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On the problem of the feasibility of optimal stratification points according to Dalenius

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Summary

It is well known (see [2]), that the necessary conditions for optimal stratum boundaries by optimal allocation, given by Dalenius and Gurney [1], lead— by sampling fractions q=n/N>0—to nonfeasible solutions, if only one of the conditions nh≤Nh (h=1 (1) L) is violated.

In [2] it was shown by the example of the logarithmic normal distribution with μ=0, σ=1,5 and L=2 strata, that only for q≤qc (qc=critical sampling fraction) the conditions of Dalenius yield feasible solutions. For q>qC the feasible optimal stratification and allocation results in complete enumeration of the second stratum.

In this work for the logarithmic normal distribution and for L=2 strata there will be shown:

  1. a)

    the dependence of the feasible optimal stratification point x1 on the sampling fraction q=n/N by fixed σ (figure 1). One can see, that this curve has a sharp bend at q=qc.

  2. b)

    the dependence of (qc, x1(qc)) on σ (figure 2). This curve seperates the region of optimal stratification points by Neyman's allocation from the region by complete enumeration.

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References

  1. Dalenius, T. and M. Gurney: The problem of optimum stratification II; Skand. Aktuarietidskrift (1951), 133–148.

  2. Schneeberger, H.: The problem of optimum stratification and allocation with q=n/N>0; Metrika, probably in vol. 28, part 2.

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Schneeberger, H., Goller, W. On the problem of the feasibility of optimal stratification points according to Dalenius. Statistische Hefte 20, 250–256 (1979). https://doi.org/10.1007/BF02932794

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