster elimination for TM that leads to different toxicity risks of thimerosal and, specifically, ethylmercury, with respect to MeHg (Dórea et al. 2013).
Overall, the effects of TM on development of ASDs and other outcomes are still under investigation. Numerous studies by the same researchers (Geier and Geier 2003a, b, 2004, 2006, 2007b; Young et al. 2008; Geier et al. 2013) showed a relationship between exposure to TM and neurodevelopmental disorders, including autism. In contrast, other reports did not find any association between thimerosal-containing vaccines and ASD (Croen et al. 2008; Aschner and Ceccatelli 2010; Price et al. 2010; Schultz 2010) or neuropsychological impairments (Parker et al. 2004; Marques et al. 2010; Chen et al. 2013). To date, there are no reliable data confirming thimerosal as an etiological agent in autism development; however, it cannot be excluded that individual gene profile and gene-environment interaction may play a dramatic role in modulating the individual response to TM risk exposure (Aschner and Ceccatelli 2010).
Cadmium (Cd) is a recognized toxic metal mainly emanating from industrial and agricultural sources (Järup and Akesson 2009). World production of cadmium amounted to 22,000 tons in 2010, while world reserves of this metal are estimated at 660,000 tons (Rodríguez-Barranco et al. 2013). Though its use in developed countries has slightly decreased, today, cadmium contamination is still a serious concern due to different human activities such as waste incineration and smelting procedures and the use of phosphate fertilizers (Bertin and Averbeck 2006; Ciesielski et al. 2012). Cadmium is listed among the top seven of the 275 most hazardous substances in the environment, and it ranks third in the metallic trace elements subdivision of the same list behind lead and mercury (Agency for Toxic Substances and Disease Registry 2013). High concentrations of Cd in the soil and water supply mean that it is readily detectable in meat, fish, vegetables, and fruits (Ishitobi et al. 2007). In addition to diet (primarily cereals and vegetables), which represents the main source of cadmium intake in the non-smoking general population, exposure to Cd may also occur through environmental tobacco smoke, house dust, and active smoking (Järup et al. 1998; Cao et al. 2009). Once it entered the body, Cd accumulates in the liver and kidney, and the highest concentrations may be observed in the renal cortex (U.S. Environmental Protection Agency 1997; Cao et al. 2009).
In contrast to lead and methylmercury, the effects of cadmium exposure in neurodevelopment are still controversial (Kim et al. 2013). There is recent evidence that placenta forms only an incomplete barrier against Cd during pregnancy; thus, it is unable to protect fetal and child growth from the effects of prenatal cadmium exposure (Lin et al. 2011). In the 1970s and 1980s, both animal experiments and epidemiologic studies reported the first proofs of cadmium neurotoxicity. Prenatal Cd exposure had significantly detrimental effects on verbal IQ as well as on cognitive and visual-motor performance in children (Thatcher et al. 1982; Marlowe et al. 1985; Moon et al. 1985; Bonithon-Kopp et al. 1986), though it was not clear whether the observed outcomes were due to a co-exposure to multiple pollutants, which included lead. It is important to say that these results were based on the hair Cd analysis in children, which may be subject to external contamination. In a more recent study, the effects of maternal exposure in the offspring were assessed by measuring cord blood Cd levels that present the absolute amount of metal that reaches the fetus through the placenta (Tian et al. 2009). Tian et al. (2009) reported an IQ full score of children in the higher cord blood cadmium group that was significantly lower with respect to the controls. Moreover, cadmium concentration in urine (that may be used as a biomarker of exposure in early pregnancy), even at low doses, was associated to decreased IQ scores in children (Kippler et al. 2012a).
Summary of the effects of perinatal cadmium exposure on cognitive abilities in children
Effects on children
Prenatal cadmium exposure
IQ deficits (4.5 years of age)
Tian et al. (2009)
IQ deficits (5 years of age)
Kippler et al. (2012a)
Postnatal cadmium exposure
No significant effects on neurodevelopmental scores (2, 5, and 7 years of age)
Cao et al. (2009)
Learning impairment (6–15 years of age)
Social problems and attention deficits (7–16 years of age)
Bao et al. (2009)
Association with ASDs: Evidence
Data inherent of the potential association between Cd exposure and the increased risk in autism development are quite poor. Lines of research reported that cadmium was significantly lower in the hair of children with autism than in matched controls (Shearer et al. 1982; Kern et al. 2007). Low levels of cadmium were also measured in hair samples of children with autistic features, classified as having childhood-onset pervasive disorder, as compared to controls (Wecker et al. 1985). In contrast, other studies reported significantly higher levels of Cd in hair samples of autistic children compared to the healthy control group (Al-Ayadhi 2005; Blaurock-Busch et al. 2011; Al-Farsi et al. 2013). Children with autism also displayed a decrease of Cd urine concentrations (Yorbik et al. 2010) that were consistent with the studies yielding decreased hair Cd levels. The reported significant decrease in urinary excretion of Cd confirms that autistic children probably have poor metal-detoxifying mechanisms, which may result in high body burden of heavy metals (Yorbik et al. 2010; Blaurock-Busch et al. 2011).
Metallomics analysis in human scalp hair in 1,967 children aged 0–15 years with autistic disorders showed that 8.5 % patients suffered from high burdens of cadmium. In particular, the highest body burden (12.1 %) was observed in the infants aged 0–3 years, as already observed for lead, suggesting the existence of a critical period during neurodevelopment in which mineral imbalances of environmental toxic metals may induce epigenetic alterations and neurodevelopmental disorders (Yasuda et al. 2013; Yasuda and Tsutsui 2013). Previously, the same authors had reported that not only Cd highest burden level was present in infants aged 0–3 years old but the metal mainly accumulated in females (Yasuda et al. 2012).
Mechanisms of Neurotoxicity
Cadmium has multiple effects on cells; thus, it directly or indirectly may impair brain development. It interferes with cell cycle progression, proliferation, differentiation, as well as induction of apoptosis (Dong et al. 2001; Yang et al. 2004). Though Cd is not a redox-active metal, environmental exposure to cadmium is known to induce oxidative stress and to affect antioxidative proteins (Bertin and Averbeck 2006). The affinity of the metal to thiol groups may be responsible for two events, the reduction of metallothionein expression and of glutathione levels, that both lead to the decrease of cellular activities against ROS (Bertin and Averbeck 2006). Early life low-level exposure to Cd via breast milk was found to induce oxidative stress in breast-fed infants, and the subsequent DNA damage was associated with impaired child health and development (Kippler et al. 2012b). Moreover, elevated Cd concentrations in placenta are associated with imbalances in zinc transport to the fetus (Kippler et al. 2010), and this deficiency may lead to long-term consequence for child neurodevelopment (Salgueiro et al. 2002). It is remarkable that zinc is a critical nutrient for the development of the central nervous system, being the co-factor of enzymes, proteins, and neurotransmitters involved in brain growth, brain structure, and neurotransmission and in brain memory function, respectively (Salgueiro et al. 2002). Another mechanism of developmental toxicity of Cd involves the alteration of expression of thyroid hormones that are known to be essential for brain development during the perinatal period (Ishitobi et al. 2007). Several decades ago, animal studies had shown that chronic exposure to cadmium leads to decreased levels of norepinephrine, serotonin, and acetylcholine (Stowe et al. 1972; Singhal et al. 1976).
The Effects of Metal Co-exposure
There is growing evidence that co-exposure to heavy metals may exert adverse effects on neurodevelopment through common pathways (Kim et al. 2009; Wasserman et al. 2011; Claus Henn et al. 2012; Rodríguez-Barranco et al. 2013). Metals often co-occur in the environment, particularly in urban or industrial regions, as well as in socioeconomically disadvantaged populations or living near hazardous waste sites (Henn et al. 2014). In humans, the effects of combined exposure include birth defects (Chandra et al. 1983), reproductive outcomes (Gollenberg et al. 2010), and disabilities in cognitive and motor developments (McDermott et al. 2011; Lin et al. 2013). Furthermore, concomitant exposure to several metals may have more severe and additive effects on cognition than effects observed for each metal (Wright et al. 2006; Claus Henn et al. 2012). A recent study of Kim et al. (2013) showed a dose-dependent interaction between Pb and Cd exposure on cognitive abilities at 6 months of age. In particular, at very low levels of both Pb and Cd in maternal blood, an antagonistic interaction was observed during the early pregnancy with respect to the mental development index, and Cd had a protective effect against increasing Pb concentrations. In contrast, for concentration values of Cd above the median, there was a synergistic effect between Pb and Cd during the late pregnancy period. The ability of the two metals causing oxidative stress (Lee et al. 2006), interfering with calcium signalling (Rai et al. 2010), and/or disrupting neuroendocrine homeostasis such as thyroid hormone (Ishitobi et al. 2007) might explain their synergistic action during neurodevelopment.
Manganese (Mn) is a very common element in the environment and is present in nature in inorganic and organic forms as well as in the whole food chain and in drinking water (Rodríguez-Barranco et al. 2013). Though Mn cannot be considered an environmental pollutant, numerous evidence suggests the potential association between Mn exposure and intellectual impairment in school-aged children, who showed deficits in IQ and verbal domain (Bouchard et al. 2007: Claus Henn et al. 2010; Bouchard et al. 2011; Menezes-Filho et al. 2011). Manganese exposure is further associated with an increased risk of behavioral disorders, including ADHD (Farias et al. 2010; Yousef et al. 2011). The neurotoxicity of Mn has been associated with deregulation of dopaminergic and cholinergic neurotransmitter release (Finkelstein et al. 2007). Kim et al. (2009) showed for the first time a possible additive interaction and effect modification of environmental Pb and Mn co-exposure on the Full-Scale IQ and verbal IQ of school-aged children. The synergism between manganese and lead on neurodevelopment was also observed during early childhood that is a potentially sensitive developmental stage. Blood levels of Mn and Pb were associated with psychomotor and mental deficits in children at 12 and 24 months, and lead toxicity was increased among children with high manganese co-exposure (Claus Henn et al. 2012). Furthermore, in the utero, co-exposure to Mn and Pb increased detrimental effects on cognitive and language development in children at 2 years of age (Lin et al. 2013). The two metals may synergistically act in neurodevelopment through common pathways including affection of mitochondrial function and alteration of neurotransmitters release and synaptic depolarization (Kim et al. 2009). Previously, rats exposed to a mixture of Pb and Mn during pre-and postnatal life showed significant alterations in the body; brain weights; content of DNA, RNA, protein; and accumulation of both metals in the brain (Chandra et al. 1983).
The evaluation of prenatal lead exposure in a Faroese birth cohort in the presence of concomitant exposure to similar molar concentration of methylmercury led to interesting results (Yorifuji et al. 2011). Cord blood Pb concentration was not associated with cognitive deficits in children at 7 and 14 years of age; nonetheless, lead-associated adverse effects on cognitive functions were observed in subjects with a low MeHg exposure. Thus, combined effects of co-exposure between Pb and MeHg were less than additive or even antagonistic, while adverse Pb effects on cognition were overlooked in the presence of high levels of MeHg exposure (Yorifuji et al. 2011; Claus Henn et al. 2014).
Arsenic (As) is a metalloid that is present in the environment both in organic and inorganic forms. The most significant sources of exposure are anthropogenic activities such as smelting, coal combustion, and waste incineration. Human exposure primarily occurs through ingestion of contaminated drinking water, as confirmed by many investigations performed in high As groundwater areas in Argentina, Chile, Mexico, and more recently in Bangladesh, Vietnam, and India (Smedley and Kinniburgh 2002). Inorganic arsenic is a known carcinogenic toxicant whose health effects in exposed adults have been largely reported in literature (Hamadani et al. 2011). One of the mechanisms of neurotoxicity from As involves an increase in oxidative stress that is the principal cause of neuronal insult (Singh et al. 2011). Associations between arsenic exposure and oxidative stress markers were found both in the mother’s urine in early pregnancy and in placenta and cord blood at delivery (Ahmed et al. 2011). Moreover, As is a potent endocrine disruptor; thus, it may interact with estrogen and thyroid hormones, both of which are essential for brain development (Davey et al. 2008). Several studies reported an association between exposure to arsenic and deleterious effects in IQ scores as well as in memory and performance domains in children aged 5–15 years (e.g., Rocha-Amador et al. 2007; Hamadani et al. 2011; Wasserman et al. 2011). On the other hand, no significant effects were found between arsenic and behavioral disorders (Roy et al. 2011; Yousef et al. 2011; Khan et al. 2012). In addition, Wasserman et al. (2011) did not report any synergistic impact of arsenic and manganese in school-aged children exposed to both metals, although each toxicant may independently be associated to a decrease of children’s intelligence.
Recently, for the first time, perinatal association between air pollutants and ASD was evaluated in the children of participants in the Nurses’ Health Study. Cadmium, lead, manganese, mercury, and nickel showed a roughly linear relationship between concentration and risk for autism. Moreover, for most pollutants, associations were stronger for boys than for girls (Roberts et al. 2013).
Discussion and Conclusions
Over the last few decades, the worldwide increase in prevalence rates of neurodevelopmental disorders such as autism, ADHD, and other cognitive disabilities has produced an exponential interest towards neurotoxic chemicals and, in general, environmental pollutants that potentially impact human health. The number of industrial chemicals recognized to be developmental neurotoxicants has doubled from 2006 to 2013 (Grandjean and Landrigan 2014), and numerous evidences have recognized metals such as lead, mercury, cadmium, and arsenic as important contributors to neurodevelopmental disabilities. Major windows of neurodevelopmental vulnerability occur in the utero and during infancy and early childhood when exposure to neurotoxic chemicals may cause permanent damage to the brain even at levels that would show little or no adverse effects in adults (Grandjean and Landrigan 2014). During pregnancy, toxicants reach fetal circulation by mobilization from maternal tissues, while after birth, they may be solubilized into breast milk and subsequently transferred to the infant (Rodríguez-Barranco et al. 2013).
Many of the reviewed studies have reported significant associations between prenatal exposure to toxic metals and cognitive deficits and reduced school performance in children. In particular, no safe level of exposure to lead exists (Grandjean 2010), while exposure to methylmercury in fetal life causes diffuse and widespread neurological damage at lower doses that affect brain function in adults (Oken and Bellinger 2008). Furthermore, exposure to lead and methyl mercury has been shown to be potentially involved in autism development, while little information is available for cadmium. Many investigations indicate that autistic children have a decreased ability to excrete toxic metals and the reduced excretion combined with the relatively long half-life of these elements lead to their accumulation in tissues (Adams et al. 2012). Moreover, the level of toxic metal body burden seems to be associated with the severity of autism symptoms, as shown by Adams et al. (2009) who measured the body burden of toxic metals by giving dimercaptosuccinic acid, an oral chelator, and measuring the urinary excretions of metallic elements before and after the drug treatment. Collectively, increasing evidence suggests a significant relationship between environmental exposures in parents and children to Pb and MeHg and development of ASDs, though further investigation in this area is warranted due to the different background conditions of the studies. In particular, some of the reviewed studies relied on a limited number of subjects; others assessed toxicant exposure only during specific periods of time. Moreover, metal analysis from different samples can lead to results difficult to compare, while each measure provides specific information concerning the type and the extent of exposure.
Molecular mechanisms by which metals trigger neurobehavioral disorders and, specifically, ASDs are still not completely clear. In general, high body burden of toxic metals in autistic patients is associated with oxidative stress and increased levels of the ratio of GSSG to GSH (Adams et al. 2011). The ability of toxic metals to induce ROS production and impair the cellular mechanisms of detoxification is consistent with the reduced capacity for detoxification.
It is important to say that a 4:1 male-to-female ratio in ASD has been widely recognized; thus, male-related hormonal factors may amplify the adverse effects of metals and contribute to the higher male prevalence observed in ASD (Rossignol et al. 2014). A recent systematic review suggested gender-related differences in the susceptibility to metals, with boys generally more susceptible than girls (Llop et al. 2013). Moreover, some authors found that metals such as lead, mercury, and cadmium have the ability to interfere with physiological thyroid hormone levels (Iijima et al. 2007; Abdelouahab et al. 2008). Additionally, metals may have sex-specific effects on social behavior by interacting with central dopamine function (Curtis et al. 2010). Thus, the interaction of metals with hormones and neurotransmitters may represent one of the neurotoxicity mechanisms involved in ASDs (Hall and Kelley 2013).
Finally, several lines of evidence suggest that epigenetics plays an important role in ASD etiology, and it might integrate genetic and environmental influences to dysregulate neurodevelopmental processes (Grafodatskaya et al. 2010; Hall and Kelley 2013). Research in this field not only provides more insight into the complex gene interactions in autism but also makes contributions to clinical aspects of ASDs.
It is well accepted that humans are normally exposed to multiple chemicals simultaneously or sequentially; thus, evaluating health effects of a single chemical exposure may underestimate the true effects (Henn et al. 2014). Effects of co-exposures should be evaluated especially in subjects who live in developing countries or near contaminated sites, where exposure to multiple toxicants may become more harmful (Kim et al. 2013). In the presence of an inefficient detoxification system which is proper of ASD children, the effects of multiple metals may be additive, despite the low levels of each metal (Blaurock-Busch et al. 2011). Although recent epidemiological studies suggest the biological interaction between metals, little information is known about developmental critical windows with respect to metal mixtures exposure. Thus, future research in this field is warranted, particularly in the context of children exposures and prevention strategies.
The reduction of exposures to environmental toxicants during the perinatal period might prevent a further increase in the prevalence rate of neurodevelopmental disorders and specifically ASDs. On one hand, future studies should focus on the exploitation of innovative clinical tests for early estimation of environmental neurotoxicity in autism development. On the other hand, analysis of biomarkers in biological tissues providing extensive pre- and postnatal exposure assessment seems to be increasingly pressing. In particular, since the brain is the major organ system affected in ASD, studies examining metal levels in the brain would give more realistic information about metals body burden of autistic subjects. A multidisciplinary approach through clinical, epidemiological, and environmental expertise could allow integrating information and ameliorating the risk assessment. Overall, new efforts should be performed in order to confirm the role of metals as etiological agents in autism and accelerate translation of science into prevention.