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Formal Darwinism

Some questions

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Abstract

Two questions are raised for Grafen’s formal darwinism project of aligning evolutionary dynamics under natural selection with the optimization of phenotypes for individuals of a population. The first question concerns mean fitness maximization during frequency-dependent selection; in such selection regimes, not only is mean fitness typically not maximized but it is implausible that any parameter closely related to fitness is being maximized. The second question concerns whether natural selection on inclusive fitness differences can be regarded as individual selection or whether it leads to a departure from the central motivation that led to the formal darwinism project, viz., to show that “Darwinian” evolution through individual selection leads to “good design” or phenotypic adaptation through trait optimization.

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Notes

  1. This means that, formally, the problem is one of constrained optimization.

  2. Grafen seems to accept this requirement insofar as he notes that conditionals can be “trivially” and, thus, irrelevantly satisfied if the antecedent is false (“Inclusive fitness)” section. In his discussion of problematic cases, he makes it clear that at least one of his four “links” must hold non-trivially.

  3. In Moran’s (1964) model all that is required is that the linkage disequilibrium is not equal to 0 in a two-allele two-locus model. There are many other such cases. For more on this point, see Sarkar (2005, 2007a).

  4. In fact, this is why I take it that the formal darwinism project accepts the accessibility condition of the last paragraph.

  5. For instance: frequency-dependence can maintain polymorphism in a population indefinitely (this insight goes back to a pioneering paper by Haldane and Jayakar 1963); an infinite number of alternative frequency-dependent fitness sets give rise to the same allele trajectory (Lachmann-Tarkhanov and Sarkar 1994), etc. Some of the many dynamical complexities that may arise from frequency-dependent selection are mentioned later in the text.

  6. In particular, especially if—contrary to the models discussed in these remarks—the dynamical evolution is probabilistic, it would probably be universally acceptable if all that is excluded is a set of initial states that has measure 0.

  7. For an introduction to these issues, see the work of Okasha (e.g., 2006). What is relevant is whether different types of group selection can be coherently distinguished. There is another interesting issue here: suppose that groups are defined in such a way that the criteria intended to distinguish them entirely exclude relatedness. Then, such group selection cannot make any evolutionary difference because of absent heritability—I owe this point to Mark Kirkpatrick in conversation.

  8. There does not seem to be a systematic analysis of this question in the literature.

  9. A more restricted definition (that of Sarkar 2008) which would also disallow frequency-dependence would prevent all frequency-dependent selection from being individual selection. In this case, the arguments of “Frequency-dependent selection” section questioning the formal darwinism project would become irrelevant. Though this would seem to be an argument in favor of the formal darwinism project, it would be a somewhat pyrrhic victory. The scope of the project would become restricted to uninteresting situations in which individuals within a populations are precluded from all direct interaction.

  10. I am presuming that any definition of inclusive fitness will invoke r. (I am not aware of exceptions.) However, using the fitnesses of other individuals in a definition is sufficient for the present purpose.

  11. Indeed, this is the consensus view about Darwin. However, it is also correct that Darwin invoked group selection to account for altruism. But, presumably because Grafen views inclusive fitness as an individual property, and accepts that kin selection explains altruism, Darwin’s apparent departure from individual selection is not supposed to constitute a problem for the formal darwinism project.

  12. From a purely formal point of view, this process can obviously be recast as an optimization problem. Simply define a function that has value 1 if the phenotype reaches the satisficing level, and 0 otherwise and let the problem be to maximize this function. The point is that such a formal move hardly coheres with the idea of good design in any strong sense.

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Acknowledgments

Thanks are due to Mark Kirkpatrick for discussions and Samir Okasha for critical comments on an earlier version of the manuscript.

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Correspondence to Sahotra Sarkar.

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Sarkar, S. Formal Darwinism. Biol Philos 29, 249–257 (2014). https://doi.org/10.1007/s10539-013-9416-9

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