Abstract
Purpose
The purpose of this article is to report the outcome of neoadjuvant radiochemotherapy (N-RCT) + surgery in patients with squamous cell carcinoma of the esophagus at a single institution.
Methods
We retrospectively reviewed data from patients who were referred to our department for N-RCT. From 1988–2011, 103 patients were treated with N-RCT with cisplatin and/or 5-fluorouracil (5-FU). Group 1: (n = 55) from 1988–2006 with 39.6–40 Gy and 5-FU with (n = 17) or without cisplatin (n = 38). Group 2: from 2003–2010 with 44–45 Gy and 5-FU with (n = 40) or without cisplatin (n = 8). All patients underwent radical resection with reconstruction according to tumor location and 2-field lymph node dissection. The degree of histomorphologic regression was defined as grade 1a (pCR, 0 % residual tumor), grade 1b (pSTR, < 10 % residual tumor), grade 2 (10–50 % residual tumor), and grade 3 (> 50 % residual tumor).
Results
Median follow-up time from the start of N-RCT was 100 months (range 2–213 months). The median overall survival (OS) for the whole cohort was 42 months and the 5-year OS was 45 ± 5 %. In the multivariate analysis, worse ECOG performance status (p < 0.001), weight loss > 10 % before the start of the N-RCT (p = 0.025), higher pT category (p = 0.001), and grade 2/3 pathologic remission (p < 0.001) were significantly associated with a poor OS. PCR and pSTR rates for group 1 were 36 % and 18 % compared to 53 % and 22 % for group 2 (p = 0.011). There was a tendency for a better outcome in group 2 patients without statistical significance. The 5-year OS, disease-free survival and recurrent-free survival were 36 ± 7 %, 35 ± 6, and 36 ± 7 % for group 1 and 55 ± 7, 49 ± 7, and 53 ± 7 in group 2 (p = 0.117, p = 0.124, and p = 0.087). There was no significant difference between the two groups considering the postoperative morbidity and mortality.
Conclusion
Higher radiation doses and more use of simultaneous cisplatin lead to higher pathologic response rates to N-RCT and may be associated with better survival outcomes. Prospective controlled trials are needed to assess the true value of intensified N-RCT regimens.
Zusammenfassung
Hintergrund
Wir stellen die Ergebnisse von Patienten mit Plattenepithelzellkarzinomen des Ösophagus (ESCC) vor, welche an unserem Institut mit neoadjuvanter Radiochemotherapie (N-RCT) mit Cisplatin und/oder 5-Fluorouracil (5-FU) plusanschließender Operation behandelt worden sind.
Patienten und Methodik
Wir haben retrospektiv die Daten jener Patienten analysiert, welche sich in unserer Abteilung zur N-RCT vorstellten. Von 1988 bis 2011 wurden 103 Patienten mit N-RCT behandelt. Gruppe 1: Von 1988 bis 2006 mit 39,6–40 Gy und 5-FU (n = 55), mit (n = 17) oder ohne Cisplatin (n = 38). Gruppe 2: Von 2003 bis 2010 mit 44–45 Gy und 5-FU mit (n = 40) oder ohne Cisplatin (n = 8). An allen Patienten wurden anschließend eine radikale Resektion des Ösophagus mit einer der Lokalisation entsprechenden Rekonstruktion und eine 2-Felder-Lymphdissektion vollzogen. Die histomorphologische Remission wurde wie folgt klassifiziert: Grad 1a (komplette Remission, 0 % Resttumor), Grad 1b (partielle/subtotale Remission, < 10 % Resttumor), Grad 2 (10–50 % Resttumor) und Grad 3 (> 50 % Resttumor).
Ergebnisse
Die mediane Nachbeobachtungszeit seit Beginn der N-RCT lag bei 100 Monaten (Intervall 2–213 Monate). Die mediane Gesamtüberlebenszeit (OS) für das gesamte Kollektiv betrug 42 Monate bei einer 5-Jahres-überlebensrate von 45 ± 5 %. In der multivarianten Analyse waren ein schlechterer ECOG-Performance-Status (p < 0,001), ein Gewichtsverlust über 10 % vor Beginn der N-RCT (p = 0,025), ein höherer pT-Status (p = 0,001) und eine pathologische Remission 2./3. Grades (p < 0,015) signifikant mit einem schlechteren OS assoziiert. Eine pathologisch komplette Remission (0 % Resttumor) bzw. subtotale Tumorregression (< 10 % Resttumor) konnten bei 36 % bzw. 18 % der Patienten in Gruppe 1 und bei 55 % bzw. 22 % der Patienten in Gruppe 2 erreicht werden (p = 0,011). Insgesamt gab es die Tendenz für ein besseres Ergebnis für Patienten der Gruppe 2, welche jedoch statistisch nicht signifikant war. Die 5-Jahres-Gesamtüberlebensraten, krankheitsfreies überleben und rezidivfreies überleben in Gruppe 1 waren 36 ± 7 %, 35 ± 6 und 36 ± 7 % bzw. 55 ± 7, 49 ± 7 und 53 ± 7 in Gruppe 2 (p = 0,117, p = 0,124 und p = 0,087). Bezüglich der postoperativen Morbidität und Mortalität gab es keinen signifikanten Unterschied zwischen den beiden Gruppen.
Schlussfolgerung
Eine intensivere N-RCT führte zu einer höheren kompletten Remissionsrate. Kontrollierte randomisierte Studien sind nötig, um zu beurteilen, ob intensivierte N-RCT-Konzepte die Ergebnisse von Patienten mit ESCC verbessern können.
Similar content being viewed by others
References
Dubecz A, Gall I, Solymosi N et al (2012) Temporal trends in long-term survival and cure rates in esophageal cancer: a SEER database analysis. J Thorac Oncol 7:443–447
Enzinger PC, Mayer RJ (2003) Esophageal cancer. N Engl J Med 349:2241–2252
Parker EF, Gregorie HB (1976) Carcinoma of the esophagus, long-term results. JAMA 235:1018–1020
Smithers DW (1957) The treatment of carcinoma of the oesophagus. Ann R Coll Surg Engl 20:36–49
Watson WL, Pool JL (1948) Cancer of cervical esophagus: discussion of treatment. Surgery 23:893–905
Mariette C, Piessen G, Lamblin A et al (2006) Impact of preoperative radiochemotherapy on postoperative course and survival in patients with locally advanced squamous cell oesophageal carcinoma. Br J Surg 93:1077–1083
Berger AC, Farma J, Scott WJ et al (2005) Complete response to neoadjuvant chemoradiotherapy in esophageal carcinoma is associated with significantly improved survival. J Clin Oncol 23:4330–4337
Van Hagen P, Hulshof MC, van Lanschot JJ et al (2012) Preoperative chemoradiotherapy for esophageal or junctional cancer. N Engl J Med 366:2074–2084
Tepper J, Krasna MJ, Niedzwiecki D et al (2008) Phase III trial of trimodality therapy with cisplatin, fluorouracil, radiotherapy, and surgery compared with surgery alone for esophageal cancer: CALGB 9781. J Clin Oncol 26:1086–1092
Kranzfelder M, Schuster T, Geinitz H et al (2011) Meta-analysis of neoadjuvant treatment modalities and definitive non-surgical therapy for oesophageal squamous cell cancer. Br J Surg 98:768–783
Urschel JD, Vasan H (2003) A meta-analysis of randomized controlled trials that compared neoadjuvant chemoradiation and surgery with surgery alone for resectable esophageal cancer. Am J Surg 185:538–543
Fiorica F, Di Bona D, Schepis A et al (2004) Preoperative chemoradiotherapy for oesophageal cancer: a systematic review and meta-analysis. Gut 53:925–930
Malthaner RA, Wong R, Rumble RB (2004) Neoadjuvant or adjuvant therapy for respectable esophageal cancer: a systematic review and meta-analysis. BMC Med 2:35–51
Gebski V, Burmeister B, Smithers BM et al (2007) Survival benefits from neoadjuvant chemoradiotherapy or chemotherapy in oesophageal carcinoma: a meta-analysis. Lancet Oncol 8:226–234
Greer SE, Goodney PP, Sutton JE et al (2005) Neoadjuvant chemoradiotherapy for esophageal carcinoma: a meta-analysis. Surgery 137:172–177
Lordick F, Hölscher AH, Haustermans K et al (2013) Multimodal treatment of esophageal cancer. Langenbecks Arch Surg 398:177–187
Bedenne L, Michel P, Bouché O et al (2007) Chemoradiation followed by surgery compared with chemoradiation alone in squamous cancer of the esophagus: FFCD 9102. J Clin Oncol 25:1160–1168
Brücher BL, Stein HJ, Zimmermann F et al (2004) Responders benefit from neoadjuvant radiochemotherapy in esophageal squamous cell carcinoma: results of a prospective phase-II trial. Eur J Surg Oncol 30:963–971
Lorenzen S, Brücher B, Zimmermann F et al (2008) Neoadjuvant continuous infusion of weekly 5-fluorouracil and escalating doses of oxaliplatin plus concurrent radiation in locally advanced oesophageal squamous cell carcinoma: results of a phase I/II trial. Br J Cancer 99:1020–1026
Stahl M, Stuschke M, Lehmann N et al (2005) Chemoradiation with and without surgery in patients with locally advanced squamous cell carcinoma of the esophagus. J Clin Oncol 23:2310–2317
Fakhrian K, Ordu AD, Haller B et al (2014) Cisplatin- vs. oxaliplatin-based radiosensitizing chemotherapy for squamous cell carcinoma of the esophagus: a comparison of two preoperative radiochemotherapy regimens. Strahlenther Onkol (Epub ahead of print)
Brücher BL, Becker K, Lordick F et al (2006) The clinical impact of histopathologic response assessment by residual tumor cell quantification inesophageal squamous cell carcinomas. Cancer 106(10):2119–2127
Ott K, Lordick F, Molls M et al (2009) Limited resection and free jejunal graft interposition for squamous cell carcinoma of the cervical oesophagus. Br J Surg 96:258–266
Sobin LH, Wittekind C (eds); UICC International Union Against Cancer (2002) Esophagus (ICD-O C15). TMN classification of malignant tumors, 6th ed. Wiley-Liss, New York
Becker K, Mueller JD, Schulmacher C et al (1999) Histomorphology and grading of regression in gastric carcinoma treated with neoadjuvant chemotherapy. Cancer 85:1484–1489
Ancona E, Ruol A, Santi S et al (2001) Only pathologic complete response to neoadjuvant chemotherapy improves significantly the long term survival of patients with resectable esophageal squamous cell carcinoma: final report of a randomized, controlled trial of preoperative chemotherapy versus surgery alone. Cancer 91:2165–2174
Lv J, Cao XF, Zhu B et al (2009) Effect of neoadjuvant chemoradiotherapy on prognosis and surgery for esophageal carcinoma. World J Gastroenterol 15:4962–4968
Fakhrian K, Oechsner M, Kampfer S (2013) Advanced techniques in neoadjuvant radiotherapy allow dose escalation without increased dose to the organs at risk. Strahlenther Onkol 189:293–300
Fakhrian K, Gamisch N, Schuster T et al (2012) Salvage radiotherapy in patients with recurrent esophageal carcinoma. Strahlenther Onkol 188(2):136–142
Semrau R, Herzog SL, Vallböhmer D et al (2012) Radiotherapy in elderly patients with inoperable esophageal cancer. Is there a benefit? Strahlenther Onkol 188(3):226–232
Lee JL, Park SI, Kim SB (2004) A single institutional phase III trial of preoperative chemotherapy with hyperfractionation radiotherapy plus surgery versus surgery alone for resectable esophageal squamous cell carcinoma. Ann Oncol 15:947–954
Orringer MB, Marshall B, Chang AC et al (2007) Two thousand transhiatal esophagectomies changing trends, lessons learned. Ann Surg 246:363–374
Wright CD, Kucharczuk JC, O’Brien SM et al (2009) Predictors of major morbidity and mortality after esophagectomy for esophageal cancer: a Society of Thoracic Surgeons General Thoracic Surgery Database risk adjustment model. J Thorac Cardiovasc Surg 137:587–596
Merritt RE, Whyte RI, D’Arcy NT et al (2011) Morbidity and mortality after esophagectomy following neoadjuvant chemoradiation. Ann Thorac Surg 92:2034–2340
Hurmuzlu M, Øvrebø K, Wentzel-Larsen T et al (2010) High-dose preoperative chemoradiotherapy in esophageal cancer patients does not increase postoperative pulmonary complications: correlation with dose–volume histogram parameters. Radiother Oncol 97:60–64
Compliance with ethical guidelines
Conflict of interest
K. Fakhrian, A.D. Ordu, F. Lordick, J. Theisen, B. Haller, T. Omrčen, M. Molls, C. Nieder, and H. Geinitz have made no statement. The accompanying manuscript does not include studies on humans or animals.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Fakhrian, K., Ordu, A., Lordick, F. et al. Long-term outcomes of trimodality treatment for squamous cell carcinoma of the esophagus with cisplatin and/or 5-FU. Strahlenther Onkol 190, 1133–1140 (2014). https://doi.org/10.1007/s00066-014-0711-4
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00066-014-0711-4