Assessing high-impact spots of climate change: spatial yield simulations with Decision Support System for Agrotechnology Transfer (DSSAT) model
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- Eitzinger, A., Läderach, P., Rodriguez, B. et al. Mitig Adapt Strateg Glob Change (2016). doi:10.1007/s11027-015-9696-2
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Drybeans (Phaseolus vulgaris L.) are an important subsistence crop in Central America. Future climate change may threaten drybean production and jeopardize smallholder farmers’ food security. We estimated yield changes in drybeans due to changing climate in these countries using downscaled data from global circulation models (GCMs) in El Salvador, Guatemala, Honduras, and Nicaragua. We generated daily weather data, which we used in the Decision Support System for Agrotechnology Transfer (DSSAT) drybean submodel. We compared different cultivars, soils, and fertilizer options in three planting seasons. We analyzed the simulated yields to spatially classify high-impact spots of climate change across the four countries. The results show a corridor of reduced yields from Lake Nicaragua to central Honduras (10–38 % decrease). Yields increased in the Guatemalan highlands, towards the Atlantic coast, and in southern Nicaragua (10–41 % increase). Some farmers will be able to adapt to climate change, but others will have to change crops, which will require external support. Research institutions will need to devise technologies that allow farmers to adapt and provide policy makers with feasible strategies to implement them.
KeywordsClimate change DSSAT drybean submodel High-impact spots Simulation modeling Central America
Over the past decades, assessments of climate change impacts on agricultural crop production using empirical and process-based modeling have emerged for generating useful information and recommendations of adaptation strategies (Challinor et al. 2009). Several studies show the potential impacts of climate change on agriculture that may add significant challenges of ensuring food security and reaching global development goals (Morton 2007; Jarvis et al. 2011b; Teixeira et al. 2013; Rosenzweig et al. 2014). Jones and Thornton (2003) state a decrease in yield for maize by 2055 in Africa and Latin America due to progressive climate change will likely only be 10 %, but it represents equivalent losses of US$2 billion per year.
Smallholders will suffer most from climate change, and impacts will be locally specific and difficult to predict without remaining highly uncertain (Jarvis et al. 2010). To identify the geographical regions and spatial patterns of crop exposure to climate change is a crucial step in risk assessment and the development of the right adaptation strategies (Turco et al. 2015). Mechanistic models are widely accepted in agricultural research to understand crop-climate suitability and productivity (Ramirez-Villegas et al. 2011; Estes et al. 2013). Crop simulation models can also identify the potential impact of long-term changes of climate patterns on crop suitability and production (Jones and Thornton 2003; Beebe et al. 2011; Laderach et al. 2011; Jarvis et al. 2011b; Cortés et al. 2013). Keating and McCown (2001) reviewed biophysical simulation models that have evolved over the last 40 years. They recognized the strength of the generic grain cereal simulation model CERES and the CROPGRO model for grain legumes (Hoogenboom et al. 1994) to simulate crop yield responses to management factors. They also recognized their weakness to deal with integrated cropping systems. In recent years, these limitations were overcome in integrated modeling frameworks like the Agricultural Production Systems Simulator (APSIM) (McCown et al. 1996) and Decision Support System for Agrotechnology Transfer (DSSAT) (Jones et al. 2003). Simulation modeling has been used to highlight the impact of climate change on crop production and the vulnerability of farming communities (Jarvis et al. 2011a; Bellon et al. 2011; Baca et al. 2014; Eitzinger et al. 2014). Some of these studies used modeling to develop possible strategies to adapt to climate change in the region (Lobell et al. 2008; Ravera et al. 2011; Jarvis et al. 2011a; Ramirez-Villegas et al. 2012).
Consumption of drybeans in Latin America (FAO 2009)
World consumption of drybeans (FAO 2009)
Unlike the gene pool of Andean drybeans, which is adapted to cooler climates, the Mesoamerican gene pool is adapted to higher temperatures at low to medium altitudes (400–2000 m above sea level (masl)) (Beebe et al. 2011). Nevertheless, environments suitable for growing drybeans in Central America are most limited by maximum temperatures (Beebe et al. 2011). This limitation is likely to become more important as temperature increases through global warming.
We developed a method to identify spatial patterns as hotspots by quantifying statistical outliers of predicted changes in future yields and tested the method on a pilot study in Central America, covering an area of four countries: El Salvador, Guatemala, Honduras, and Nicaragua. We used the drybean sub model of DSSAT to assess the impact climate change will have on drybeans. We show results of change in productivity for main drybean-producing regions, and derive conclusions for drybean breeding and adaptation.
Central America has five Köppen climate zones (Peel et al. 2007): tropical rainforest (Af), tropical monsoon (Am), tropical savanna (Aw), humid subtropical (Cwa), and dry (arid and semiarid) (Bw) climates. In Central America, drybeans are produced in tropical savanna climates, which have distinct wet and dry seasons of equal duration. In suitable areas, the wet season extends May–October, followed by a marked dry season. Annual rainfall is influenced by topography, with inter-annual variability as much as 750 mm (Ravera et al. 2011).
Precipitation in Central America is distributed bimodally, with less rainfall and higher temperatures during the dry spell in July and August between the two rainy seasons (called canícula in Spanish; Magaña et al. 1999). The canicula separates the two main growing seasons on the Pacific side of the isthmus where most of the population lives and where there is the most agriculture. The primera season May–mid July is followed by the postrera, September–November after the canicula. There is a third growing season, the apante (December–February), on the Atlantic side with Am climates (Costa Rica, south and southeast Nicaragua, eastern Honduras, and northern Guatemala). Planting in the apante has increased in the last two decades in response to the demand caused by the long dry season on the Pacific side.
Central America has warmed over the last decades (Aguilar et al. 2005), with more extreme high temperatures that are spatially highly coherent. Rainfall increased somewhat over the last 40 years on most of the Caribbean side of Central America and southern Mexico. The canicula on the Pacific coast became more pronounced (Aguilar et al. 2005).
In view of the importance of drybeans for Central America, this study was conducted to assess spatial high-impact spots of climate change on crop production and provide general recommendations for priorities if strategies should focus on diversification, intensification of existing production systems, or conservation.
2 Methods and data
We selected a range of model treatments that represent farming practices of drybeans in the target countries.
We identified high-impact spots where climate change will impact drybean production in the first planting season of the year (in Central America called primera).
We compared simulated impacts on drybean yields for the second (called postrera) and the third (called apante) seasons on selected sites within the different types of hotspots.
We used data from multiple global circulation models (GCMs) for selected sites to assess uncertainty.
2.1 Climate data
We used monthly total precipitation and mean monthly minimum and maximum temperature data as input to the MarkSim weather generator. For the climate baseline, we used the WorldClim database (Hijmans et al. 2005), which interpolated between observed data from more than 47,000 weather stations worldwide for the period 1950–2000 (Hutchinson 1995).
For future climates, we used the GCMs that the Intergovernmental Panel on Climate Change (IPCC) used for its “Fourth Assessment Report (AR4)” (Intergovernmental Panel on Climate Change (IPCC) 2007). We selected the GCMs’ outputs for the A2 scenario from the IPCC’s Special Report on Emissions Scenarios (SRES) (Intergovernmental Panel on Climate Change (IPCC) 2000). The A2 scenario describes a very heterogeneous world with high population growth, slow economic development, and slow technological change. It is commonly called the “business as usual scenario,” and 13 years after publication of the SRES, it reflects the current situation.
The spatial resolution of the GCMs (1–2°) is inappropriate for analyzing the impacts on agriculture (Jarvis et al. 2010), which therefore needs downscaling to provide higher resolution surfaces. We used the delta method of downscaling (Ramirez-Villegas and Jarvis 2010), which is based on the sum of interpolated anomalies to 30″ monthly climate surfaces of WorldClim. The method assumes that changes in climates are only relevant at coarse scales and that relationships between variables will be maintained in the future.
We used downscaled data from all 19 GCMs from IPCC’s AR4 for two different 30-year running-mean periods, 2010–2039 [2020s] and 2040–2069 [2050s]. We took means of the 30″ data (Ramirez-Villegas and Jarvis 2010) to produce 2.5′ and 5′ spatial resolution (roughly 5 and 10 km) for Nicaragua, Honduras, El Salvador, and Guatemala. We used the monthly data for each 2.5′ pixel as input to the MarkSim climate generator to produce daily weather data (Jones and Thornton 1993, 2000; Jones et al. 2002).
MarkSim uses a third-order Markov function to generate daily weather data that reflects the synoptic control of rainfall in the tropics by convection cells. It generates daily data of maximum and minimum temperatures, rainfall, and solar radiation for as many years as the user requires. We generated 99 replicate years of daily weather data for the climate baseline and for each of the 19 GCM models for the 2020s and 2050s for each pixel in the four countries. We automated this step by using the MarkSim 1.0 code compiled as an executable and running it from a command line under the control of a master FORTRAN procedure. In this way, we were able to run the process unattended as the run of MarkSim for each site was independent. The master procedure logged any failures of MarkSim but continued with the next site, which was not possible using MarkSim’s shell routine in batch mode.
2.2 Crop modeling
DSSAT is a widely tested series of simulation models (Jones et al. 2003; Hoogenboom et al. 2010). It incorporates detailed understanding of crop physiology, biochemistry, agronomy, and soil science to simulate performance of the main food crops, as well as pastures and fallows. It simulates crop water balance, photosynthesis, growth, and development on a daily time step. DSSAT requires input of the soil water characteristics and genetic coefficients of the crop cultivar, plus any relevant agronomic inputs such as fertilizer and irrigation. It is driven by daily maximum and minimum temperatures, rainfall, and solar radiation.
We prepared DSSAT management files (FILEX) that included initial conditions at planting, cultivar selection, planting data, and row and plant spacing, among others. We consulted experts from the CIAT bean program and from national bean programs in the four countries in Central America on the appropriate management to apply.
We assessed final impact using the mean of the treatments and calculated the anomalies across sites (pixels) of future and baseline yields.
2.3 Modeling steps
2.3.1 Simulations of bean management for the primera season
Equation 1: experimental design used in DSSAT
The lower level of fertilizer represents a typical farmer’s management in Central America. A more advanced farmer might use the higher level, which also gives an estimate of the potential yields of the selected cultivars.
We used the averaged climate for the 19 GCMs as input data in a first step at 5′ resolution. After identifying high-impact spots (see below), we ran the simulations at 2.5′ using all 19 GCMs in step 4 (see Section 2.3.4).
2.3.2 Identify future high-impact spots
We calculated the yield change (future-baseline) from the yield outputs of the simulations (the mean of the eight treatments in step 1). We used the climate baseline and the ensemble of future climate data from the GCMs. We used distance statistics (Getis and Ord 1992) to identify the significant outliers and the high-impact spots (HISs).
Distance statistics analyze spatial association by measuring the degree of association within a population of weighted points. Spatial association is when the deviation of the variable of interest with respect to the mean (z-value) is greater than some specified level of significance. Here, we used a robust version of the root mean square (Darrouzet-Nardi and Bowman 2011) to scale the data and identify points that lie outside positive and negative cutoffs.
Adaptation spots: We identified pixels whose negative z-values of spatial association were equal to or greater than one standard deviation of the mean (68 %). We expect that yields of drybean in the primera season in these pixels will decrease in the 2020s and even more in the 2050s.
Hotspots: Pixels whose negative z-values were greater than two standard deviations of the mean (95 %). Yields will be so low that it will probably not be economic for farmers to continue to grow drybeans.
Pressure spots: Pixels whose positive z-values are greater than one standard deviation of the mean are where the future climate will favor drybeans. Most of these pixels lie outside the current zone of bean production, but we did map them (see Section 3).
We identified hotspots and adaptation spots within the areas that currently grow drybeans. We overlaid the pixels on maps from the Bean Atlas for the Americas (Mejia et al. 2001) using a kernel density analysis (Silverman 1986). By this means, we also identified the pressure spots outside the areas that currently grow drybeans.
2.3.3 Comparison of different growing seasons for selected sites and estimation of fertilizer responses
Selected municipalities and points used from the Bean Atlas for simulating different planting seasons
Elevation range (masl)
Elevation range (masl)
La Conquista (HS)
San Dionisio (AS)
We defined the planting date windows 15 April–30 June for the primera season, 20 August–30 September for the postrera, and 25 October–5 December for the apante. We also ran the model without simulating nutrient options to assess the fertilizer response on each site. We estimated the yield with no fertilizer increase by disabling the fertilizer application in the simulation control options. We did this for the 15 selected sites using current and climate input data for climate baseline and GCM ensembles for the 2020s and 2050s.
2.3.4 Run data from multiple GCMs on selected sites for the primera season to assess the prediction uncertainty
The yield change of the GCM ensemble mean
The standard deviation (SD) of the yield change
The agreement among the model simulations using the 19 GCMs’ climate projections, calculated as the percentage of the model outputs predicting changes in the same direction
We present the data as maps for El Salvador, Guatemala, Honduras, and Nicaragua.
3.1 Impact on yields for the first season primera
The corridor of yield decrease continues in Honduras through El Paraiso (−12 %), Francisco Morazan (−13 %), and Yoro (−10 %) departments. In southwest Honduras close to the El Salvador border, we expect high impact for the 2020s in Choluteca (−32 %), Cortes (−17 %), and Valle (−20 %) departments. We expect increased yields only in Ocotepeque department (Fig. 4, Online Resource 1).
In El Salvador, the simulations show reduced yields in the southeastern departments of Cuscatlan (−12 %), Cabañas (−10 %), and San Vicente (−14 %) in the 2020s. We expect yields to increase only Ahuachapan department (Fig. 4, Online Resource 1).
In Guatemala, drybean production in the 2020s will increase in San Marcos (+15 %) and Totonicapán (+16 %) departments. In contrast, Peten (−10 %) department, where there is now enough rainfall to support opportunistic apante sowings, will suffer the highest yield decrease for the primera sowings (Fig. 4, Online Resource 1).
3.2 Identified high-impact spots
Negative HISs are concentrated from Lake Nicaragua to the northern coast of Honduras along the Central American dry corridor. Other areas currently used for drybean production and identified as positive HISs (green within the hatched areas) seem to be promising for future development of drybean production in the region (Fig. 5, Online Resource 2).
Ipala (s1), Jalapa (s2), Danli (s6), San Dionisio (s10), Apastepeque (s12), Candelaria (s13), Comasagua (s14), and Texistepeque (s15) are adaptation spots in the main production areas. In these areas, drybean systems can be adapted if suitable measures are taken in the near future. Results are based on simulations only for the primera season. We selected adaptation and hotspots only within the current main production areas. Areas outside these are not used or not important for drybean production in the main seasons, although some of them are important for the apante season. We did not include sites of pressure spots, although Parramos (s3) and Patzicia (s4) in Guatemala showed small gains in productivity in the future scenarios.
3.3 Comparison of alternative planting seasons
Yield loss for the first season primera, second season postrera, and third season apante by country predicted for the 2020s
Average change in bean yield [%]
% of municipalities with expected yield loss >10 %
In municipalities accounting for 50 % of total production
Fertilizer gives large increases in yield, and with no fertilizer, yields were only 34 % of those with 128 kg/ha 18-46-0. The yield response to fertilizer might be diminished by less favorable climates in the future. Fertilizer has only a small effect in the low-yielding apante season.
3.4 Uncertainty of the GCM results
We can discern some geographical separation. The more mountainous sites (s5–s11) appear to have greater uncertainty in the prediction of yield change. We must caution that this may not be just the GCMs themselves, but the uncertainties introduced by the downscaling, by WorldClim and by MarkSim.
Global food systems require locally specific urgent action to reduce vulnerability of a highly sensitive agriculture in the face of climate change (Vermeulen et al. 2011). Hotspot mapping can help to identify regions that are particularly vulnerable to future climate impacts, with the goal of drawing policy-maker attention to target adaptation measures (de Sherbinin 2014).
For our study area Central America, the general analysis identified adaptation spots and hotspots where climate change will cause modest and severe reductions in yield. In pressure spots, there will be modest yield increases. The more detailed analysis showed differences between planting seasons and the uncertainties between the GCMs. These analyses met our overall goal to differentiate areas that will require different measures for farmers and policy makers to cope with climate change.
Farmers in adaptation spots will have to adjust their management if they are to continue growing drybeans in the future, for example, by sowing better-adapted cultivars. In hotspot pixels, farmers will need to diversify their livelihoods because it will likely be uneconomic to grow drybeans. Future strategies might be to diversify to other crops, seek off-farm income, or leave agriculture.
Pressure spots mostly lie outside the current bean-growing zone. They are often located in forest reserves or at higher altitudes, or are close to the current agricultural frontier. There will be social and political pressure to allow agriculture to migrate into these areas. Identifying pressure spots is important so that national and regional decision-makers can either develop them in an ecologically sustainable way or protect them.
The more specific analysis differentiated planting seasons and the potential of fertilizer to increase yields in the selected municipalities. In the future, the postrera planting season will become more important in these municipalities. Fertilizer still increased yields with climate change, although the cultivars ICTA OSTUA and BAT1289 that we used appeared to become somewhat less responsive to fertilizer. Beebe (Beebe et al. 2014) argues that edaphic factors will become important as climate change will bring more frequent droughts. A more comprehensive study using site-specific soil data and data from field experiments on the effects of fertilizer and improved varieties is necessary to verify this argument.
We focused first on likely effects of climate change on drybean production in the primera planting season. We then assessed the potential for the postrera planting season at adaptation spots and hotspots defined in the primera. For many of these sites, the postrera planting season will be more favorable. We included the apante season, which is largely on the Atlantic coast where droughts are rare but production is opportunistic and yields are low. The apante crop grows in a period of falling temperatures so that climate change may make the crop more attractive. Bean production has expanded on the Atlantic coast and will likely continue as production in the primera season becomes less favorable elsewhere. Further studies of climate change should include this region to test this hypothesis.
There is a great potential to improve insights on future production constraints using multiple GCMs and a wider range of scenarios for spatially distributed DSSAT simulations. Using a dataset containing historical daily weather data and daily future predictions would be another refinement of the methodology we present here. In areas where detailed soil data are available, they should replace the generic soils we used in our simulations.
We also need physiological and phenotypic data on the growth and development in the field of regional and promising cultivars to determine their crop-specific coefficients for DSSAT. With these data, we could generate virtual varieties with heat and drought tolerance, which could help identify the potential of genetic improvement to adapt to climate change. It would also allow us to evaluate strategies of crop management oriented towards adapting current bean production to future climates.
We caution that the fertilizer utilization in the three different seasons needs to be investigated in more detail. The research should consider wider ranges of treatments and the effect of P, which is not implemented in the current DSSAT drybean submodel. Future work should also include the CO2 fertilization response, for which we need more experimental data on which to base the modeling.
GCMs do not predict future climates well for particular sites but rather estimate conditions on a large scale. GCM estimates can therefore not be used directly as input into plot-scale agriculture models (Ramirez-Villegas and Challinor 2012). Higher resolution climate models can improve results if (i) models are matched in scale, (ii) the skill of models is assessed and ways to create robust model ensembles are defined, (iii) uncertainty and model spread are quantified in a robust way, and (iv) decision-making in the context of uncertainty is fully understood (Ramirez-Villegas and Challinor 2012). It is therefore necessary to address uncertainty of the climate prediction models used. Methods of impact assessment are sensitive to uncertainties. We attempted to assess the inherent uncertainty by using 19 credible GCMs used by the IPCC in its AR4 (Jarvis et al. 2012). GCMs continue to improve their skill with regard to temperature, but unfortunately, their skill with regard to precipitation is progressing more slowly (Ramirez-Villegas et al. 2013).
If economically viable, extend production into the dry season with lower temperatures using irrigation and water-harvesting systems combined with improved soil fertility management (Fox et al. 2005).
All the above assume that farmers will use optimal management of abiotic stress and biotic constraints. The development and implementation of adaptation strategies to face progressive climate change will depend also on the participation of all actors in the bean sector in Central America. Research institutions and policy makers will need to provide feasible strategies too.
This study was conducted under the CGIAR research program on Climate Change, Agriculture and Food Security (CCAFS). We thank the Howard G. Buffet Foundation, the Catholic Relief Services (CRS) and the agricultural extension services of El Salvador, Guatemala, Honduras, and Nicaragua for supporting the research.
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