Skip to main content
Log in

Rural Income and Forest Reliance in Highland Guatemala

  • Published:
Environmental Management Aims and scope Submit manuscript

Abstract

This paper estimates rural household-level forest reliance in the western highlands of Guatemala using quantitative methods. Data were generated by the way of an in-depth household income survey, repeated quarterly between November 2005 and November 2006, in 11 villages (n = 149 randomly selected households). The main sources of income proved to be small-scale agriculture (53 % of total household income), wages (19 %) and environmental resources (14 %). The latter came primarily from forests (11 % on average). In the poorest quintile the forest income share was as high as 28 %. All households harvest and consume environmental products. In absolute terms, environmental income in the top quintile was 24 times higher than in the lowest. Timber and poles, seeds, firewood and leaf litter were the most important forest products. Households can be described as ‘regular subsistence users’: the share of subsistence income is high, with correspondingly weak integration into regional markets. Agricultural systems furthermore use important inputs from surrounding forests, although forests and agricultural uses compete in household specialization strategies. We find the main household determinants of forest income to be household size, education and asset values, as well as closeness to markets and agricultural productivity. Understanding these common but spatially differentiated patterns of environmental reliance may inform policies aimed at improving livelihoods and conserving forests.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Fig. 1
Fig. 2
Fig. 3
Fig. 4

Similar content being viewed by others

Notes

  1. Due to delay in the third quarterly survey, the month of May was not included (instead November is included twice).

References

  • Adams HA Jr, Cuecuecha A (2010) Remittances, household expenditure and investment in Guatemala. World Dev 38(11):1626–1641

    Article  Google Scholar 

  • Andersen US, Córdova JPP, Sørensen M, Kollmann J (2006) Conservation and utilization of Abies guatemalensis Rehder (Pinaceae)—an endangered endemic conifer in Central America. Biodivers Conserv 15:3131–3151

    Article  Google Scholar 

  • Andersen US, Córdova JPP, Nielsen UB, Olsen CS, Nielsen C, Sørensen M, Kollmann J (2008) Conservation through utilization: a case study of the vulnerable Abies guatemalensis in Guatemala. Oryx 42(2):206–213

    Google Scholar 

  • Angelsen A, Wunder S (2003) Exploring the forest–poverty link: key concepts, issues and research implications. CIFOR Occasional Paper No. 40

  • Babigumira R (2011) Data entry and quality checking. In: Angelsen A, Larsen HO, Lund JF, Smith-Hall C, Wunder S (eds) Measuring livelihoods and environmental dependence. Earthscan, London, pp 191–207

    Google Scholar 

  • Babulo B, Muys B, Nega F, Tollens E, Nyssen J, Deckers J, Mathijs E (2009) The economic contribution of forest resource use to rural livelihoods in Tigray, Northern Ethiopia. For Policy Econ 11:109–117

    Article  Google Scholar 

  • Belcher B, Ruiz-Pérez M, Achdiawan R (2005) Global patterns and trends in the use and management of commercial NTFPs: implications for livelihoods and conservation. World Dev 33(9):1435–1452

    Article  Google Scholar 

  • Byron N, Arnold M (1999) What futures for the people of the tropical forests? World Dev 27(5):789–805

    Article  Google Scholar 

  • Castañeda C (1998) Lucha por la tierra, retornados y medio ambiente en Huehuetenango. FLACSO. F&G Editores, Guatemala City

  • Cavendish W (2000) Empirical regularities in the poverty–environment relationship of rural households: evidence from Zimbabwe. World Dev 28(11):1979–2003

    Article  Google Scholar 

  • Cavendish W (2002) Quantitative methods for estimating the economic value of resource use to rural households. In: Campbell BM, Luckert MK (eds) Uncovering the hidden harvest. Earthscan, London, pp 17–65

    Google Scholar 

  • Coomes O, Barham B, Takasaki Y (2004) Targeting conservation-development initiatives in tropical forests: insights from analysis of rain forest use and economic reliance among Amazonian peasants. Ecol Econ 52:47–64

    Article  Google Scholar 

  • Delang CO (2006) Indigenous systems of forest classification: understanding land use patterns and the role of NTFPs in shifting cultivators’ subsistence economies. Environ Manag 37(4):470–486

    Article  Google Scholar 

  • Dewi S, Belcher B, Puntodewo A (2005) Village economic opportunity, forest dependence, and rural livelihoods in East Kalimantan, Indonesia. World Dev 33(9):1419–1434

    Article  Google Scholar 

  • Ellis F (2000) The determinants of rural livelihood diversification in developing countries. J Agric Econ 51(2):289–302

    Article  Google Scholar 

  • Gibson CC, Lehoucq FE (2003) The local politics of decentralized environmental policy in Guatemala. J Environ Dev 12:28–49

    Article  Google Scholar 

  • Godoy R, Wilkie D, Overman H, Cubas A, Cubas G, Demmer J, McSweeney K, Brokaw N (2000) Valuation of consumption and sale of forest goods from a Central American rain forest. Nature 406:62–63

    Article  CAS  Google Scholar 

  • Godoy R, Overman H, Demmer J, Apaza L, Byron E, Huanca T, Leonard W, Perez E, Reyes-Garcia V, Vadez V, Wilkie D, Cubas A, McSweeney K, Brokaw N (2002) Local financial benefits of rain forests: comparative evidence from Amerindian societies in Bolivia and Honduras. Ecol Econ 40(3):397–409

    Article  Google Scholar 

  • Holder CD, Chase G (2012) The role of remittances and decentralization of forest management in the sustainability of a municipal-communal pine forest in eastern Guatemala. Environ Dev Sustain 14:25–43

    Article  Google Scholar 

  • Homma AKO (1996) Modernisation and technological dualism in the extractive economy in Amazonia. In: Ruiz-Pérez M, Arnold JEM (eds) Current issues in non-timber forest products research. CIFOR, Bogor, pp 59–81

    Google Scholar 

  • Hostnig R, Hostnig R, Vásquez VL (1998) Etnobotánica Mam. GTZ/BMfaA/DK-GRAZ/IIZ. Foto Publicaciones. Guatemala City

  • Islebe GA, Velazquez A, Cleef AM (1995) High elevation coniferous vegetation of Guatemala—a phytosociological approach. Vegetatio 116:7–23

    Google Scholar 

  • Kamanga P, Vedeld P, Sjaastad E (2009) Forest incomes and rural livelihoods in Chiradzulu District, Malawi. Ecol Econ 68:613–624

    Article  Google Scholar 

  • Kollmann J, Prado Córdova JP, Andersen RM (2008) Factors limiting regeneration of an endangered conifer in the highlands of Guatemala. J Nat Conserv 16:146–156

    Article  Google Scholar 

  • McSweeney K (2002) Who is “forest-dependent”? Capturing local variation in forest-product sale, Eastern Honduras. Prof Geogr 54(2):158–174

    Article  Google Scholar 

  • Nielsen ØJ, Rayamajhi S, Uberhuaga P, Meilby H, Smith-Hall C (2012) Quantifying rural livelihood strategies in developing countries using an activity choice approach. Agric Econ. doi:10.1111/j.1574-0862.2012.00632.x

  • PEN (2005) Cuestionario prototipo. Version 2. Centre for International Forestry Research, Poverty Environment Network, Bogor

    Google Scholar 

  • PEN (2006) PEN technical guidelines. Version 3. Centre for International Forestry Research, Poverty Environment Network, Bogor

    Google Scholar 

  • PNUD (2005) Diversidad étnico-cultural y Desarrollo Humano: La Ciudadanía en un Estado plural. Informe Nacional de Desarrollo Humano 2005. Programa de las Naciones Unidas para el Desarrollo, Guatemala City

  • Rayamajhi S, Smith-Hall C, Helles F (2012) Empirical evidence of the economic importance of Central Himalayan forests to rural households. For Policy Econ 20:25–35

    Article  Google Scholar 

  • Sjaastad E, Angelsen A, Vedeld P, Bojö J (2005) What is environmental income? Ecol Econ 55:37–46

    Article  Google Scholar 

  • Sunderlin WD, Angelsen A, Belcher B, Burgers P, Nasi R, Santoso L, Wunder S (2005) Livelihoods, forests, and conservation in developing countries: an overview. World Dev 33(9):1383–1402

    Article  Google Scholar 

  • Taylor PL (2010) Conservation, community, and culture? New organizational challenges of community forest concessions in the Maya Biosphere Reserve of Guatemala. J Rural Stud 26:173–184

    Article  Google Scholar 

  • Uberhuaga P, Smith-Hall C, Helles F (2012) Forest income and dependency in lowland Bolivia. Environ Dev Sustain 14(1):3–23

    Article  Google Scholar 

  • Vakis R (2003) Guatemala: livelihoods, labor markets, and rural poverty. Guatemala Poverty Assessment (GUAPA) Program, Technical Paper No. 1

  • Veblen T (1978) Forest preservation in the Western Highlands of Guatemala. Geogr Rev 68:417–434

    Article  Google Scholar 

  • Vedeld P, Angelsen A, Bojö J, Sjaastad E, Berg GK (2007) Forest environmental incomes and the rural poor. For Policy Econ 9:869–879

    Article  Google Scholar 

  • von Thünen JH (1826) Der isolierte Staat in Beziehung auf Landwirtschaft und Nationalökonomie. Fischer, Jena

    Google Scholar 

  • Wollenberg E, Nawir AS (1998) Estimating the income of people who depend on forests. In: Wollenberg E, Ingles A (eds) Income from the forest. CIFOR, Bogor, pp 157–188

    Google Scholar 

  • Wunder S, Luckert M, Smith-Hall C (2011) Valuing the priceless: what are non-marketed products worth? In: Angelsen A, Larsen HO, Lund JF, Smith-Hall C, Wunder S (eds) Measuring livelihoods and environmental dependence. Earthscan, London, pp 127–145

    Google Scholar 

Download references

Acknowledgments

The authors thank David Mendieta, Pedro Chacón, Gamaliel Martínez, Adalberto López, and Juan Carlos Funes for assisting with fieldwork. We also acknowledge extensive reviews of previous drafts by William Sunderlin, Don Waller and Peter Frost. Ronnie Babigumira and Jamie Cotta also helped with data analyses and Carlos López prepared the map. Funding was provided by the Danish Research Council for Development Research (Grant No. 91160).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to José Pablo Prado Córdova.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Prado Córdova, J.P., Wunder, S., Smith-Hall, C. et al. Rural Income and Forest Reliance in Highland Guatemala. Environmental Management 51, 1034–1043 (2013). https://doi.org/10.1007/s00267-013-0028-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00267-013-0028-6

Keywords

Navigation