Bronchoscopy and the peripheral nodule in the age of lung cancer screening and targeted therapies
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- Krimsky, W. & Seijo, L.M. Curr Respir Care Rep (2012) 1: 67. doi:10.1007/s13665-011-0002-9
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With the publication of the national lung cancer screening trial (NLST), screening for lung cancer is expected to become more commonplace. The discovery of pulmonary nodules that require further management will, therefore, increase as well and will generate a growing need for tissue given the recent inroads in the pursuit of individualized therapies for lung cancer. This, coupled with imaging advances in screening process, have all conspired to raise the bar on the limits of the bronchoscope, especially in the pursuit of small peripheral lesions. This review highlights advances in navigational bronchoscopy and tissue processing which may help the bronchoscopist of the 21st century meet these and other challenges.
KeywordsNavigational bronchoscopy Lung cancer screening Pulmonary nodules Transbronchial biopsy Interventional pulmonology
Since the introduction of the flexible bronchoscope by Shigeto Ikeda in the 1960s and more recently endobronchial ultrasound, few technological advances have improved the diagnostic yield of conventional bronchoscopy. The peripheral nodule is particularly challenging for the bronchoscopist, whereas improvements in the endoscopic sampling of the mediastinum have successfully consolidated the role of the bronchoscope in lung cancer staging. An ever-growing need for tissue as well as significant inroads in the pursuit of individualized therapies for lung cancer coupled with imaging advances in lung cancer screening have all conspired to raise the bar on the limits of the bronchoscope, especially in the pursuit of small peripheral lesions. This review highlights advances in navigational bronchoscopy and tissue processing which may help the bronchoscopist of the 21st century meet these and other challenges.
Endoscopic exploration of the tracheobronchial tree began in 1897, with the first endoscopic removal of a foreign body by Gustav Killian . As with other modalities, bronchoscopy and its associated techniques have evolved over time from a mere tube with a mirror and lens to the advanced flexible fiber optic scope in use today [1, 2]. Modern bronchoscopic techniques, such as endobronchial ultrasound [3, 4, 5], along with improvements in the imaging quality of the bronchoscope itself have expanded the scope of the procedure as well as improved diagnostic yield in a variety of circumstances.
Navigational technologies in the tracheobronchial tree were developed to further expand the reach of flexible bronchoscopy. Originally designed to improve diagnostic yield rates of bronchoscopy with respect to peripheral lesions, these technologies typically, but not always, work in tandem with the conventional bronchoscope. Given the limited access of the standard bronchoscope to the majority of the tracheobronchial tree, navigational bronchoscopy attempts to improve upon this limitation by using a bronchoscope in conjunction with a predetermined pathway through the tracheobronchial tree employing the airways as the conduit to the lesion. This can be accomplished in a variety of ways and there are now several navigational technologies on the market.
The yield of conventional bronchoscopy in the diagnosis of parenchymal or peripheral lesions, regardless of size, is roughly 60% . However, for lesions <2 cm in size, the yield drops substantially to approximately 23% . Lesions of this size that are more peripherally located are even harder to diagnose with yields approximating 14%–35% [6, 7]. Therefore, attempting to locate a small lesion beyond the visual range of the conventional bronchoscope without guidance is often a time consuming and difficult task. In essence, the combination of size, operator skill, and a limited visual access to the tracheobronchial tree, all conspire to limit the yield rates of standard bronchoscopy in this setting [1, 6, 7, 8]. Navigational bronchoscopy was designed to address these shortcomings through both hardware and software-based solutions .
At present there are, or soon will be, four commercially available navigational systems on the market. These include the Lung Point system (Bronchus Technologies, Inc.), the Bf Navi system (Olympus, Inc.), the Spin Drive system (Veran, Inc.), and the i-Logic system (superDimension, Inc.). They all involve mapping of the airways followed by a designated or planned pathway to the lesion. The specifics of the individual methods of localization and navigation are beyond the scope of this review. Briefly, Bronchus and Olympus focus on a visual or virtual approach to navigation without real-time feedback, while Veran and superDimension rely on additional hardware by utilizing a steerable sensor or sensors that provide feedback to the user with respect to instrument location within the tracheobronchial tree. Published data regarding diagnostic yield of navigational bronchoscopy are available for the superDimension system only because it has been available for several years. Preliminary yields with the other systems appear to match  those observed with the superDimension system, although such data are limited.
In general, the diagnostic yield of navigational bronchoscopy is significantly higher when compared with traditional bronchoscopy in the diagnosis of peripheral lesions. One of the first studies to evaluate the performance of the superDimension navigation technology reported a diagnostic yield of 70% for lesions less than 4 cm [11••]. Navigation bronchoscopy was diagnostic in 100% of lesions greater than 4 cm in size, although the number of patients studied was small. Interestingly, yields did not diminish for lesions <2 cm remaining at 70% (14/20) while diagnostic yield for lesions between 2 and 4 cm was 71.4% (15/21). In essence, lesion size did not contribute significantly to differences in yield rates . This is in contrast to the trend associated with traditional bronchoscopy.
Several studies have achieved roughly equivalent results. One such study that looked at 40 peripheral lesions evaluated other variables that might contribute to variations in diagnostic yield, including distance from the pleural surface, distance to the target, location, and operator experience among others. Average lesion size in the study was 23 mm. Overall, the diagnostic yield was 63% . Modest improvements in yield with larger lesions were seen but not as impressive as those typical of conventional bronchoscopy. The authors also noted that yields varied significantly with the calculated CT to body divergence which is essentially a measure of variation or uncertainty regarding the position of the steerable probe. Diagnostic yield when the CT to body divergence was <4 mm was 77% compared with 44% in interventions with a CT to body divergence > 4 mm. A subsequent study of 89 lesions, with an average size of 24 mm, also evaluated the time required for these procedures . The authors found that the procedure lasted anywhere from 16 to 45 min with diagnostic yields of 67%, making navigational bronchoscopy sometimes more time consuming than conventional bronchoscopy. It should be noted that complication rates reported in these studies were no greater than historical controls and in some cases better.
A multimodality approach combining navigational bronchoscopy with radial endobronchial ultrasound (EBUS) has been studied in a prospective randomized controlled study of 120 patients [14•]. Patients were allocated to one of three study arms: endobronchial ultrasound only, electromagnetic navigational bronchoscopy only (ENB), or the combined procedure. Yield rates were 69% (27/39) in the EBUS group, 59% (23/39) in the ENB group, and 88% (35/40) in the combined EBUS+ENB group. The diagnostic yield of the combined approach was also independent of lesion size or lobar distribution. Improved precision with the combined procedure was attributed to ultrasound-guided repositioning of the catheter following successful navigation to the vicinity of the lesion.
Considerable uncertainty persists regarding different variables associated with the procedure such as the type and variety of tissue sampling tools employed, the value of fluoroscopy, and the presence of a bronchus sign . Biopsy forceps have been employed in the vast majority of these studies and in some cases were the only tool used to obtain tissue. Therefore, it is difficult to ascertain whether additional tools or a specific sampling sequence might modify overall yields. The use of fluoroscopy is also an area of uncertainty. Fluoroscopy is usually employed not as a navigational tool, but rather to assess tool displacement. Some studies, though, found no difference in yield with or without fluoroscopy [12, 15]. Finally, emerging work with respect to lesional characteristics seems to have further refined reliability in these settings with respect to yield. The presence of a bronchus sign, which is a visible airway leading to the lesion on the virtual renderings of the tracheobronchial tree, suggests a significant improvement in diagnostic yield compared to those lesions without this finding. A recent prospective study of 51 patients demonstrated yield rates of 79% (30/38) in lesions with a bronchus sign versus a yield of 31% for lesions without an identifiable bronchus sign (4/13).
Bronchoscopy and targeted therapies
Bronchoscopists currently face the challenge of providing not only a diagnosis, but also adequate tissue samples for ancillary studies. Such studies are becoming increasingly complex since they rely on molecular analysis of mutations, immunohistochemistry, and in situ hybridization, to name a few, and have been designed to facilitate individualized treatment, especially for patients with lung cancer. A growing body of evidence suggests that cytological samples or even stained slides, when processed adequately, can yield sufficient material for adequate mutation analysis without the need for a more invasive approach, thus facilitating the appropriate choice of chemotherapy in some patients. Cytological samples are often the only material which a bronchoscopist can provide, because forceps biopsy or needle aspiration yield small samples often consisting of a limited number of malignant cells.
Although initial reports suggested that cytological samples were inadequate , recent findings have shown that minimally invasive techniques might be sufficient [17, 18, 19], [20•]. Rapid on-site evaluation (ROSE) in the bronchoscopy suite may be instrumental in such cases in order to guarantee that the sample obtained is adequate for both a diagnosis and mutation analysis in the majority of cases. A skilled cytopathologist can review existing Papanicolaou-stained slides in order to select the best samples for molecular analysis. In general, a slide is considered adequate when at least 50% of the cellularity is composed of malignant cells. Selected Papanicolaou-stained smears can be rinsed in alcohol and need not be destained prior to DNA extraction.
Routine DNA extraction from stained slides and/or cytological samples obtained during bronchoscopy is feasible and yields results comparable to mutation analysis of paraffin-embedded or frozen tissue . Such results match those previously reported from biopsy series with respect to the frequency and distribution of EGFR mutations by gender, smoking history, histology, and TKI activity [22, 23, 24, 25••]. Smouse et al.  have shown that cell blocks may yield even better sensitivity when compared with surgical specimens, suggesting that the adequacy of a sample depends on its quality and cellularity rather than the technique used to obtain it. A few small series have assessed mutations in exons 19 and 21 of the EGFR gene in cytological samples, including stained smears [27, 28, 29]. Fukui et al.  reported better results using PCR analysis of stained cytology slides rather than biopsy specimens in a series of 92 patients. The difference was attributed to DNA preservation rather than the sample’s origin or cellularity. Finally, Oshita et al.  assessed clinical activity of gefitinib in 26 patients, confirming a 91% response rate in 11 patients using a novel heteroduplex method to study mutations in exons 19 and 21 of the EGFR gene. The samples were obtained by transbronchial abrasion .
Multi-gene mutation analysis can also be performed in EBUS-TBNA samples obtained from mediastinal lymph nodes . In one study using frozen tissue cell blocks obtained with EBUS-TBNA, EGFR gene mutations were detected in 26.9% of patients, with an overall response rate to gefitinib of 54.5% and disease control rate of 86.4%. K-ras gene mutations were rare (3.5%), but p53 gene mutations were common, detected in 47 cases (41.6%). As expected, patients with p53 mutations were refractory to chemotherapy and had a poor prognosis despite treatment. The authors had previously reported their experience with paraffin-embedded tissue, but concluded that frozen samples yield better results and less false positives because of improved cellularity and better preservation of DNA .
The bronchoscopist should know that assessment of EGFR mutations in exons 18, 19, 20, and 21, ALK, p53, and K-ras mutations in cytological samples or even stained slides is feasible in NSCLC patients. Identification of EGFR mutations in bronchoscopy samples predicts clinical response to targeted therapies, thus extending the benefits of individualized treatment selection to NSCLC patients from which tumor biopsies are not available and expanding the role of the bronchoscopist in the diagnosis and management of patients with NSCLC.
Lung cancer screening
Current advances in lung cancer screening also pose a challenge to bronchoscopists frequently accustomed to diagnosing patients with advanced-stage lung cancer, large tumors, and/or mediastinal lymphadenopathy amenable to conventional bronchoscopic techniques. Until recently, lung cancer screening had been discouraged based on evidence accrued more than 30 years ago from several randomized trials [34, 35]. Recent technological advances, however, have renewed interest in lung cancer screening. Pioneers of CT-based screening showed in 1999 that such screening is feasible and effective . Their efforts have led to the design of several trials aimed at determining whether early lung cancer detection is possible using low-dose CT (LDCT) and whether it can improve survival in this dreaded disease. Such efforts have culminated in the National Lung Cancer Screening Trial (NLST), which demonstrated a survival benefit with LDCT screening at the expense of a debatable rise in false-positive screening results [37••].
Several studies have confirmed LDCT’s ability to detect small pulmonary nodules and therefore lung cancer at an early stage. ELCAP screened 1000 men annually with LDCT. All nodules found on baseline or subsequent LDCTs were worked up with strict adherence to a pre-determined protocol designed to detect growth. More than 20% of individuals had non-calcified lung nodules on baseline screening which required one or more follow-up studies at specified intervals. Growth was considered key in order to avoid unnecessary biopsies which were eventually obtained for 28 non-calcified nodules, 27 of which were proven to be lung cancer. Only one biopsy resulted in a benign diagnosis, and the majority of cancers were stage IA (81%) . Eight additional nodules were biopsied during subsequent rounds of screening because they were shown to grow on a follow-up LDCT. Seven were lung cancer and one was a benign lesion. Of the six non–small cell lung cancers, five were stage IA and only one was advanced stage . Data from these preliminary studies demonstrated that screening for lung cancer using LDCT is effective in diagnosing early-stage lung cancer and results in few invasive diagnostic procedures for benign disease.
Subsequent studies from the same group incorporating more than 60 centers worldwide have confirmed preliminary results . Recent experience with LDCT has led to refined protocols. In brief, initial baseline screening is considered positive if it detects non-calcified nodules larger than 5 mm. Annual screening is considered positive if any new nodule is detected. Work up depends on the size of the nodule, the majority of which are subject to follow-up with repeat LDCT at specific time intervals. A biopsy is generally recommended only when a large non-calcified nodule (> 15 mm) is found on the baseline LDCT or an existing nodule is growing. The i-ELCAP investigators reported diagnosing more than 400 lung cancers after almost 60,000 rounds of screening in more than 30,000 individuals, 85% of which were stage I. The 10-year estimated survival rate of individuals with lung cancer was 80%. Patients with stage IA lung cancer undergoing surgical resection within a month of the diagnosis had a 10-year expected survival of 92%.
Experience with LDCT screening has raised several concerns, chief among them, the lack of a control group, overdiagnosis, and false-positive outcomes associated with an increased risk of costly and potentially dangerous work up. The NLST has addressed the first concern proving that mortality in a control group is greater than that seen in a screened population, while abundant epidemiological, clinical, and pathological evidence demonstrates that significant overdiagnosis of lung cancer is unlikely . Evidence from autopsy series, for example, reveals that incidental lung cancer is rare and may be found in less than 3% of patients at autopsy. Furthermore, most cancers found at autopsy (> 50%) are associated with regional and/or distant metastases and therefore cannot be considered clinically insignificant. Finally, the vast majority of untreated patients with screening-detected early-stage lung cancer have died within 5 years of the diagnosis (personal communication, i-ELCAP investigators).
A greater concern for bronchoscopists is the likelihood of false-positive results from screening. LDCT may be associated with cumulative false-positive rates in excess of 30% . While findings from two large screening trials including i-ELCAP and the NELSON trial in Europe have shown lower false-positive rates than the NLST, bronchoscopists can expect to be called upon to diagnose small pulmonary nodules or at least attempt to rule out malignancy in a growing number of patients if lung cancer screening becomes a reality [36, 42]. Conservative estimates suggest that less than 0.1% of screening rounds will result in an invasive procedure for benign disease . However, nodule detection and follow-up in the context of a well-designed trial is far from what can be expected in the real world, where chest CT has become almost as commonplace as conventional chest radiography. Judging from the NLST results, bronchoscopists can expect to be called upon to diagnose such nodules. The current size limit of what is considered suspicious approximates 1 cm. In the NELSON trial, a test is considered positive if a nodule of at least 9.8 mm is found, or if a smaller nodule shows significant growth by volumetric analysis on follow-up LDCT . Increasingly, the pursuit of smaller pulmonary nodules will test the limits of the bronchoscope and represent a challenge which bronchoscopists must continue to meet.
Given the accumulating data on lung cancer screening, the bronchoscopist will be called upon to provide real and reproducible results not only from a diagnostic standpoint but also as treatment evolves toward a more targeted approach to cancer therapy.
W. Krimsky: consultant to CSA, Superdimension, and Olympus; L. M. Seijo: honoraria from Superdimension.