Skip to main content

Advertisement

Log in

Institutions, Biophysical Factors and History: An Integrative Analysis of Private and Common Property Forests in Guatemala and Honduras

  • Published:
Human Ecology Aims and scope Submit manuscript

Abstract

Attention to institutional arrangements has become integral to research on forest management and conservation. While strong institutions typically are associated with better forest conditions, few institutional studies have evaluated the influence of underlying biophysical factors on forest conditions. Our research compared institutional arrangements and forest conditions across nine forests in Guatemala and Honduras while accounting for biophysical characteristics. Statistical analyses found that soil nitrogen concentration, annual temperature, and annual rainfall were positively correlated with better forest conditions. Better forest conditions were in turn associated with stronger institutions. In part, the results suggest that the biophysical characteristics most favorable for high productivity, given the socioeconomic context, constitute an incentive for strong institutions. One common-property forest presented strong institutions with very good forest conditions, but stronger institutions and better forest conditions in this region typically occur with private property. The situation reflects historical contexts that have supported private property and undermined common property. The findings indicate that efforts to improve natural resource management should recognize the biophysical factors and historical contexts that facilitate or constrain strong institutions.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

References

  • Aber, J. D., and Melillo, J. M. (2001). Terrestrial Ecosystems, 2nd edn., Academic, San Diego, CA.

    Google Scholar 

  • Acheson, J. (2003). Capturing the Commons: Devising Institutions to Manage the Maine Lobster Industry. University Press of New England, Hanover, NH.

    Google Scholar 

  • AFE-COHDEFOR (State Forest Administration/Honduran Corporation for Forest Development) (1996). Análisis del Sub-Sector Forestal de Honduras, Corporación Hondureña de Desarrollo Forestal, AFE-COHDEFOR, Tegucigalpa, Honduras.

  • Agrawal, A. (2001). Common Property Institutions and Sustainable Governance of Resources. World Development 29(10):1649–1672.

    Article  Google Scholar 

  • Alchian, A. A., and Demsetz, H. (1973). The Property Right Paradigm. The Journal of Economic History 33(1):16–27.

    Article  Google Scholar 

  • Anderson, T. L., and Hill, P. J. (1975). The Evolution of Property Rights: A Study of the American West. Journal of Law and Economics 18(1):163–179.

    Article  Google Scholar 

  • Ascher, W. (1995). Communities and Sustainable Forestry in Developing Countries. ICS, San Francisco, CA.

    Google Scholar 

  • Axelrod, P., and Fuerch, M. (2006). Common Ground: Risk, Scarcity, and Shared Resources in Goan Agriculture. Human Ecology 34(1):79–98.

    Article  Google Scholar 

  • Baland, J.-M., and Platteau, J.-P. (1996). Halting Degradation of National Resources: Is there a role for rural communities? Clarendon, Oxford.

    Google Scholar 

  • Banana, A. and Gombya-Ssembajjwe, W. (2000). Successful forest management: The importance of security of tenure and rule enforcement in Ugandan forests. In Gibson, C. C., McKean, M., and Ostrom, E. (eds.), People and Forests: Communities, Institutions, and Governance, MIT, Cambridge, MA, pp. 87–98.

    Google Scholar 

  • Berkes, F., Feeny, D., McCay, B. J., and Acheson, J. M. (1989). The Benefits of the Commons. Nature 340:91–93.

    Article  Google Scholar 

  • Blomquist, W., Schlager, E., Tang, S. T., and Ostrom, E. (1994). Regularities from the field and possible explanations. In Ostrom, E., Gardener, R., and Walker, J. (eds.), Rules, Games and Common-Pool Resources, University of Michigan Press, Ann Arbor, MI, pp. 301–316.

    Google Scholar 

  • Bromley, D. W. (ed.). (1992). Making the Commons Work: Theory, Practice and Policy, ICS, San Francisco.

  • Dietz, T., Ostrom, E., and Stern, P. (2003). The Struggle to Govern the Commons. Science 302:1907–1912.

    Article  Google Scholar 

  • Dorm-Adzobu, C., and Veit, P. G. (1991). Religious Beliefs and Environmental Protection: The Malshegu Sacred Grove in Northern Ghana, World Resources Institute, Nairobi, Kenya.

    Google Scholar 

  • Gibson, C. C. (2001). Forest resources: Institutions for local governance in Guatemala. In Berger, L., Ostrom, E., Norgaard, R. B., Policansky, D., and Goldstein, B. D. (eds.), Protecting the Commons: A Framework for Resource Management in the Americas, Island, Washington, DC, pp. 71–90.

    Google Scholar 

  • Gibson, C. C., McKean, M. A., and Ostrom, E. (eds.). (2000). People and Forests: Communities, Institutions and Governance, MIT, Cambridge, MA.

  • Gibson, C. C., Lehoucq, F., and Williams, J. (2002). Does Privatization Protect Natural Resources? Property Rights and Forests in Guatemala. Social Science Quarterly 83(1):206–225.

    Article  Google Scholar 

  • Gibson, C. C., Williams, J. T., and Ostrom, E. (2005). Local Enforcement and Better Forests. World Development 33(2):273–284.

    Article  Google Scholar 

  • Goebel, P. C., Wyse, T. C., and Corace, R. G., III, (2005). Determining Reference Ecosystem Conditions for Disturbed Landscapes within the Context of Contemporary Resource Management Issues. Journal of Forestry 103(7):351–356.

    Google Scholar 

  • Hardin, G. (1968). The Tragedy of the Commons. Science 162:1243–1248.

    Article  Google Scholar 

  • Instituto Nacional de Bosques. (2003). Sistematización de experiencias de manejo de recursos naturales en el oriente, Proyecto Jupilingo-Las Cebollas, Guatemala.

  • Jodha, N. S. (1992). Common Property Resources: A Missing Dimension of Development Strategies. World Bank Discussion Paper #169. The World Bank, Washington, DC.

  • Kepe, T., and Scoones, I. (1999). Creating Grasslands: Social Institutions and Environmental Change in Mkambati Area, South Africa. Human Ecology 27(1):29–53.

    Article  Google Scholar 

  • Klute, A. (ed.). (1986). Methods of Soil Analysis: Part 1—Physical and Mineralogical Methods, American Society of Agronomy, Madison, WI.

  • Martin, A., and Lemon, M. (2001). Challenges for Participatory Institutions: The Case of Village Forest Committees in Karnataka, South India. Society and Natural Resources 14:585–597.

    Article  Google Scholar 

  • McCarthy, J. F. (2005). Between Adat and the State: Institutional Arrangements on Sumatra’s Forest Frontier. Human Ecology 233(1):57–82.

    Article  Google Scholar 

  • McCay, B. J., and Acheson, J. M. (1987). Human ecology of the commons. In McCay, B. J., and J. M. Acheson (eds.), The Question of the Commons: The Culture and Ecology of Communal Resources, University of Arizona Press, Tucson, pp. 1–36.

    Google Scholar 

  • McKean, M. A. (1992). Success on the Commons: A Comparative Examination of Institutions for Common Property Resource Management. Journal of Theoretical Politics 4:247–281.

    Article  Google Scholar 

  • McKean, M. A., and Ostrom, E. (1995). Common Property Regimes in the Forest: Just a Relic from the Past? Unasylva 46(1):3–15.

    Google Scholar 

  • Melich, M. (1984). Melich-3 Soiltest Extractant: A Modification of the Melich-2 Extractant. Communications in Soil Science and Plant Analysis 15:1409–1416.

    Article  Google Scholar 

  • Mooney, Harold A., Stephen, H., Bullock and Ernesto Medino (eds.). (1995). Seasonally Dry Tropical Forests, Cambridge University Press, Cambridge, UK, pp. 1–9.

  • Munroe, D., Southworth, J., and Tucker, C. M. (2004). Modeling Spatially and Temporally Complex Land-Cover Change: The Case of Western Honduras. Professional Geographer 56:544–559.

    Google Scholar 

  • Netting, R. McC. (1976). What Alpine Peasants Have in Common: Observations on Communal Tenure in a Swiss Village. Human Ecology 4(2):135–146.

    Article  Google Scholar 

  • NRC (National Research Council). (2002). The Drama of the Commons; Ostrom, E., Dietz, T., Dolsak, N., Stern, P. C., Stonich, S., and Weber, E. U. (eds.), Committee on the Human Dimensions of Global Change, Division of Behavioral and Social Sciences and Education, National Academy Press, Washington, DC.

    Google Scholar 

  • Ostrom, E. (1999). Self Governance and Forest Resources. Occasional Paper No. 20. Center for Forestry Research, Bogor, Indonesia. [http:www.cifor.cgiar.org/publications/pdf_files/OccPapers/OP-20.pdf Accessed January 4, 2006]

  • Ostrom. E. (2005). Understanding Institutional Diversity, Princeton University Press, Princeton, NJ.

    Google Scholar 

  • Ostrom, E., and Wertime, M. B. (2000). International forestry resources and institutions research strategy. Appendix. In Gibson, G. C., McKean, M. A., and Ostrom, E. (eds.) People and Forests: Communities, Institutions, and Governance, MIT, Cambridge, MA, pp. 243-268.

    Google Scholar 

  • Paige, J. M. (1997). Coffee and Power: Revolution and the Rise of Democracy in Central America, Harvard University Press, Cambridge, MA.

    Google Scholar 

  • Phillips, O., and Miller, J. S.(2002). Global Patterns of Plant Diversity: Alwyn H. Gentry’s Forest Transect Data Set, Missouri Botanical Garden Press, St. Louis, MO.

    Google Scholar 

  • Poteete, A. R., and Welch, D. (2004). Institutional Development in the Face of Complexity: Constructing Systems for Managing Forest Resources. Human Ecology 32(3):279–311.

    Article  Google Scholar 

  • Randolph, J. C., Green, G. M., Belmont, J., Burcsu, T., and Welch, D. (2005). Forest Ecosystems and the Human Dimensions. In Moran, E. F., and Ostrom, E. (eds.), Seeing the Forest and the Trees: Human–Environment Interactions in Forest Ecosystems, MIT, Cambridge, MA, pp. 105–126.

    Google Scholar 

  • Rowell, D. (1994). Soil Science: Methods and Applications, Longman Scientific & Technical, Essex, UK.

    Google Scholar 

  • Runge, C. F. (1986). Common Property and Collective Action in Economic Development. World Development 14(5):623–635.

    Article  Google Scholar 

  • Simmons, C. S., Tarano, J. M., and Pinto, J. H. (1959). Clasificación de reconocimiento de los suelos de la República de Guatemala, Editorial Ibarra, Guatemala.

    Google Scholar 

  • Southworth, J., and Tucker, C. M. (2001). The Influence of Accessibility, Local Institutions, and Socioeconomic Factors on Forest Cover Change in the Mountains of Western Honduras. Mountain Research and Development 21(3):276–283.

    Article  Google Scholar 

  • Stephens, S. L., and Fulé, P. Z. (2005). Western Pine Forests with Continuing Frequent Fire Regimes: Possible Reference Sites for Management. Journal of Forestry 103(7):357–362.

    Google Scholar 

  • Tang, C., and Tang, S. (2001). Negotiated Autonomy: Transforming Self-Governing Institutions for Local Common-Pool Resources in Two Tribal Villages in Taiwan. Human Ecology 29(1):49–67.

    Article  Google Scholar 

  • Tucker, C. M. (1999a). Private vs. Communal Forests: Forest Conditions and Tenure in a Honduran Community. Human Ecology 27(2):201–230.

    Article  Google Scholar 

  • Tucker, C. M. (1999b). Manejo Forestal y Políticas Nacionales en La Campa, Honduras. Mesoamérica 37:111–144.

    Google Scholar 

  • Tucker, C. M. (2004). Land, property systems, and indigenous intellectual property rights: A Honduran case study. In Riley, M. (ed.), Indigenous Intellectual Property Rights: Legal Obstacles and Innovative Solutions, Altamira, Walnut Creek, CA, pp. 127–152.

    Google Scholar 

  • Tucker, C. M., Munroe, D., Nagendra, H., and Southworth, J. (2005). Comparative Spatial Analyses of Forest Conservation in Honduras and Guatemala. Conservation and Society 3(1):174–200.

    Google Scholar 

  • Williams, R. (1994). States and Social Evolution: Coffee and the Rise of National Governments in Central America, University of North Carolina Press, Chapel Hill, NC.

    Google Scholar 

  • Young, O. (2002). The Institutional Dimensions of Environmental Change: Fit, Interplay and Scale, MIT, Cambridge, MA.

    Google Scholar 

Download references

Acknowledgements

Funding for this research was provided by the Center for the Study of Institutions, Population, and Environmental Change (CIPEC) and the National Science Foundation (SBR #9521918). We thank the students and researchers associated with the Universidad del Valle de Guatemala, the Guatemala Branch of the Faculty for Social Sciences in Latin America (FLACSO), the Honduran Forestry Development Corporation (COHDEFOR) and CIPEC, who assisted with field data collection. We are grateful for the support of colleagues at CIPEC and the Workshop in Political Theory and Policy Analysis at Indiana University, and the opportunity that these centers provide for genuinely interdisciplinary research. We give special thanks to Vicky Meretsky, Elinor Ostrom and an anonymous reviewer who provided invaluable suggestions to improve the manuscript. Any errors are the responsibility of the authors. To the people of the study sites, we express deep appreciation for their patience, generosity and participation in this research.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to C. M. Tucker.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Tucker, C.M., Randolph, J.C. & Castellanos, E.J. Institutions, Biophysical Factors and History: An Integrative Analysis of Private and Common Property Forests in Guatemala and Honduras. Hum Ecol 35, 259–274 (2007). https://doi.org/10.1007/s10745-006-9087-0

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10745-006-9087-0

Key words

Navigation