Skip to main content
Log in

Spectral gaps, additive energy, and a fractal uncertainty principle

  • Published:
Geometric and Functional Analysis Aims and scope Submit manuscript

Abstract

We obtain an essential spectral gap for n-dimensional convex co-compact hyperbolic manifolds with the dimension \({\delta}\) of the limit set close to \({{n-1\over 2}}\). The size of the gap is expressed using the additive energy of stereographic projections of the limit set. This additive energy can in turn be estimated in terms of the constants in Ahlfors–David regularity of the limit set. Our proofs use new microlocal methods, in particular a notion of a fractal uncertainty principle.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. J. Anderson and A. Rocha. Analyticity of Hausdorff dimension of limit sets of Kleinian groups. Annales Academiæ Scientiarum Fennicæ Mathematica 22 (1997), 349–364

    MathSciNet  MATH  Google Scholar 

  2. S. Barkhofen, T. Weich, A. Potzuweit, H.-J. Stöckmann, U. Kuhl, and M. Zworski. Experimental observation of the spectral gap in microwave \(n\)-disk systems. Physical Review Letters 110 (2013), 164102

    Article  Google Scholar 

  3. M. Bond, I. Łaba, and J. Zahl. Quantitative visibility estimates for unrectifiable sets in the plane. arXiv:1306.5469 (preprint)

  4. J.-F. Bony and L. Michel. Microlocalization of resonant states and estimates of the residue of the scattering amplitude. Communications in Mathematical Physics 246 (2004), 375–402

    Article  MathSciNet  MATH  Google Scholar 

  5. D. Borthwick. Spectral Theory of Infinite-Area Hyperbolic Surfaces. Birkhäuser, New York (2007).

    MATH  Google Scholar 

  6. D. Borthwick. Distribution of resonances for hyperbolic surfaces. Experimental Mathematics 23 (2014), 25–45

    Article  MathSciNet  MATH  Google Scholar 

  7. D. Borthwick and T. Weich. Symmetry reduction of holomorphic iterated function schemes and factorization of Selberg zeta functions. Journal of Spectral Theory 6 (2016), 267–329

    Article  MathSciNet  MATH  Google Scholar 

  8. J. Bourgain, A. Gamburd, and P. Sarnak. Generalization of Selberg's 3/16 theorem and affine sieve. Acta Mathematica 207 (2011), 255–290

    Article  MathSciNet  MATH  Google Scholar 

  9. U. Bunke and M. Olbrich. Fuchsian groups of the second kind and representations carried by the limit set. Inventiones mathematicae 127 (1997), 127–154

    Article  MathSciNet  MATH  Google Scholar 

  10. U. Bunke and M. Olbrich. Group cohomology and the singularities of the Selberg zeta function associated to a Kleinian group. Annals of Mathematics (2)149 (1999), 627–689

  11. M. Coornaert. Mesures de Patterson–Sullivan sur le bord d'un espace hyperbolique au sens de Gromov. Pacific Journal of Mathematics 159 (1993), 241–270

    Article  MathSciNet  Google Scholar 

  12. K. Datchev. Resonance free regions for nontrapping manifolds with cusps. Analysis&PDE 9 (2016), 907–953

  13. K. Datchev and S. Dyatlov. Fractal Weyl laws for asymptotically hyperbolic manifolds. Geometric and Functional Analysis 23 (2013), 1145–1206

    Article  MathSciNet  MATH  Google Scholar 

  14. G. David and S. Semmes. Fractured Fractals and Broken Dreams: Self-Similar Geometry Through Metric and Measure. Oxford University Press, Oxford (1997).

    MATH  Google Scholar 

  15. J.-M. Delort. FBI Transformation, Second Microlocalization, and Semilinear Caustics. Springer, Berlin (1992).

    MATH  Google Scholar 

  16. D. Dolgopyat. On decay of correlations in Anosov flows. Annals of Mathematics (2)147 (1998), 357–390

  17. S. Dyatlov. Resonance projectors and asymptotics for \(r\)-normally hyperbolic trapped sets. Journal of the American Mathematical Society 28 (2015), 311–381

    Article  MathSciNet  MATH  Google Scholar 

  18. S. Dyatlov, F. Faure, and C. Guillarmou. Power spectrum of the geodesic flow on hyperbolic manifolds. Analysis& PDE 8 (2015), 923–1000

    Article  MathSciNet  MATH  Google Scholar 

  19. S. Dyatlov and C. Guillarmou. Microlocal limits of plane waves and Eisenstein functions. Annales de l’ENS (4)47 (2014), 371–448

  20. S. Dyatlov and C. Guillarmou. Pollicott–Ruelle resonances for open systems. Annales Henri Poincaré arXiv:1410.5516 (published online)

  21. S. Dyatlov and M. Zworski. Dynamical zeta functions for Anosov flows via microlocal analysis. Annales Scientifiques de l’École Normale Supérieure 49 (2016), 543–577

    MathSciNet  MATH  Google Scholar 

  22. S. Dyatlov and M. Zworski. Mathematical Theory of Scattering Resonances. http://math.mit.edu/~dyatlov/res/ (book in progress)

  23. G. Freĭman. Foundations of a Structural Theory of Set Addition. Translations of Mathematical Monographs, Vol. 37. American Mathematical Society, Providence (1973).

  24. P. Gaspard and S. Rice. Scattering from a classically chaotic repeller. The Journal of Chemical Physics 90 (1989), 2225–2241

    Article  MathSciNet  Google Scholar 

  25. A. Grigis and J. Sjöstrand. Microlocal Analysis for Differential Operators: An Introduction. Cambridge University Press, Cambridge (1994).

    Book  MATH  Google Scholar 

  26. C. Guillarmou. Meromorphic properties of the resolvent on asymptotically hyperbolic manifolds. Duke Mathematical Journal 129 (2005), 1–37

    Article  MathSciNet  MATH  Google Scholar 

  27. V. Guillemin and S. Sternberg. Geometric Asymptotics. Mathematical Surveys, Vol. 14. American Mathematical Society, Providence (1977).

  28. V. Guillemin and S. Sternberg. Semi-Classical Analysis. International Press, Boston (2013).

    MATH  Google Scholar 

  29. L. Guillopé and M. Zworski. Polynomial bounds on the number of resonances for some complete spaces of constant negative curvature near infinity. Asymptotic Analysis 11 (1995), 1–22

    MathSciNet  MATH  Google Scholar 

  30. L. Hörmander. The Analysis of Linear Partial Differential Operators I. Distribution Theory and Fourier Analysis. Springer, Berlin (1990).

    Book  MATH  Google Scholar 

  31. L. Hörmander. The Analysis of Linear Partial Differential Operators III. Pseudo-Differential Operators. Springer, Berlin (1994).

    Google Scholar 

  32. M. Ikawa. Decay of solutions of the wave equation in the exterior of several convex bodies. Annales de lnstitut Fourier 38 (1988), 113–146

    Article  MathSciNet  MATH  Google Scholar 

  33. D. Jakobson and F. Naud. On the critical line of convex co-compact hyperbolic surfaces. Geometric and Functional Analysis 22 (2012), 352–368

    Article  MathSciNet  MATH  Google Scholar 

  34. M. Magee, H. Oh, and D. Winter. Expanding maps and continued fractions. arXiv:1412.4284 (preprint)

  35. R. Mazzeo and R. Melrose. Meromorphic extension of the resolvent on complete spaces with asymptotically constant negative curvature. Journal of Functional Analysis 75 (1987), 260–310

    Article  MathSciNet  MATH  Google Scholar 

  36. C. McMullen. Hausdorff dimension and conformal dynamics III: computation of dimension. American Journal of Mathematics 120 (1998), 691–721

    Article  MathSciNet  MATH  Google Scholar 

  37. F. Naud. Expanding maps on Cantor sets and analytic continuation of zeta functions. Annales de l’ENS (4)38 (2005), 116–153

  38. S. Nonnenmacher and M. Zworski. Quantum decay rates in chaotic scattering. Acta Mathematica 203 (2009), 149–233

    Article  MathSciNet  MATH  Google Scholar 

  39. S. Nonnenmacher and M. Zworski. Decay of correlations for normally hyperbolic trapping. Inventiones Mathematicae 200 (2015), 345–438

    Article  MathSciNet  MATH  Google Scholar 

  40. H. Oh and D. Winter. Uniform exponential mixing and resonance free regions for convex cocompact congruence subgroups of \({\rm SL}_2(\mathbb{Z})\). Journal of the American Mathematical Society 29 (2016), 1069–1115

  41. S.J. Patterson. The Laplacian operator on a Riemann surface. I. Compositio Mathematica 31 (1975), 83–107

    MathSciNet  MATH  Google Scholar 

  42. S.J. Patterson. The Laplacian operator on a Riemann surface. II. Compositio Mathematica 32 (1976), 71–112

    MathSciNet  MATH  Google Scholar 

  43. S.J. Patterson. The limit set of a Fuchsian group. Acta Mathematica 136 (1976), 241–273

    Article  MathSciNet  MATH  Google Scholar 

  44. S.J. Patterson and P. Perry. The divisor of Selberg's zeta function for Kleinian groups. Duke Mathematical Journal 106 (2001), 321–390

    Article  MathSciNet  MATH  Google Scholar 

  45. P. Perry. The Laplace operator on a hyperbolic manifold I. Spectral and scattering theory. Journal of Functional Analysis 75 (1987), 161–187

    Article  MathSciNet  MATH  Google Scholar 

  46. P. Perry. The Laplace operator on a hyperbolic manifold. II. Eisenstein series and the scattering matrix. Journal für die Reine und Angewandte Mathematik 398 (1989), 67–91

  47. V. Petkov and L. Stoyanov. Analytic continuation of the resolvent of the Laplacian and the dynamical zeta function. Analysis PDE 3 (2010), 427–489

    Article  MathSciNet  MATH  Google Scholar 

  48. G. Petridis. New proofs of Plünnecke-type estimates for product sets in groups. Combinatorica 32 (2012), 721–733

    Article  MathSciNet  MATH  Google Scholar 

  49. J. Ratcliffe. Foundations of Hyperbolic Manifolds. 2nd edn. Springer, Berlin (2006).

    MATH  Google Scholar 

  50. I. Ruzsa. Sums of Finite Sets. In: D.V. Chudnovsky, G.V. Chudnovsky and M.B. Nathanson (eds.) Number Theory: New York Seminar. Springer, pp. 281–293 (1996).

  51. T. Sanders. The structure theory of set addition revisited. Bulletin of the American Mathematical Society 50 (2013), 93–127

    Article  MathSciNet  MATH  Google Scholar 

  52. J. Sjöstrand and M. Zworski. Fractal upper bounds on the density of semiclassical resonances. Duke Mathematical Journal 137 (2007), 381–459

    Article  MathSciNet  MATH  Google Scholar 

  53. L. Stoyanov. Spectra of Ruelle transfer operators for axiom A flows. Nonlinearity 24 (2011), 1089–1120

    Article  MathSciNet  MATH  Google Scholar 

  54. L. Stoyanov. Non-integrability of open billiard flows and Dolgopyat-type estimates. Ergodic Theory and Dynamical Systems 32 (2012), 295–313

    Article  MathSciNet  MATH  Google Scholar 

  55. D. Sullivan. The density at infinity of a discrete group of hyperbolic motions. Publications Mathématiques de l’IHES 50 (1979), 171–202

    Article  MathSciNet  MATH  Google Scholar 

  56. T. Tao and V. Vu. Additive Combinatorics. Cambridge Studies in Advanced Mathematics, Vol. 105. Cambridge University Press, Cambridge (2006).

  57. T. Tao and V. Vu. John-type theorems for generalized arithmetic progressions and iterated sumsets. Advances in Mathematics 219 (2008), 428–449

    Article  MathSciNet  MATH  Google Scholar 

  58. A. Vasy. Microlocal analysis of asymptotically hyperbolic and Kerr–de Sitter spaces. Inventiones Mathematicae 194 (2013), 381–513 (with an appendix by Semyon Dyatlov)

  59. A. Vasy. Microlocal Analysis of Asymptotically Hyperbolic Spaces and High Energy Resolvent Estimates. In: G. Uhlmann (ed.) Inverse Problems and Applications. Inside Out II, MSRI publications, Vol. 60. Cambridge University Press, Cambridge (2013).

  60. M. Zworski. Dimension of the limit set and the density of resonances for convex co-compact hyperbolic surfaces. Inventiones Mathematicae 136 (1999), 353–409

    Article  MathSciNet  MATH  Google Scholar 

  61. M. Zworski. Semiclassical Analysis. Graduate Studies in Mathematics, Vol. 138. American Mathematical Society, Providence (2012).

  62. M. Zworski. Resonances for asymptotically hyperbolic manifolds: Vasy’s method revisited. Journal of Spectral Theory (to appear)

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Semyon Dyatlov.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Dyatlov, S., Zahl, J. Spectral gaps, additive energy, and a fractal uncertainty principle. Geom. Funct. Anal. 26, 1011–1094 (2016). https://doi.org/10.1007/s00039-016-0378-3

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00039-016-0378-3

Navigation