Skip to main content

Advertisement

Log in

Combating Coups d’état in Africa, 1950–2014

  • Published:
Studies in Comparative International Development Aims and scope Submit manuscript

Abstract

Recent years have seen African militaries attempt coups in virtually every geographic region, from Egypt to Lesotho and Guinea to Madagascar. They have targeted established democracies, infantile democratic experiments, increasingly authoritarian executives, power vacuums brought on by leader death, and—most recently in Burundi—leaders attempting to circumvent constitutional limitations on their tenure. These continuing acts perpetrated against regimes with such varied backdrops suggests that coups still afflict a wide range of states and remain a continuing threat to leader tenure. This is in contrast to the African Union’s emphasis on curbing the practice. This paper explores the African Union’s effectiveness to combat military coups, primarily focusing on the potential for sanctions to act as a deterrent to would-be coup plotters. The paper also considers potential limitations on the African Union’s (AU’s) ability to project power against certain states. Analyses for the years 1950–2014 indicate Africa has in fact witnessed a meaningful decline in coup activity, an impact even more pronounced than the end of the Cold War. Results also indicate that the AU’s effectiveness in deterring coups is not constrained in cases where they are expected to lack leverage.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Fig. 1
Fig. 2

Similar content being viewed by others

Notes

  1. France has been known to intervene to help prevent a coup or attempt reversal. However, these efforts were linked more to personal arrangements with the leader rather than a clear condemnation of anti-regime activity. Further, while French intervention has succeeded in some cases, such as in 1963 Gabon, implementation of such responses is historically inconsistent, as seen with inaction in 1974 Niger (see, for example, Higgot and Fuglestad 1975).

  2. Another criticism of Pape’s is that economic sanctions rarely succeed in the absence of an accompanying threat or use of force. While we focus primarily on economic sanctions and believe Pape’s concern is overstated, we consider both economic and military coercion to be mutual parts of an IO’s anti-coup arsenal. Consequently, Pape’s economic versus military sanction distinction is not problematic for our argument.

  3. The principles of the Lomé Declaration were reiterated in the Protocol Relating to the Establishment of the Peace and Security Council of the African Union, passed in 2003 and implemented in 2006. While it is not knowable if the Lomé Declaration could have successfully worked within the OAU apparatus to bring about changes in coup activity, it was one of the first clear signs that the regional organization was serious about curbing the practice.

  4. We also consider the sum of democracies within 1000 km, extend the range to 5000 km, all of Africa, and in line with prior efforts to assess the role of the global democratic community, the global proportion of democracies (e.g., Kadera et al. 2003). Substantive results for the variable do not change.

  5. Predicted probabilities are computed using Clarify (Tomz, Wittenberg, and King 2003).

References

  • Acemoglu A, Robinson J. A theory of political transitions. American Economic Review 2001;91(4):938–63.

  • Allen S. Political institutions and constrained response to economic sanctions. Foreign Policy Anal. 2008;4(3):255–74.

    Article  Google Scholar 

  • Bapat N, Morgan TC. Multilateral versus unilateral sanctions reconsidered: a test using new data. Int Stud Q. 2009;53(4):1075–94.

    Article  Google Scholar 

  • Bapat N, Heinrich T, Kobayashi Y, Morgan TC. Determinants of sanctions effectiveness: sensitivity analysis using new data. Int Interactions. 2013;39(1):79–98.

    Article  Google Scholar 

  • Barbieri K, Keshk O, Pollins B. Trading data: evaluating our assumptions and coding rules. Conflict Manage Peace Sci. 2009;26(5):471–91.

    Article  Google Scholar 

  • Barbieri K, Keshk O. Correlates of War Project Trade Data Set Codebook, Version 3.0. Online: http://correlatesofwar.org. 2012.

  • Boniface DS. Is there a democratic norm in the Americas? An analysis of the Organization of American States. Glob Gov. 2002;8(3):368–81.

    Google Scholar 

  • Brambor T, Clark W, Golder M. Understanding interaction models: improving empirical analyses. Polit Anal. 2006;14(1):63–82.

    Article  Google Scholar 

  • Brambor T, Clark W, Golder M. Are African party systems different? Elect Stud. 2007;26(2):315–23.

    Article  Google Scholar 

  • Brinks D, Coppedge M. Diffusion is no illusion: neighbor emulation in the third wave of democracy. Comp Pol Stud. 2006;39(4):463–89.

    Article  Google Scholar 

  • Brooke J. A few potholes on the road to democracy. New York Times. 7 January 1995.

  • Buhaug H. Relative capability and rebel objective in civil war. J Peace Res. 2006;43(6):691–708.

    Article  Google Scholar 

  • Carothers T. The end of the transition paradigm. J Democr. 2002;13(1):5–21.

    Article  Google Scholar 

  • Carter D, Signorino C. Back to the future: modeling time dependence in binary data. Polit Anal. 2010;18(3):271–92.

    Article  Google Scholar 

  • Cheibub JA, Gandhi J, Vreeland JR. Democracy and dictatorship revisited. Publ Choice. 2010;143(1):67–101.

    Article  Google Scholar 

  • Clark JF. The decline of the African military coup. J Democr. 2007;18(3):141–55.

    Article  Google Scholar 

  • Collier P. The bottom billion: why the poorest countries are failing and what can be done about it. Oxford: Oxford University Press; 2007.

    Google Scholar 

  • David S. Third World Coups d’état and International Security. Baltimore: Johns Hopkins University Press; 1987.

    Google Scholar 

  • Decalo S. Coups and army rule in Africa: motivations and constraints. 2nd ed. New Haven: Yale University Press; 1990.

    Google Scholar 

  • Doxey M. Economic sanctions and international enforcement. New York: Oxford University Press; 1980.

    Book  Google Scholar 

  • Drezner DW. Bargaining, enforcement, and multilateral economic sanctions. Int Organ. 2000;54(1):73–102.

    Article  Google Scholar 

  • Drezner DW. The hidden hand of economic coercion. Int Organ. 2003;57(3):643–59.

    Article  Google Scholar 

  • First R. The barrel of a gun: political power in Africa and the coup d’état. London: Penguin Press; 1970.

    Google Scholar 

  • Galetovic A, Sanhueza R. Citizens, autocrats, and plotters: a new model and evidence on coups. Econ Polit. 2000;12(2):183–204.

    Article  Google Scholar 

  • Gleditsch K. Expanded trade and GDP data. J Confl Resolut. 2002;46(5):712–24.

    Article  Google Scholar 

  • Gleditsch K, Ward M. Diffusion and the international context of democratization. Int Organ. 2006;60(4):911–33.

    Article  Google Scholar 

  • Hakim P. Good news from Paraguay: a coup d’état falls flat. Christian Science Monitor. 30 May 1996.

  • Higgot R, Fuglestad F. The 1974 coup d’etat in Niger: towards an explanation. J Mod Afr Stud. 1975;13(3):383–98.

    Article  Google Scholar 

  • Jing C, Kaempfer W, Lowenberg A. Instrument choice and the effectiveness of international sanctions. J Peace Res. 2003;40(5):519–35.

    Article  Google Scholar 

  • Kadera K, Crescenzi M, Shannon M. Democratic survival, peace, and war in the international system. Am J Polit Sci. 2003;47(2):234–47.

    Article  Google Scholar 

  • Karns M, Mingst K. International organizations: the politics and processes of global governance. Lynne Rienner: Boulder; 2004.

    Google Scholar 

  • Krustev V. Strategic demands, credible threats, and economic coercion outcomes. Int Stud Q. 2010;54(1):147–74.

    Article  Google Scholar 

  • Lam SL. Economic sanctions and the success of foreign policy goals: a critical evaluation. Japan World Econ. 1990;2(3):239–48.

    Article  Google Scholar 

  • Lebow R, Gross-Stein J. Deterrence: the elusive dependent variable. World Politics. 1990;42(3):336–69.

    Article  Google Scholar 

  • Leon G. Loyalty for sale? Military spending and coups d’état. Public Choice. 2014;159(3–4):363–83.

    Article  Google Scholar 

  • Levitsky S, Way L. Linkage versus leverage: rethinking the international dimension of regime change. Comparative Politics. 2006;38(4):379–400.

    Article  Google Scholar 

  • Levitsky S, Way L. Competitive authoritarianism: hybrid regimes after the Cold War. Cambridge: Cambridge University Press; 2010.

    Book  Google Scholar 

  • Li R, Thompson W. The Coup Contagion Hypothesis. J Confl Resolut. 1975;19(1):63–88.

    Article  Google Scholar 

  • Lindberg S, Clark J. Does democratization reduce the risk of military interventions in politics in Africa? Democratization. 2008;15(1):86–105.

    Article  Google Scholar 

  • Londregan J, Poole K. Poverty, the coup trap, and the seizure of executive power. World Politics. 1990;42(2):151–83.

    Article  Google Scholar 

  • Mansfield E, Pevehouse J. Democratization and international organizations. Int Organ. 2006;60(1):137–67.

    Article  Google Scholar 

  • Marinov N. Do economic sanctions destabilize country leaders? Am J Polit Sci. 2005;49(3):564–76.

    Article  Google Scholar 

  • Marinov N, Goemans H. Coups and democracy. Br J Polit Sci. 2014;40(4):799–825.

    Article  Google Scholar 

  • McLean E, Whang T. Friends or foes? Major trading partners and the success of economic sanctions. Int Stud Q. 2010;54(2):427–47.

    Article  Google Scholar 

  • Meldrume, A. Coups no longer acceptable: OAU. Africa Recovery 1997;11(1). http://www.un.org/en/africarenewal/subjindx/111gov.htm

  • Miers A, Morgan TC. Multilateral sanctions and foreign policy success: can too many cooks spoil the broth? Int Interactions. 2002;28(2):117–36.

    Article  Google Scholar 

  • Morgan TC, Schwebach V. Fools suffer gladly: the use of economic sanctions in international crises. Int Stud Q. 1997;41(1):27–50.

    Article  Google Scholar 

  • Morgan TC, Bapat N, Krustev V. The threat and imposition of economic sanctions, 1971–2000. Conflict Manage Peace Sci. 2009;26(1):92–110.

    Article  Google Scholar 

  • Nooruddin I. Modeling selection bias in studies of sanctions efficacy. Int Interactions. 2002;28(1):59–75.

    Article  Google Scholar 

  • Omorogbe EY. A club of incumbents? The African Union and coups d’état. Vanderbilt J Transnational Law. 2011;44:123–54.

    Google Scholar 

  • Pape R. Why economic sanctions do not work. Int Secur. 1997;22(2):90–136.

    Article  Google Scholar 

  • Pevehouse J. With a little help from my friends? Regional organizations and the consolidation of democracy. Am J Polit Sci. 2002;46(3):611–26.

    Article  Google Scholar 

  • Piccone T. International mechanisms for protecting democracy. Washington, DC: Democracy Coalition Project; 2004.

    Google Scholar 

  • Powell J. Determinants of the attempting and outcome of coups d’état. J Confl Resolut. 2012;56(6):1017–40.

    Article  Google Scholar 

  • Powell J. An assessment of the ‘Democratic’ Coup Theory: democratic trajectories in Africa, 1950–2012. Afr Secur Rev. 2014;23(3):329–38.

    Article  Google Scholar 

  • Powell J, Thyne C. Global instances of coups from 1950 to 2010: a new dataset. J Peace Res. 2011;48(2):249–59.

    Article  Google Scholar 

  • Ravenhill J. Regionalism. In: Ravenhill J, editor. Global political economy. Oxford: Oxford University Press; 2005. p. 116–47.

    Google Scholar 

  • Shannon M, Thyne C, Dugan A, Hayden S. The international community’s reactions to coups. Forthcoming: Foreign Policy Analysis; 2015.

    Google Scholar 

  • Singer D. Reconstructing the correlates of war dataset on material capabilities of states, 1816–1985. Int Interactions. 1987;14(2):115–32.

    Article  Google Scholar 

  • SIPRI. Stockholm International Peace Research Institute. 2014.

  • Souaré I. The African Union as a norm entrepreneur on military coups d’état in Africa (1952–2012): an empirical assessment. J Modern Afr Stud. 2014;52(1):69–94.

    Article  Google Scholar 

  • Thyne C. Supporter of stability or agent of agitation? The effect of US foreign policy on coups in Latin America, 1960–1999. J Peace Res. 2010;47(4):1–13.

    Article  Google Scholar 

  • Thyne C, Powell J, Hayden S, VanMeter E. The influence of post-coup signals on regime survival. Manuscript. 2016.

  • Tomz M, Wittenberg J, King G. CLARIFY: software for interpreting and presenting statistical results. Version 2.1.” Stanford University, University of Wisconsin, and Harvard University; 2003.

  • Valenzuela A. Paraguay: the coup that didn’t happen. J Democr. 1997;8(1):43–55.

    Article  Google Scholar 

  • Wobig J. Defending democracy with international law: preventing coup attempts with democracy clauses. Forthcoming: Democratization; 2014.

    Google Scholar 

  • World Bank. World development indicators. Available: www.worldbank.org 2014.

  • Wright J. How foreign aid can foster democratization in authoritarian regimes. Am J Polit Sci. 2009;53(3):552–71.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jonathan Powell.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Powell, J., Lasley, T. & Schiel, R. Combating Coups d’état in Africa, 1950–2014. St Comp Int Dev 51, 482–502 (2016). https://doi.org/10.1007/s12116-015-9210-6

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s12116-015-9210-6

Keywords

Navigation