FormalPara Key Points

FGFR family members have been identified as novel therapeutic targets and prognostic markers in multiple types of cancer.

In this study we found high expression of all four FGFR family member proteins in large oral cavity and oropharyngeal squamous cell carcinoma cohorts.

All four FGFR family member proteins may serve as potential therapeutic targets.

1 Introduction

Despite improvements in diagnostic tools and treatment regimens over the past three decades, overall survival rates of advanced (stage III-IV) head and neck squamous cell carcinoma (HNSCC) have only reached 65 % [1]. To improve overall survival rates by means of a more individualized treatment, new prognostic markers have been identified for HNSCC and these are currently integrated into HNSCC clinical trials. Prognostic markers include Epstein-Barr virus (EBV) status, human papillomavirus (HPV) status and PET-imaging features [2]. However, despite these advancements, improvement of HNSCC overall survival remains limited. Therefore, novel markers are needed to select HNSCC patients for adjuvant therapy and thereby improve overall survival rates. Generally, HNSCC is treated by surgery and/or chemo-irradiation, which cause severe side-effects in more than 80 % of the advanced HNSCC patients [3]. Unfortunately, until now other treatment options for HNSCC patients are limited to only one single targeted therapy available in the clinic and with variable benefit i.e. cetuximab, targeting epidermal growth factor receptor (EGFR) protein [4]. To expand personalized cancer care for HNSCC, novel targeted therapies are needed [5].

For a wide spectrum of other types of cancer, including lung, breast and colorectal cancer, multiple targeted therapies have been developed and approved. One of these targets for therapies and prognostic markers recently identified, is the fibroblast growth factor receptor (FGFR) protein family [4]. The FGFR family comprises four cell membrane bound tyrosine kinase receptors (FGFR1–4) that activate multiple intracellular signaling pathways. Genomic driver aberrations, such as mutations, amplifications and translocations of FGFR1-4 genes dysregulate FGFR signaling pathways and promote tumor development [6]. Targeting FGFR family members with FGFR-inhibitors has shown promising therapeutic value in clinical trials on breast, colorectal, thyroid and non-small cell lung cancer [7, 8]. Although previous studies have observed prognostic and therapeutic value for FGFR family members, the expression and prognostic value of all four FGFR family member proteins has not been investigated in a cohort of HNSCC so far. To assess their prognostic relevance, we investigated the expression and prognostic value of all four FGFR family member proteins in large cohorts of both oral cavity squamous cell carcinoma (OCSCC) and oropharyngeal squamous cell carcinoma (OPSCC).

2 Materials and Methods

2.1 Patient Cohorts

Inclusion criteria for the patient cohorts were: patients with a first primary HNSCC of oral cavity or oropharyngeal location who were treated with curative intent at the University Medical Center Utrecht (UMCU) or University Medical Center Groningen (UMCG) between the years 1996 and 2011 (Table 1). Exclusion criteria were: HNSCC of nasopharyngeal, hypopharyngeal, or laryngeal location, a previous history of HNSCC, a synchronous primary tumor, histological abnormalities including dysplastic lesions and inflammation, and the absence of tumor cores on tissue microarray slides (TMA). Clinicopathological data and follow-up data on patient overall survival were retrieved from electronic medical records. Formalin-fixed paraffin-embedded (FFPE) tissues of all tumors were collected from pathology departments. OCSCC tissues included mainly surgical resection specimens and OPSCC tissues included mainly pretreatment biopsy specimens. Human tissues and patient data were used according to “The Code for Proper Secondary Use of Human Tissue” and “The Code of Conduct for the Use of Data in Health Research” as stated by the Federation of Dutch Medical Scientific Societies (Federa FMVV, updated 2011). All slides and diagnoses were reviewed by a dedicated pathologist (SMW). HPV status was determined for tumors using a combination of p16 immunohistochemistry and a PCR-based HPV-genotyping method as described previously [9, 10]. Using the reversed Kaplan–Meier method, median follow-up time of OCSCC patients was 78.5 months and the median follow-up time of OPSCC patients was 57 months.

Table 1 Baseline characteristics of oral cavity squamous cell carcinoma and oropharyngeal squamous cell carcinoma patient cohorts from the University Medical Center Utrecht and University Medical Center Groningen

2.2 Tissue Microarray Construction

FFPE tissues were constructed into tissue microarrays using either the TMA Grand Master instrument (3D HISTECH, Budapest, Hungary) in the UMCU or Manual Tissue Arrayer I (Beecher Instruments, Sun Prairie, WI, USA) in the UMCG. Construction of the UMCG-TMA was reported previously [9, 11, 12]. Tumor areas of FFPE tissues were marked by a pathologist (SMW) on the original H&E slides. Three cores (0.6 mm) were punched from tumor areas of each FFPE tissue and arrayed into a recipient donor block. Normal placenta, liver, lung, stomach, mammary, appendix, adrenal gland, colon and testis tissues were included into TMAs for quality control of staining [13]. Normal healthy tonsillar and oral mucosa tissues were included in all TMAs. These tissues were collected from healthy individuals who have no history of HNSCC.

2.3 Immunohistochemistry

To determine FGFR family member protein expression, immunohistochemistry was performed on TMA slides with a BenchMark ULTRA automated staining instrument (Ventana Medical Systems, Tucson, AZ, USA). Slides were mechanically deparaffinized, pretreated with EDTA and rinsed with reaction buffer. Next, sets of slides were incubated with 150 µL anti-FGFR1 antibody (ab10646, 1:2000 dilution) (Abcam, Cambridge, UK), anti-FGFR2 antibody (ab10648, 1:1000 dilution) (Abcam), anti-FGFR3 antibody (sc-13121, 1:25 dilution) (Santa Cruz Biotechnology, Dallas, TX, USA) or anti-FGFR4 antibody (PAB3044, 1:200 dilution) (Abnova, Taipei City, Taiwan) for 32 min. Prior to staining TMA slides, staining methods were optimized by testing antibodies for pretreatments EDTA, citrate, pepsine, or no pretreatment with dilutions ranging from 1:10 to 1:2000. Antibody specificity to the corresponding FGFR protein was verified by testing them on the following positive and negative controls; placenta and stomach for FGFR1, lung and pancreas for FGFR2, liver and stomach for FGFR3, and stomach and lung for FGFR4 [13]. After rinsing with reaction buffer, slides were incubated with Optiview HQ Universal Linker and Optiview HRP multimer (Ventana Medical Systems) for eight min. Finally, diaminobenzidine was applied and slides were counterstained with hematoxylin.

To semi-quantify FGFR1-4 protein expression, the percentage of positively stained tumor cells (0–100 %) and staining intensity (negative/normal healthy tissue 0, moderate +1, strong +2) were scored in OCSCC and OPSCC. FGFR1–4 staining in OCSCC and OPSCC was compared to staining in normal healthy tonsillar and oral mucosa tissues. Staining in these normal tissues was used as a reference. All TMA cores were scored by a dedicated head and neck pathologist (SMW) and head and neck researchers (KK and MJAMC) together. All three observers were blinded to the outcome of patients. Discordant cases were discussed until consensus was reached. For FGFR3, only the staining intensity was scored as the percentage of stain-positive tumor cells was always 100 % and thus not discriminative. For each tumor, mean percentages and maximum stain intensities were computed from available TMA cores. Tumors with only one or two TMA cores available were included in the analysis. Continuous percentage scores were dichotomized by cutoff values, which were optimized for predicting patient overall survival using log-likelihood values. Optimizing cutoff values on patient outcome using log-likelihood values has been described as the appropriate method in previous studies [14]. Cutoff values for both OCSCC and OPSCC were 10 % for FGFR1, 15 % for FGFR2 and 33 % for FGFR4. Other cutoff values and the staining intensity for FGFR1, FGFR2 and FGFR4 were much less optimal in predicting overall survival (data not shown) and were not further used in this study. For FGFR3, +1 intensity was selected as a cutoff value, with 0 defined as low/negative expression and +1 and above defined as high expression. Co-expression of FGFR family member proteins was only evaluated in tumors for which data on all four FGFRs were available as for some tumors TMA cores were missing. Co-expression was defined as concurrent high expression of two or more FGFR family member proteins in a single tumor.

2.4 Statistical Analysis

Data were analyzed using IBM SPSS Statistics version 22 software (IBM, Amonk, NY, USA). Baseline characteristics and protein expression were compared between OCSCC and OPSCC using Pearson’s chi square test for dichotomous variables and t-test for continuous variables.

Patients who were treated with curative intent were included and patients who were treated with palliative intent were excluded from overall survival analysis. Univariate Kaplan-Meier overall survival curves were plotted and compared with a log-rank test to analyze the relationships between protein expression of FGFR family members and overall survival. Significant relationships for FGFR1 expression and FGFR1–4 co-expression were further analyzed by multivariate Cox regression. Covariates were detected by analyzing relationships between variables and overall survival, and confounders were detected by analyzing variables in relation to FGFR expression and overall survival. Covariates and confounders included in both multivariate models were: clinical T-classification, clinical N-classification, pathological T-classification, pathological N-classification, extra nodal growth, lymphovascular invasion, perineural growth, growth pattern and pathological stage. Postoperative (chemo)radiotherapy was identified as an effect modifier for FGFR1–4 protein co-expression, and corrected for in the model. Internal validation of the (bio)marker-based risk prediction model was performed by bootstrapping based on 5000 samples. Splitting the study cohort in a development and validation cohort was not the preferred validation method, because it is statistically inefficient to only use a subset of all data to produce the prediction model and it is accompanied by replication instability, as described by Moons et al. [15]. Two-sided p values below 0.05 were considered significant throughout all statistical computations. The p values were corrected for multiple-comparison by calculating Bonferroni-corrected p values as appropriate. Finally, Python version 2.7 was used to analyze co-high expression data and R package VennDiagram version 3.1.2 was used to plot Venn diagrams.

3 Results

3.1 Clinicopathological Characteristics

The UMC Utrecht cohort included 212 OCSCC and 240 OPSCC patients and the UMC Groningen cohort included 300 OCSCC and 199 OPSCC patients. Altogether, the total cohort comprised 512 OCSCC patients and 439 OPSCC patients. Twenty-one percent (89/426) of OPSCC were HPV-positive, 79 % (337/426) HPV-negative, and 3 % (13/439) were not tested for HPV. Thirty-one percent (158/512) of OCSCC were early (stage I–II) tumors and 69 % (354/512) advanced (stage III–IV) tumors. Twelve percent (50/426) of OPSCC were early (stage I–II) tumors and 88 % (376/426) advanced (stage III–IV) tumors, and pathological stage was missing in 3 % (13/439) of OPSCC. One hundred percent (512/512) of OCSCC were treated with surgery, 97 % (499/512) received a neck dissection and 55 % (283/512) received postoperative (chemo)radiotherapy. Thirty percent (132/437) of OPSCC were treated with surgery, 59 % (256/437) with (chemo)radiotherapy, 11 % (49/437) were treated with palliative intent, and the type of primary treatment was missing in 0.5 % (2/439). Twenty-three percent (99/437) of OPSCC received a neck dissection and 20 % (89/437) received postoperative (chemo)radiotherapy. Table 1 summarizes the clinicopathological and follow-up data of the OCSCC and OPSCC cohorts.

3.2 FGFR1-4 Proteins are Frequently High Expressed and Co-Expressed in Oral Cavity and Oropharyngeal Squamous Cell Carcinoma

Representative images of FGFR proteins high expressed and low expressed in OCSCC and OPSCC are shown in Fig. 1a–e. Mainly cytoplasmic staining was observed, as reported in gastric cancer [16]. Faint FGFR1–4 staining of 0 intensity was observed in all normal healthy oral mucosa and tonsillar tissues, indicating low expression found in these tissues (Fig. 1f). Strong staining for FGFR family member proteins was noted in corresponding positive controls and absence of staining was noted in corresponding negative controls.

Fig. 1
figure 1

Representative microscopic images of immunohistochemical staining for FGFR family member proteins in oral cavity squamous cell carcinoma and normal healthy oral mucosa tissue microarray cores (×10 and ×40 magnification). ad Strong immunohistochemical staining indicating high FGFR1, FGFR2, FGFR3 and FGFR4 protein expression in oral cavity squamous cell carcinoma. e No immunohistochemical staining indicating absence of FGFR1–4 protein expression in oral cavity squamous cell carcinoma. f Faint immunohistochemical staining indicating low expression of FGFR1–4 protein in normal healthy oral mucosa tissue. Protein expression was determined immunohistochemically using anti-FGFR1–4 antibodies in a cohort of oral cavity squamous cell carcinoma (n = 512) and oropharyngeal squamous cell carcinoma (n = 439). FGFR fibroblast growth factor receptor

FGFR proteins were highly expressed in 39–64 % of OCSCC (FGFR4 and FGFR1 respectively) and 63–79 % of OPSCC (FGFR3 and FGFR1 respectively) (Fig. 2 and Supplementary Table S1). High protein expression was more common in OPSCC than OCSCC for all four FGFR family members (FGFR1–4: p = 0.008). Within the OPSCC population, FGFR1 protein was highly expressed more frequently in HPV-negative than in HPV-positive OPSCC (82 vs. 65 %; p = 0.008). Expression of FGFR proteins was missing for a subgroup of OCSCC and OPSCC because all three TMA cores were missing (Supplementary Table S1).

Fig. 2
figure 2

Expression of FGFR1–4 protein sorted by head and neck cancer site and HPV status. FGFR1–4 protein expression was determined immunohistochemically in a cohort of oral cavity squamous cell carcinoma (n = 512) and oropharyngeal squamous cell carcinoma (n = 439) from the University Medical Center Utrecht and University Medical Center Groningen. FGFR1–4 proteins were high expressed in 39–64 % of oral cavity squamous cell carcinoma and 63–79 % of oropharyngeal squamous cell carcinoma. High protein expression was more common in oropharyngeal squamous cell carcinoma than oral cavity squamous cell carcinoma for all four FGFR family members (p = 0.008). FGFR1 protein was high expressed much more frequently in HPV-negative than in HPV-positive oropharyngeal squamous cell carcinoma (82 vs. 65 %; p = 0.008). FGFR fibroblast growth factor receptor, HPV human papillomavirus, OPSCC oropharyngeal squamous cell carcinoma, OCSCC oral cavity squamous cell carcinoma

Furthermore, two or more FGFR proteins were highly co-expressed in 73 % (299/412) of OCSCC and 85 % (305/357) of OPSCC (Fig. 3). FGFR1/2 were most frequently highly co-expressed in OCSCC (13 %; 55/412) and FGFR1–4 in OPSCC (28 %; 101/357). Within the OPSCC population, FGFR2/3 were more frequently highly co-expressed in HPV-positive compared to HPV-negative OPSCC (5 % (4/73) versus 0.4 % (1/275); OR 15.81; 95 % CI 1.75–143; p = 0.014) but lost significance after correcting for multiple testing. Expression of one or more FGFR proteins was missing in 20 % (100/512) of OCSCC and 19 % (82/439) of OPSCC because all three TMA cores were missing for these tumors.

Fig. 3
figure 3

Venn diagrams of high FGFR1–4 protein co-expression sorted by head and neck cancer site and HPV status. FGFR1–4 protein expression was determined immunohistochemically in a cohort of oral cavity squamous cell carcinoma (n = 512) and oropharyngeal squamous cell carcinoma (n = 439). FGFR1 protein was highly expressed more frequently in HPV-negative than in HPV-positive oropharyngeal squamous cell carcinoma (82 vs. 65 %; p = 0.008). Furthermore, FGFR2/3 were more frequently highly co-expressed in HPV-positive compared to HPV-negative oropharyngeal squamous cell carcinoma [5 % (4/73) vs. 0.4 % (1/275); OR 15.81; 95 % CI 1.75–143; p = 0.014], but lost significance after correcting for multiple testing. Co-expression was only assessed in samples in which expression data for all four FGFR family members was available. Co-expression was defined as concurrent high expression of two or more FGFR family member proteins in a single tumor. FGFR fibroblast growth factor receptor, HPV human papillomavirus, OPSCC oropharyngeal squamous cell carcinoma, OCSCC oral cavity squamous cell carcinoma

3.3 High FGFR Expression is Not Related to Poor Overall Survival in Oral Cavity and Oropharyngeal Squamous Cell Carcinoma

High FGFR1 expression (p = 0.018) and high FGFR1–4 co-expression (0.030) was related to poor overall survival in OCSCC in univariate analysis, but lost significance in multivariate models (FGFR1: OR 1.46; 95 % CI 0.91–2.34; p = 0.690, FGFR1–4: OR: 2.44; 95 % CI 1.29–5.50; p = 0.060) (Table 2; Fig. 4). All other FGFR family members were not related to overall survival in OCSCC, OPSCC, HPV-positive OPSCC and HPV-negative OPSCC (Table 2; Fig. 4, Supplementary Fig. 1). Expression of FGFR family member proteins was not related to pathological stage (p > 0.05).

Table 2 Multivariate overall survival Cox regression analysis for protein expression of FGFR family members in oral cavity and oropharyngeal squamous cell carcinoma after internal validation by bootstrapping and Bonferroni correction
Fig. 4
figure 4

Kaplan–Meier overall survival curves for FGFR1 and FGFR2 protein expression and FGFR1–4 protein co-expression in oral cavity and oropharyngeal squamous cell carcinoma. a High FGFR1 (p = 0.018) protein expression and b high FGFR1–4 (p = 0.030) co-expression were related to poor overall survival in oral cavity squamous cell carcinoma in univariate analysis, but lost significance in multivariate analysis (FGFR1: HR 1.46; 95 % CI 0.91–2.34; p = 0.690, high expression: 151/305 died, low expression: 64/172 died, FGFR1–4: HR 2.44; 95 % CI 1.29–5.50; p = 0.060, high expression: 25/37 died, low expression: 165/399 died). cf High FGFR2 (P = 0.084) protein expression was not related to overall survival in oral cavity squamous cell carcinoma (high expression: 118/238 died, low expression: 94/239 died). High FGFR1 (p = 0.630) expression, high FGFR1–4 (p = 1.000) co-expression and high FGFR2 (p = 1.000) expression were not related to overall survival in oropharyngeal squamous cell carcinoma (FGFR1: high expression: 148/287 died, low expression: 25/76 died, FGFR1–4: high expression: 45/88 died, low expression: 107/224 died and FGFR2: high expression: 107/225 died, low expression: 61/127 died)

4 Discussion

We identified frequent high expression of all four FGFR family member proteins in large cohorts of OCSCC and OPSCC, with significant higher expression rates in OPSCC. Previous studies have reported high FGFR1 and FGFR4 expression in HNSCC but at much lower rates of 12 % for FGFR1 by Freier et al. and 16 % for FGFR4 by Streit et al., compared to 64 and 39 % in this study [1720]. Disagreements in high expression rates between studies could be explained by the use of different cutoff values, antibodies and patient cohorts.

In this study, no prognostic value was observed for protein expression of FGFR family members in OCSCC and OPSCC. This is in contrast to the prognostic value reported for FGFR4 in HNSCC and other FGFR family members in multiple types of cancer including gastric, colorectal, bladder and esophageal cancer [16, 2125]. In this study, cutoff values for FGFR expression were selected on the value best predicting overall survival outcome. Cutoff values were computed from the same dataset as the results on overall survival were retrieved, by which the observed effects are overestimated. Overestimation of the effects has been corrected for by internal validation, but further external validation on a different cohort is necessary. Secondly, our findings on protein expression of FGFR family members should be confirmed in future studies using other laboratory methods than immunohistochemistry with antibodies.

Interestingly, in our study FGFR1-4 proteins are frequently highly co-expressed in HNSCC, which is in line with similar findings in gastric cancer [25]. The high frequency of FGFR co-expression suggests therapeutic value for FGFR-inhibitors in OCSCC and OPSCC that target multiple FGFR family member proteins. Currently, the most impressive anti-tumor activity has been reported for non-selective tyrosine kinase inhibitors (TKI) but they cause more adverse effects due to vascular endothelial growth factor (VEGF) inhibition. Conversely, selective FGFR-inhibitors show less anti-tumor activity but fewer adverse effects [6]. Selective FGFR-inhibitors are widely available for FGFR1–3 and only recently available for FGFR4 [26, 27]. Therapeutic value has already been observed for the FGFR1-inhibitor PD173074 in HNSCC cell lines and a clinical trial on HNSCC patients with the FGFR-inhibitor ponatinib has been completed [28] (ClinicalTrials.gov Identifier: NCT01761747).

Remarkably, FGFR1 protein was more frequently highly expressed in HPV-negative than HPV-positive OPSCC. This may reflect the FGFR1-driven tumor biology of HPV-negative OPSCC and could identify a specific subgroup sensitive to FGFR1-inhibitor therapy. Several studies have reported genomic aberrations of FGFR1/2/3 unique for HPV-positive or HPV-negative HNSCC and a direct relation between HPV oncogenes E6/7 and the beta-variants of FGFR1–4 expression in five cancer cell lines [2931]. In these studies, they observed that FGFR1 amplification was much more common in HPV-negative HNSCC, while FGFR2 and FGFR3 aberrations were much more common in HPV-positive HNSCC [29, 30]. Also in cervical squamous cell carcinoma, all tumors harboring FGFR3 mutations were HPV-positive [32]. These genomic findings reflect the FGFR1-driven tumor biology of HPV-negative and FGFR2/3-driven tumor biology of HPV-positive HNSCC. The therapeutic implications regarding sensitivity to targeted therapies may correspond accordingly. As such, our findings on protein level are comparable to genomic findings in literature. So far, clinical trials focus on FGFR genomic aberrations to predict response of HNSCC to FGFR-inhibitors (ClinicalTrials.gov Identifier: NCT01761747). But these predictive markers should be revised, as FGFR1 mRNA and protein expression, rather than FGFR1 gene copy-number status, predicted response of HNSCC cell lines to FGFR-inhibitor BGJ398 in a recent report [33].

In conclusion, FGFR family members are frequently overexpressed in HNSCC, especially in OPSCC, and expression varies in subpopulations of OCSCC and OPSCC. FGFR family member proteins are therefore potential targets for novel targeted therapies that are urgently needed to improve survival of OCSCC and OPSCC patients.