Introduction

Colorectal cancer is one of the most common malignant tumors worldwide [1]. Its incidence rate in western developed countries has been in the third place among all malignant tumors and the fifth common malignant tumor in China [24]. With the improvement of technology, the number of therapeutic modalities available for rectal cancer has increased dramatically.

In recent years, accumulating evidence indicate that laparoscopic surgery was associated with lower blood loss, earlier return of bowel movement, and reduced length of hospital stay as compared to open surgery [57].

However, evidence is lacking to evaluate whether the long-time survival after laparoscopic resection of rectal cancer is not inferior to open surgery. As a result, the latest National Comprehensive Cancer Network (NCCN) Clinical Practice Guidelines for Rectal Cancer stated that “Laparoscopic surgery is preferred in the setting of a clinical trial” [8].

Although meta-analysis studying some of these trials had shown equivalence, not all reported long-term data including the Comparison of Open versus laparoscopic surgery for mid or low REctal cancer After Neoadjuvant chemoradiotherapy (COREAN) trial. More recently, the COlorectal cancer Laparoscopic or Open Resection (COLOR II) trial has released 3-year survival rates that can now be included. It is necessary to update the result of meta-analysis.

The aim of this paper was to perform a meta-analysis of 3-year survival rates of the clinical trials to evaluate the effectiveness of laparoscopy and open surgery for rectum cancer.

Materials and methods

Search strategy

We searched for relevant studies according to the search strategy of the Cochrane Collaboration [9]. Two of the authors independently completed an online search of PubMed, Embase, and Cochrane library for studies for RCTs that compared laparoscopic with open surgery for rectal cancer. The following search terms were used: “rectum cancer [Mesh]/colorectal neoplasms/colorectal cancer/colorectal tumor/colorectal adenocarcinoma/rectal neoplasms/rectal cancer/rectal tumor/rectal adenocarcinoma/rectum neoplasms/rectum cancer/rectum tumor/rectum adenocarcinoma,” “laparoscopy[Mesh]/laparoscopy/laparoscope/laparoscopic,” and “laparotomy[Mesh]/open surgery/open abdominal surgery/conventional surgery/laparotomy.” No language limitation or other restrictions such as research design was imposed in this search. The search included literature published until April 2015 with no lower date limit. The computer search was supplemented with manual searches for references of included studies. The reference lists of obtained studies were also reviewed to identify relevant citations. The abstracts or full text of all potentially relevant studies were independently scrutinized by two reviewers; any disagreements were resolved and reached a consensus after discussion. All the results were limited by “randomized controlled trials”.

Inclusion and exclusion criteria of trials

To be eligible for the meta-analysis, the following selection criteria were set: (1) treatment of rectum cancer by laparoscopy versus open surgery, (2) prospective randomized controlled clinical trial, (3) the age of the patient population should be over 18 years, and (4) the description of the details of 3-year overall survival rate (OS) and disease-free survival (DFS) rate.

Studies were excluded if they did not have appropriate data or could not able to extract available data from the published result, and [3] deal with recurrent rectum cancer or metastatic carcinoma.

Qualitative analysis

The risk of bias in RCTs was assessed following Cochrane recommendations, considering random sequence generation, allocation concealment, blinding of participants and personnel, blinding of outcome assessment, incomplete outcome data, and selective reporting [9]. Each category was assessed as yes (low risk of bias), unclear, or no (high risk of bias), and summarized in a table with plus, question mark, or minus signs, respectively.

Publication bias was evaluated by funnel plots and Egger’s regression [10].

Statistical analysis

Log hazard ratios and their variance were used as the summary outcome measure from all trials in the meta-analysis. For each trial, hazard ratios (HR) with the 95 % confidence interval (95 % CI) of the survival rate was derived and calculated using either the fixed-effects model or the random-effects model [11]. For each meta-analysis, Cochrane’s Q statistic was first calculated to assess the heterogeneity between studies. For P values less than 0.1, the assumption of homogeneity was deemed invalid, and the random effects model was used; otherwise, data were assessed using the fixed-effects model. In addition, a funnel plot was used to examine a potential publication bias. Statistical analysis was independently performed by two statisticians using the software program Review manager (version 5.1).

As Marco Braga’s trial reported Dukes staging, Dukes A, B, and combined C1 and C2 were treated as stages I, II, and III for the purposes of inclusion in the final analysis by stage (American Joint Committee on Cancer).

Results

Study identification and quality assessment

A total of 802 studies were identified by the electronic searches. After excluding duplicates, 115 articles remained, 80 of which were excluded: 63 were not relevant, 7 were case series/case reports, and 10 were reviews/letters/comments. Thirty-five considered articles were reviewed in depth, and a full examination of the text was performed. Seventeen studies were excluded because they were non-RCT studies. 10 studies were excluded because of the insufficient outcome. At last, eight studies involving a total of 3145 rectum cancer patients were included into this meta-analysis [1219] (Fig. 1) (Table 1).

Fig. 1
figure 1

Number of rectum cancer patients included in the meta-analysis

Table 1 Characteristics of included studies in meta-analysis

The quality assessment of included RCTs was performed using Cochrane Collaboration’s tool. In these studies, blinding techniques were hardly feasible because of the different treatment procedures and the associated adverse effects. However, the review authors judge that the outcome is not likely to be influenced by lack of blinding. The risk of incomplete outcome data addressing, selective reporting, and other bias were not apparent across studies (Fig. 2).

Fig. 2
figure 2

Quality assessment of included RCTs

Meta-analysis results

Overall survival rate

Data for 3-year overall survival rate were reported in eight trials, and there was no heterogeneity among those trials (P = 0.06); thus, the fixed-effects model was used to pool the results. Data showed that no significant difference was found between the laparoscopy group and the open surgery group (HR = 0.83, 95 % CI [0.68, 1.01]; P = 0.06) (Fig. 3).

Fig. 3
figure 3

Overall survival rate reported in eight trials

Disease-free survival

Data for 3-year disease-free survival rate were reported in seven trials, and there was no heterogeneity among those trials (P = 0.16); thus, the fixed-effects model was used to pool the results. Data showed that no significant difference was found between the laparoscopy group and the open surgery group (HR = 0.89, 95 % CI [0.75, 1.05]; P = 0.16) (Fig. 4).

Fig. 4
figure 4

Disease-free survival rate reported in seven trials

The stage subgroup analysis

Three trials reported the data for 3-year disease-free survival rate in stages I, II, and III. The fixed-effects model was used to pool the results. Data showed that there was no significant heterogeneity in stage I (P = 0.23), stage II (P = 0.50), and stage III (P = 0.50). Only two trials reported the data for 3-year overall survival rate and the data was not enough for a meta-analysis (Fig. 5).

Fig. 5
figure 5

Disease-free survival rate in stages I, II, and III, reported in three trials

Publication bias

The publication bias in this study was detected using a funnel plot of the meta-analysis result. The basic symmetry of the funnel plot suggested that there was no obvious publication bias in this meta-analysis. The Egger’s test for 3-year overall survival rates, 3-year disease-free survival rates, and the stage subgroup did not show any evidence of publication bias.

Discussion

After the first report of laparoscopic colon resection in 1991 [20], laparoscopic surgery has progressively replace open colonic surgery in recent years for its short-term benefits and equivalent long-term survival [21]. But for rectal cancer, the evidence is still lacking for the oncological outcome between the two techniques. The golden standard to evaluate a technique for cure malignant cancer is whether the technique can adhere to the oncological standard of care. So, we preformed this meta-analysis to compare laparoscopic with open surgery for rectal cancer.

In the present meta-analysis, we examined the 3-year survival with the largest sample size using the time-to-event outcome and log hazard ratio to compare the two techniques for rectal cancer. As we know, time-to-event outcomes take account of whether an event takes place and also the time at which the event occurs, such that both the event and the timing of the event are important [22]. In survival analysis, the hazard ratio is the ratio of the hazard rates corresponding to the conditions described by two levels of an explanatory variable.

Two recent meta-analysis for long-term survival focused on relative risks showed a similar result for overall survival and disease-free survival (RR = 1.06, 95 % CI 0.96–1.18, I 2 = 14 %; RR = 1.04, 95 % CI 0.95–1.14, I 2 = 0 %) in 4 studies with 847 patients [23]. Though there are some other meta-analysis focus on this topic [24, 25], odds ratios and continuous variables were presented in the form of weighted mean differences with 95 % credible intervals. In systematic reviews and meta-analysis, time-to-event outcomes are most appropriately analyzed using hazard ratios. That is why we use hazard ratio instead of odds ratio to analyze the data.

Based on the large number of patients, we also preformed a subgroup analysis by stage to investigate whether patients could have better disease-free survival after laparoscopic surgery. Interestingly, in Bonjer’s study [12], disease-free survival for laparoscopic surgery in stage III subgroup is better than that for open surgery. But this result is not supported when looking at aggregate stage data. With the activating of COLOR II trial and ACOSOG Z6051 trial, more results will be published to make it possible to analyze overall survival and disease-free survival at 5 years.

Another point which needs attention is the high conversion rate. Laparoscopic surgery for rectal cancer is otherwise a rather complicated surgery than other laparoscopic colectomy because the surgical fields for rectal surgery are confined by the narrow and deep pelvis, and total mesorectal excision and autonomic nerve preservation are prerequisites for functional and oncological safety [2628].

Some limitations of this meta-analysis should also be acknowledged when interpreting the results: First, neoadjuvant chemotherapy and chemotherapy after surgery are quite important factors which may play a role on the results [29], since different chemotherapy strategies for laparoscopic and open surgery would have unpredictable influence on the long-time outcomes. Second, we failed to detect the relationship between different locations of tumor and the 3-year survival due to lack of information. The specific location may affect the surgery approach which may bring about clinical heterogeneity between trials. The surgical skill varied from different surgeons, which may also have some potential effects on the outcomes.

In a word, it is clear that laparoscopic surgery has better short-time outcomes compared with open surgery through previous research [57, 23]. While in this analysis which is based on the 3-year follow-up outcomes, we concluded that there was no significant difference between the two techniques in terms of 3-year survival, and they are both safe and effective.