Introduction

Cervical dystonia (CD) represents the most common form of adult onset focal dystonia, and pain is one of its most prevalent and disabling features [13]. Idiopathic CD typically presents in midlife with insidious onset, and is a neurological disorder with sustained involuntary neck muscular contraction resulting in twisting and turning movements and abnormal head and shoulder postures [36]. Because oral medications rarely provide adequate symptomatic relief without intolerable side effects, botulinum toxin (BoNT) injection is widely regarded as first-line therapy for CD [7]. For those who are either no longer adequately responding to BoNT injection, surgical interventions, including selective peripheral denervation or deep brain stimulation, may be considered [8].

The CD Patient Registry for Observation of OnabotulinumtoxinA Efficacy (CD PROBE) is the largest observational study of subjects with CD. The main objectives are to generate data to improve understanding of the demographic and clinical presentation of those suffering from CD, as well as to define the effectiveness and safety profile for onabotulinumtoxinA treatment [9]. Herein, we focus on analyses related to pain, a highly debilitating feature associated with the condition. The role of pain in CD pathophysiology and severity is not well understood. Thus, study analyses compare the demographic and clinical profiles between those with no/mild and moderate/severe CD-associated pain, evaluate the contributions of pain and the motor component of CD on quality of life, and compare the initial onabotulinumtoxinA treatment paradigm between groups.

Methods

Cervical Dystonia Patient Registry for Observation of OnabotulinumtoxinA Efficacy is a prospective, multicenter, observational registry that enrolled subjects with CD from January 12, 2009 to August 31, 2012 at 88 sites in the United States. Since the aim was to describe the utilization of onabotulinumtoxinA within this rare disease, the study size was determined as the number of subjects who could be reasonably recruited within this time frame. A comprehensive description of the methods of CD PROBE has been previously published [9].

Subjects

Briefly, subjects with a physician’s diagnosis of CD were either naïve to BoNT therapy, new to the physician’s practice, or had not received BoNT for ≥16 weeks if a previous participant in a clinical trial. Subjects could be enrolled if they met any of these inclusion criteria, which were designed to exclude subjects who are on a stable and optimized botulinum toxin therapy, as these subjects may not show a great change from their condition at study baseline. Exclusion criteria involved planning elective surgery during the study period; pregnancy, nursing, or planning a pregnancy; a history of non-compliance with medical treatment; or any condition or situation that, in investigator opinion, could place the subject at risk, confound the registry data, or interfere significantly with subject participation in the registry.

Study assessments

For this analysis, subject-reported measures included the Pain Numeric Rating Scale (PNRS), a validated, single-item question on the current level of pain (range 0–10) [1012], with established cut-points of 0–3 for mild, 4–6 for moderate, and 7–10 as severe [13, 14], and the CD Impact Profile-58 (CDIP-58), a validated questionnaire comprised of eight subscales (Head and Neck Symptoms, Pain and Discomfort, Upper Limb Activities, Walking, Sleep, Annoyance, Mood, and Psychosocial Functioning, each ranging from 0 to 100) [15]. Subjects also completed a work productivity questionnaire developed for this registry [9]. Physician assessments included severity of CD (mild, moderate, or severe, compared to the most severe CD case seen or imagined), classification of the predominant subtype (anterocollis, laterocollis, retrocollis, or torticollis), and the Toronto Western Spasmodic Torticollis Rating Scale (TWSTRS), a CD-specific questionnaire composed of subscales for Pain (range 0–20), Severity (range 0–35), and Disability (range 0–30) [16]. The onabotulinumtoxinA dose and the number of muscles injected at first treatment were also evaluated.

Registration, protocol approvals, and subject consents

This study is registered with ClinicalTrials.gov (NCT00836017). Each participating center obtained institutional review board approval, and written informed consent was obtained from each subject prior to any study procedures being performed.

Statistical analysis

The population for this analysis included those who reported whether or not they had received previous BoNT toxin treatment, completed the first treatment session, and completed the PNRS at baseline. The number of subjects with missing data is indicated in each table, and no values were imputed for missing data. Subjects’ pain was dichotomized into PNRS scores of 0–3 (no/mild pain) and 4–10 (moderate/severe). The PNRS was selected as the pain measure for these analyses because it was a commonly used, recommended, subject-reported measure [12], there are established cut-points [13, 14], and pain rating was independent of any other domain (in contrast to the CDIP-58 Pain and Discomfort subscale).

Two sample t tests and one-way analysis of variance were used to compare continuous measures between groups of two and three or more, respectively. Uncorrected Chi-square analyses were used to compare categorical measures between groups. Multinomial and logistic regression models were used to examine the effects of pain, age, and gender on employment status at study baseline and on changes in employment due to CD, respectively. Linear regression analyses assessing the relative importance of the motor component of CD (via the TWSTRS Severity Subscale) and pain (via the PNRS) to the CDIP-58 subscales utilized R 2 and Lindeman–Merenda–Gold [17] estimates, and the threshold analyses were conducted using piecewise linear regression. Linear regression models were used to examine the effects of pain, age, gender, and TWSTRS Severity on dose and the number of muscles injected. Post hoc multiple pairwise comparisons were adjusted using the step-up method of Hochberg [18]. For all analyses, a p value of ≤0.05 was used to reject the null hypothesis for statistical significance. All analyses were performed using R software, version 3.0.0 or greater [19]. The Lindeman–Merenda–Gold analyses were performed using the “relaimpo” package for R [20], and the piecewise linear regression analyses were performed using the “segmented” package for R [21, 22].

Results

Sociodemographic and clinical characteristics by baseline pain status

A total of 88 centers enrolled 1,046 subjects between January 12, 2009 and August 31, 2012. The analysis population includes 1,037 subjects who completed the first treatment session, reported whether or not they had received previous BoNT toxin treatment, and completed the PNRS at baseline. Of those, 88.9 % (922/1,037) reported pain related to CD at baseline (PNRS score >0), 70.7 % (733/1,037) rated their pain related to CD as moderate or severe at baseline (PNRS score 4–10), and 29.3 % (304/1,037) had no or mild pain (PNRS score 0–3) (Table 1). In addition, 90.6 % (863/953) of subjects reported that CD caused neck pain or discomfort prior to their study treatment. When comparing the no/mild and moderate/severe pain groups, those with no/mild pain were older (60.9 ± 14.5 vs. 56.8 ± 14.7 years, p < 0.0001), had higher levels of education (p = 0.0005), and significantly differed in predominant subtype (p = 0.0150). Subjects with moderate/severe pain at baseline reported significantly higher usage of analgesics, antianxiety agents, and antidepressants compared with those in the no/mild group (p ≤ 0.05) (Table 1). There were no significant differences between the two groups with regard to gender, race/ethnicity, BoNT-naïve status, body mass index, or time from CD diagnosis to treatment (Table 1).

Table 1 Sociodemographic and clinical characteristics, overall and by pain status at baseline

Significant differences between the groups were demonstrated when evaluating work and employment measures. Self-reported employment status differed (p < 0.0001) by group, with a higher percentage of those with moderate/severe pain reporting being “disabled” (14.7 vs. 4.9 %; Table 1). In addition, a multinomial regression model, in which full-time employment was the reference level, indicated that subjects with moderate/severe pain were nearly four times more likely to be disabled as an employment status [odds ratio (OR) = 3.9; 95 % confidence interval (CI) 2.2–7.2, p < 0.0001; Table 2] than those with no/mild pain. Age was significantly associated with differences in employment status at baseline, where the most notable shift occurred at 65 years, the standard US retirement age (Online Resource Fig. 1).

Table 2 Regression models of employment status, work stopped due to CD, and employment status affected by CD by pain group and gender

In addition, those with moderate/severe pain related to CD were more likely to have reported stopping work due to CD when compared with those with no/mild pain related to CD (44.9 vs. 20.5 %, p = 0.0002; Table 1). Furthermore, logistic regression analysis indicated that those with moderate/severe pain were more than two times more likely to have stopped work due to CD (OR = 2.2; 95 % CI 1.2–4.5, p = 0.0193) than those with no/mild pain (Table 2; Fig. 1a). A general trend of an increased probability of work being stopped due to CD is seen with increasing age, until a sharp decrease beginning around age 55. For those who were employed at study baseline, a significant difference was also reported for employment status affected by CD, with a lower percentage of those with moderate/severe pain reporting no impact (66.1 vs. 89.3 %, p < 0.0001; Table 1). Moderate/severe pain was a significant predictor contributing to the probability that employment status was affected by CD (OR = 4.5, 95 % CI 2.6–8.3, p < 0.0001); there was no gender-related difference (Table 2; Fig. 1b).

Fig. 1
figure 1

Effects of pain group, age, and gender on the a probability of work being stopped due to CD and b the probability of employment status being affected by CD. Patients had to be employed at time of CD diagnosis for these logistic regression models. CD cervical dystonia

Clinical measures of pain

Baseline pain was assessed through multiple measures (mean PNRS, 5.1 ± 3.0; mean TWSTRS Pain subscale, 10.5 ± 5.1; and mean CDIP-58 Pain and Discomfort subscale score, 70.6 ± 22.8) (Table 3). Pain scales were found to correlate with one another: TWSTRS Pain subscale with the CDIP-58 Pain and Discomfort subscale (r = 0.63, p < 0.0001), TWSTRS Pain subscale with the PNRS (r = 0.78, p < 0.0001), and the CDIP-58 Pain and Discomfort subscale with the PNRS (r = 0.59, p < 0.0001). For each of these pain scales, we assessed if pain scores differed by the physician’s assessment of disease severity. There were significant differences when comparing all pain measures across the severity subgroups (mild, moderate, and severe) for the PNRS and TWSTRS Pain subscale (p = 0.0004 and p = 0.0058, respectively) (Table 3). The CD group with mild disease severity reported the lowest mean pain scores for all instruments (mean PNRS, 4.7 ± 2.9; mean TWSTRS Pain subscale, 10.0 ± 5.2; and mean CDIP-58 Pain and Discomfort subscale score, 69.7 ± 22.5) (Table 3). Furthermore, when evaluating the TWSTRS Severity and Disability subscale scores by pain status, compared with those with no/mild baseline pain, those with moderate/severe pain had significantly higher Severity (17.7 ± 5.1 vs. 16.2 ± 5.6, p < 0.0001) and Disability (12.7 ± 6.1 vs. 7.5 ± 5.6, p < 0.0001) (Table 4).

Table 3 Pain scores at baseline by physician-assessed severity
Table 4 TWSTRS subscale and total scores by the presence of pain at baseline, as measured on the PNRS

Pain and severity relationship with CD impact

Exploratory analyses were conducted to assess the interplay between pain (as measured by PNRS), the motor component of CD (as measured by TWSTRS Severity score), and CD impact (as measured by the CDIP-58 subscales). The relationship between the TWSTRS Severity and PNRS was not the same for each of the CDIP-58 subscales.

Figure 2 reflects how pain (measured by PNRS) and the motor component of CD (measured by TWSTRS Severity subscale) impact each domain of the CDIP-58 questionnaire. With the exception of the Psychosocial Functioning subscale, pain directly impacted the CDIP-58 subscales in a generally linear fashion; an increase in the pain level was associated with an increase in the CDIP-58 subscale score. While the motor component directly impacted some of the CDIP-58 subscales (Head and Neck, Walking, Annoyance, and Psychosocial Functioning subscales) in a linear fashion, it impacted the others (Upper Limb Activities, Sleep, and Mood) in a nonlinear fashion, with only a TWSTRS Severity score greater than approximately 10 demonstrating an impact. Of note, pain had a greater impact than the motor component on Pain and Discomfort, Mood, Annoyance, Sleep, Head and Neck, and Upper Limb Activities; pain and the motor component more equally impacted Walking and Psychosocial Functioning. Online Resource Table 1 provides the relative importance and R 2 values, most of which were low; thus, modeling pain and the motor component explains only a limited amount of variability in each subscale score.

Fig. 2
figure 2

Influence of TWSTRS Severity score and PNRS score on CDIP-58 subscale scores. Lindeman–Merenda–Gold estimates and a piecewise natural cubic spline were used to generate each 3D perspective plot. Dashed line indicates the front of the cube for each plot; CDIP-58 Cervical Dystonia Impact Profile-58, PNRS Pain Numeric Rating Scale, TWSTRS Toronto Western Spasmodic Torticollis Rating Scale

Based on the findings from the 3D plots presented in Fig. 2, there appeared to be potential thresholds for when the rate of change (slope) in the CDIP-58 domain scores increases or decreases with respect to increasing PNRS and/or TWSTRS Severity scores. Piecewise regression models and subsequent evaluation of respective point estimates and CIs were conducted to determine likely threshold estimates for each CDIP-58 subscale. As suggested in the 3D plots, piecewise regression models indicated that likely thresholds were not present for every subscale. However, likely thresholds were demonstrated for PNRS in the subscale of Pain and Discomfort, with a threshold score or point estimate of 6.64 (95 % CI 5.74–7.55), and for TWSTRS Severity scores in the subscales of Upper Limb Activities, 21.83 (95 % CI 19.91–23.75); Walking, 19.05 (95 % CI 14.92–23.18); Sleep, 25.11 (95 % CI 20.67–29.55); and Mood, 25.57 (95 % CI 22.75–28.38). For all other subscales, potential thresholds were determined to be not estimable or unlikely to possible.

OnabotulinumtoxinA treatment utilization

CD subjects with moderate/severe pain at baseline were given a significantly higher mean dose of onabotulinumtoxinA at treatment session 1 compared with those with no/mild pain (177.3 ± 82.9 vs. 158.0 ± 67.1 U, p < 0.0001). Similarly, subjects reporting moderate/severe pain at baseline were injected in a greater number of muscles (4.1 ± 1.4 vs. 3.7 ± 1.2, p < 0.0001) (Table 5).

Table 5 Total dose (U) and number of muscles treated at first treatment session by pain and botulinum-naïve treatment status at baseline

Different treatment patterns were demonstrated when comparing treatment-naïve and non-naïve groups by pain status. For both the naïve and non-naïve cohorts, subjects with moderate/severe pain received higher doses of onabotulinumtoxinA compared with subjects with no/mild pain (p < 0.0001 for each). When comparing within the naïve groups, a significantly higher dose of onabotulinumtoxinA at treatment session 1 was administered to those CD subjects with moderate/severe pain compared with those with no/mild pain at baseline (151.6 ± 64.9 vs. 136.6 ± 56.6 U, p = 0.0216) (Table 5). The number of muscles injected also was significantly greater in those with moderate/severe pain at baseline who were naïve compared with those with no/mild pain who were naïve (4.0 ± 1.3 vs. 3.5 ± 1.2, p < 0.0001) (Table 5). In contrast, a different pattern was seen when comparing the non-naïve groups by pain status. The mean dose was higher in the non-naïve subgroup with moderate/severe pain compared with those with no/mild pain (218.3 ± 91.7 vs. 198.9 ± 67.0 U, p = 0.0216) (Table 5), but the number of muscles injected was not significantly greater in those who were non-naïve and had moderate/severe pain compared with those with no/mild pain (4.2 ± 1.4 vs. 4.0 ± 1.2 U, p = 0.7402) (Table 5).

A linear regression model to examine the contributions of pain, age, gender, and severity (as measured via TWSTRS) on predicted onabotulinumtoxinA dose showed that subjects with moderate/severe pain received on average of 14 more units than subjects with no/mild pain (13.9 U; 95 % CI 3.1–24.7, p = 0.0114) (Table 6). Gender also significantly impacted dose, with males receiving nearly 15 more units than females (14.6 U; 95 % CI 3.4–25.8, p = 0.0109). Online Resource Fig. 2 shows that predicted dose increases with TWSTRS Severity subscale scores, and that males with moderate/severe pain received the highest doses. A similar analysis conducted for number of injected muscles showed that subjects with moderate/severe pain were injected in 0.3 more muscles than subjects with no/mild pain (0.31 muscles; 95 % CI 0.13–0.49, p = 0.0008) (Table 6).

Table 6 Dose (U) and number of muscles treated at first treatment session by pain group, age, gender, and TWSTRS Severity

Discussion

While the association of pain with CD has been previously described [23], the results obtained from this large cohort study clearly highlight the impact of pain upon the perceived severity, treatment paradigm, and potential effect upon work and employment.

The CD PROBE population is comparable with the CD populations from previously published literature, with the majority of subjects being female (74.4 %) and experiencing disease onset in the fifth decade of life (mean age of 49 years) [2429]. Subjects experiencing moderate/severe pain at baseline were significantly younger than those with no/mild pain, but there was no difference in the age of symptom onset or duration of symptoms before diagnosis or treatment.

Another important finding, which should be further explored in additional analyses of CD PROBE, was the impact of CD on work and employment. A higher percentage of those with moderate/severe pain reported being disabled (though subjects could be on disability for reasons other than CD) and were more likely to have stopped work due to CD. Multinomial and logistic regression models showed that moderate/severe pain impacted employment status. Employment status and the effect of CD on employment are similar to results from other chronic pain populations [3032]. The findings from CD PROBE indicate a significant burden to society when considering the impact of CD related to lost employment and work productivity from approximately 50 cases per million people worldwide suffering from CD [2].

The large majority of CD PROBE subjects were experiencing pain at baseline, which is consistent with other findings [24, 33, 34]. In two large prior studies of subjects with CD, the frequency of pain was 68 % [34] and 75 % [24], respectively. In this study, pain correlated with the perceived severity of CD as reported by the physician and the TWSTRS Severity and Disability subscales. These results indicate that pain correlates with disease severity, but that this relationship is complex, as it is not clear whether pain directly contributes to an increase in severity or if pain arises as a consequence of increased severity. Furthermore, these should not be considered mutually exclusive because pain may have differential impact for individual subjects. The correlations presented here explained only a limited amount of the variability in the CDIP-58 subscales, and future work could focus on identifying other contributing factors. As well, additional epidemiological studies are needed to better define the potential relationship by examining the temporal sequencing and interaction between pain and severity.

With regard to treatment, subjects with moderate/severe pain received injection in more muscles and a higher overall dose of onabotulinumtoxinA at the first injection. Moderate/severe pain, male gender, and increasing TWSTRS Severity score led to significantly higher doses at the first treatment session. However, it should be noted that these models predict only 4–5 % of the variation, so factors not identified in this analyses also influence onabotulinumtoxinA doses. When exploring the subpopulation who were toxin-naïve at baseline, those who were naïve to toxin also received a significantly lower dose at the first treatment session. However, the dose used at first injection for toxin-naïve patients is, to a degree, based on clinical judgment with regard to the potential concern of administering a new treatment, and thus doses at first treatment may not reflect an optimized treatment paradigm. Additional analyses of CD PROBE will explore how the treatment paradigm is adjusted over time and whether pain is impacted over multiple treatments.

There are several strengths related to this registry: the prospective, observational nature reflects current real-world practice, safety, and effectiveness; the large sample of CD subjects; and the use of multiple outcome measures, including those assessed by subjects and physicians. The pain scales used in this study significantly correlated with each other (though further convergent validity was not performed, as it is beyond the scope of this paper). There are also several limitations related to this registry. By design, registry studies are not blinded or randomized and lack control groups for comparison. CD PROBE did not capture the nature and pattern of pain, and it was assumed that reported neck pain was due to CD. Subgroup sample sizes differed, especially for naïve and non-naïve subgroups, which may impact the ability to interpret significance. Finally, depression status, the contribution of cervical spondylosis, and the history of injury, potentially important moderating variables, were not assessed.

Conclusions

The results of CD PROBE more clearly elucidate the occurrence of pain and its impact upon work and treatment patterns. Most subjects report pain at baseline, and it correlates with CD severity and disability, including work and employment measures. Therefore, pain must be considered as an important factor when determining the dose and muscles injected. CD PROBE subjects with moderate/severe pain at baseline received a significantly higher mean dose and had a greater number of muscles injected upon initial treatment. Future analyses of CD PROBE will further our understanding of the treatment patterns and outcomes related to onabotulinumtoxinA therapy for this disabling condition.