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Three-Monotone Interpolation

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Abstract

A function \(f:{\mathbb {R}}\rightarrow {\mathbb {R}}\) is called \(k\)-monotone if it is \((k-2)\)-times differentiable and its \((k-2)\)nd derivative is convex. A point set \(P\subset {\mathbb {R}}^2\) is \(k\)-monotone interpolable if it lies on a graph of a \(k\)-monotone function. These notions have been studied in analysis, approximation theory, etc. since the 1940s. We show that 3-monotone interpolability is very nonlocal: we exhibit an arbitrarily large finite \(P\) for which every proper subset is 3-monotone interpolable but \(P\) itself is not. On the other hand, we prove a Ramsey-type result: for every \(n\) there exists \(N\) such that every \(N\)-point \(P\) with distinct \(x\)-coordinates contains an \(n\)-point \(Q\) such that \(Q\) or its vertical mirror reflection are 3-monotone interpolable. The analogs for \(k\)-monotone interpolability with \(k=1\) and \(k=2\) are classical theorems of Erdős and Szekeres, while the cases with \(k\ge 4\) remain open. We also investigate the computational complexity of deciding 3-monotone interpolability of a given point set. Using a known characterization, this decision problem can be stated as an instance of polynomial optimization and reformulated as a semidefinite program. We exhibit an example for which this semidefinite program has only doubly exponentially large feasible solutions, and thus known algorithms cannot solve it in polynomial time. While such phenomena have been well known for semidefinite programming in general, ours seems to be the first such example in polynomial optimization, and it involves only univariate quadratic polynomials.

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Notes

  1. Let us remark that some of the literature, especially the older one such as [21, 25], the definition of \(k\)-monotonicity is somewhat different, also involving requirements on lower-order derivatives, but the essence of the notion remains the same. The term \(k\)-convex is also used instead of \(k\)-monotone.

  2. The word positivity refers to a customary terminology: a vector \(v\) is called positive w.r.t. a system \(u_1,\ldots ,u_n\) of real functions on an interval \(I\) if \(\sum _{i=1}^n a_iu_i(t)\ge 0\) for all \(t\in I\) implies \(\sum _{i=1}^n a_iv_i\ge 0\).

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Acknowledgments

We would like to thank Kirill Kopotun, Fadoua Balabdaoui, Jean B. Lasserre, and Mohb Safey El Din for kindly answering our questions, and Viola Meszáros for useful discussions at the initial stages of this research.

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Correspondence to Pavel Paták.

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Editor in Charge: János Pach

This research was started at the 3rd KAMÁK workshop held in Vranov nad Dyjí, Czech Republic, September 15–20, 2013, which was supported by the Grant SVV-2013-267313 (Discrete Models and Algorithms). J.C. was also supported by this grant. J.M. was supported by the ERC Advanced Grant No. 267165. P.P. was supported by the Grant SVV-2014-260107.

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Cibulka, J., Matoušek, J. & Paták, P. Three-Monotone Interpolation. Discrete Comput Geom 54, 3–21 (2015). https://doi.org/10.1007/s00454-015-9695-9

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