Skip to main content

Advertisement

Log in

Adaptation and transformation

  • Published:
Climatic Change Aims and scope Submit manuscript

Abstract

Transformation as an adaptive response to climate change opens a range of novel policy options. Used to describe responses that produce non-linear changes in systems or their host social and ecological environments, transformation also raises distinct ethical and procedural questions for decision-makers. Expanding adaptation to include transformation foregrounds questions of power and preference that have so far been underdeveloped in adaptation theory and practice. We build on David Harvey’s notion of activity space to derive a framework and research agenda for climate change adaptation seen as a political decision-point and as an opportunity for transformation, incremental adjustment or resistance to change in development pathway. Decision-making is unpacked through the notion of the activity space into seven coevolving sites: the individual, technology, livelihoods, discourse, behaviour, the environment and institutions. The framework is tested against practitioner priorities to define an agenda that can make coherent advances in research and practice on climate change adaptation.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

References

  • Adger WN, Quinn T, Lorenzoni I, Murphy C, Sweeney J (2013) Changing social contracts in climate-change adaptation. Nat Clim Chang 3:330–333

    Article  Google Scholar 

  • Béné C, Godfrey Wood R, Newsham A, Davies M (2012) Resilience: new utopia or new tyranny? Reflection about the potentials and limits of the concept of resilience in relation to vulnerability-reduction programmes. IDS Working Paper 405, Institute of Development Studies, UK

  • Bottrell D (2009) Understanding ‘marginal’ perspectives: towards a social theory of resilience. Qual Soc Work 8:321–339

    Article  Google Scholar 

  • Brand FS, Jax K (2007) Focusing the meaning(s) of resilience: resilience as a descriptive concept and a boundary object. Ecol Soc 12(1):23–39

    Google Scholar 

  • Brower RS, Magno FA (2011) A “third way” in the Philippines. Int Rev Public Adm 16(1):31–50

    Article  Google Scholar 

  • Calvin K, Edmonds J, Bond-Lamberty B, Clarke L, Kim SH, Kyle P, Smith SJ, Thomson A, Wise M (2009) Limiting climate change to 450 ppm CO2 equivalent in the 21st century. Energy Econ 31(2):107–120

    Article  Google Scholar 

  • Chambers R, Conway GR (1991) Sustainable rural livelihoods: practical concepts for the 21st century. institute of development studies DP 296. University of Sussex, Brighton

    Google Scholar 

  • Cranton P (1994) Understanding and promoting transformative learning: a guide for educators of adults. Jossey-Bass, San Francisco

    Google Scholar 

  • DFID (2011a) Humanitarian emergency response review: UK government response. Department for International Development, London

    Google Scholar 

  • DFID (2011b) Defining disaster resilience, A DFID approach paper. Department for International Development, London

    Google Scholar 

  • Dow K, Berkhout F, Presnton BL, Klein RJT, Midgley G, Shaw MR (2013) Limits to adaptation. Nat Clim Chang 3:305–307

    Article  Google Scholar 

  • Easterly W (2006) The white man’s burden: why the west’s efforts to aid the rest have done so much Ill and so little good. The Penguin Press, New York

    Google Scholar 

  • Foresight (2012) Reducing risks of future disasters: priorities for decision makers, Final Project Report. The Government Office for Science, London

    Google Scholar 

  • Freire P (1970) Pedagogy of the oppressed. Continuum, New York

    Google Scholar 

  • Geels FW (2002) Technological transitions as evolutionary reconfiguration processes: a multilevel perspective and case study. Res Policy 31(8/9):1257–1274

    Article  Google Scholar 

  • Giddens A (1984) The constitution of society: outline of the theory of structuration. Polity, Cambridge

    Google Scholar 

  • Glavovic BC (2008) Sustainable coastal communities in the age of coastal storms: reconceptualising coastal planning and ICM as ‘new’ naval architecture. J Coast Conserv 12(3):125–134

    Article  Google Scholar 

  • Handmer J, Dovers SR (1996) A typology of resilience: rethinking institutions for sustainable development. Organization Environ 9(4):482–511

    Article  Google Scholar 

  • Harvey D (2008) On the deep relevance of a certain footnote in Marx’s Capital. Hum Geogr 1(2):26–31

    Google Scholar 

  • Harvey D (2010) The enigma of capital: and the crisis of capitalism. Profile Books, London

    Google Scholar 

  • Huq S, Roberts A, Fenton A (2013) Loss and damage. Nat Clim Chang 3:947–949

    Article  Google Scholar 

  • IPCC (2012) In: Field CB, Barros V, Stocker TF, Qin D, Dokken DJ, Ebi KL, Mastrandrea MD, Mach KJ, Plattner G-K, Allen SK, Tignor M, Midgley PM (eds) Managing the risks of extreme events and disasters to advance climate change adaptation, a special report of working groups I and II of the intergovernmental panel on climate change. Cambridge Univ. Press, Cambridge

    Google Scholar 

  • IPCC (2014) In: Field CB, Barros VR, Dokken DJ, Mach KJ, Mastrandrea MD, Bilir TE, Chatterjee M, Ebi KL, Estrada YO, Genova RC, Girma B, Kissel ES, Levy AN, MacCracken S, Mastrandrea PR, White LL (eds) Climate change 2014: impacts, adaptation, and vulnerability. part a: global and sectoral aspects. contribution of working group II to the fifth assessment report of the intergovernmental panel on climate change. Cambridge University Press, Cambridge

    Google Scholar 

  • Kates RW, Travis WR, Wilbanks TJ (2012) Transformational adaptation when incremental adaptations to climate change are insufficient. PNAS 109(19):7156–7161

    Article  Google Scholar 

  • Kegan R (1994) In over our heads: the mental demands of modern life. Harvard University Press, Cambridge

    Google Scholar 

  • Kegan R, Lahey L (2009) Immunity to change. Harvard Business Press, Boston

    Google Scholar 

  • Krishnamurti J (1996) Total freedom: the essential Krishnamurti. Harper, San Fransisco

    Google Scholar 

  • Loftus A (2012) Everyday environmentalism. University of Minesota Press, London

    Book  Google Scholar 

  • Loorbach D (2007) Transition management: new mode of governance for sustainable development. International Books, Utrecht

    Google Scholar 

  • Marshall NA, Park SE, Adger WN, Brown K, Howden SSM (2012) Transformational capacity and the influence of place and identity. Environ Res Lett 7:9pp

    Article  Google Scholar 

  • Matyas D, Pelling M (2015) Positioning resilience in the post-2015 disaster risk management policy landscape: integrating resistance, persistence and transformation. Disasters (in press)

  • Mezirow J (2000) Learning to think like an adult: core concepts of transformative theory. In: Mezirow J et al (eds) Learning as transformation. Jossey-Bass, San Francisco, pp 3–33

    Google Scholar 

  • Mustafa D (2005) The production of an urban hazardscape in Pakistan: modernity, vulnerability and the range of choice’. Annals Assoc Am Geogr 95(3):566–586

    Article  Google Scholar 

  • Nelson DR (2009) Conclusions: transforming the world. In: Adger WN, Lorenzoni I, O’Brien K (eds) Adapting to climate change: thresholds, values, governance. Cambridge Univ. Press, Cambridge

    Google Scholar 

  • Nelson D, Adger WN, Brown K (2007) Adaptation to environmental change: contributions of a resilience framework. Annu Rev Environ Resour 32:395–419

    Article  Google Scholar 

  • O’Brien K (2012) Global environmental change (2): from adaptation to deliberate transformation. Prog Hum Geogr 36(5):667–676

    Article  Google Scholar 

  • O’Brien K, Hayward B, Berkes F (2009) Rethinking social contracts: building resilience in a changing climate. Ecol Soc 14(2):12

    Google Scholar 

  • O’Neill S, Handmer J (2012) Responding to bushfire risk: the need for transformative adaptation. Environ Res Lett 7:1

    Google Scholar 

  • Park SE, Marshall NA, Jakku E, Dowd AM, Howden SM, Mendham E, Fleming A (2012) Informing adaptation responses to climate change through theories of transformation. Glob Environ Chang 22:115–126

    Article  Google Scholar 

  • Pelling M (2011) Adaptation to climate change: from resilience to transformation. Routledge, London

    Google Scholar 

  • Pelling M, Dill C (2010) Disaster politics: tipping points for change in the adaptation of socio-political regimes. Prog Hum Geogr 34:21–37

    Article  Google Scholar 

  • Pelling M, Manuel-Naverrete D (2011) From resilience to transformation: exploring the adaptive cycle in two Mexican urban centres. Ecol Soc 16(2):11

    Google Scholar 

  • Pelling M, High C, Dearing J, Smith D (2007) Shadow spaces for social learning: a relational understanding of adaptive capacity to climate change within organisations. Environ Planning A 40(4):867–884

    Article  Google Scholar 

  • Redclift MR, Manuel-Navarrete D, Pelling M (2011) Climate change and human security: the challenge to local governance under rapid coastal urbanization. Edward Elgar, Cheltenham

    Book  Google Scholar 

  • Roberts D (2010) Prioritizing climate change adaptation and local level resilience in Durban, South Africa. Environ Urban 22(2):397–413

    Article  Google Scholar 

  • Schlitz MM, Vieten C, Amorok T (2007) Living deeply: the art & science of transformation in everyday life. New Harbinger Publications and Noetic Books, Oakland

    Google Scholar 

  • Schlüter M, Herrfahrdt-Pähle E (2011) Exploring resilience and transformability of a river basin in the face of socioeconomic and ecological crisis: an example from Amudarya river basin, Central Asia. Ecol Soc 16(1):32–51

    Google Scholar 

  • Shove E (2010) Beyond the ABC: climate change policy and theories of social change. Environ Planning A 42:1273–1285

    Article  Google Scholar 

  • Teschl M, Comim F (2005) Adaptive preferences and capabilities: some preliminary conceptual explorations. Rev Soc Econ 63(2):229–247

    Article  Google Scholar 

  • Thomson AM, Calvin KV, Smith JS, Kyle PG, Volke A, Patel P, Delgado-Arias S, Bond-Lamberty B, Wise MA, Clarke LE, Edmonds JA (2011) RCP4.5: a pathway for stabilization of radiative forcing. Clim Chang 109:77–94

    Article  Google Scholar 

  • Tschakert P, van Oort B, St. Clair AL, LaMadrid A (2013) Inequality and transformation analyses: a complementary lens for addressing vulnerability to climate change. Climate Dev 5(4):340–350

    Article  Google Scholar 

  • USAID (2012) Building resilience to recurrent crisis: USAID policy and program guidance. US Agency for International Development, Washington

    Google Scholar 

  • Warren M (1992) Democratic theory and self-transformation. Am Polit Sci Rev 86(1):8–23

    Article  Google Scholar 

  • Wilson S, Pearson LJ, Kashima Y, Lusher D (2013) Separating adaptive maintenance (resilience) and transformative capacity of socio-ecological systems. Ecol Soc 18(1):22. doi:10.5751/ES-05100-180122

    Google Scholar 

  • Wisner B, Blaikie P, Cannon T, Davies I (2004) At risk: natural hazards, people’s vulnerability and disaster. Routledge, London

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Mark Pelling.

Additional information

This article is part of a Special Issue on “Advancing Climate Change Adaptation and Risk Management” edited by Joern Birkmann and Reinhard Mechler.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Pelling, M., O’Brien, K. & Matyas, D. Adaptation and transformation. Climatic Change 133, 113–127 (2015). https://doi.org/10.1007/s10584-014-1303-0

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10584-014-1303-0

Keywords

Navigation