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Contesting power, trust and legitimacy in the South African e-waste transition

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Abstract

Socio-technical transition theory is increasingly being used in research and practice to explain and guide transitions toward sustainability. Although recognizing the coevolution of technology and society, multi-scalar influences, and complex social processes, transition theory has thus far inadequately accounted for the role of power and in shaping transitions. This study uses the example of the transition-in-progress toward more sustainable e-waste practices in South Africa as one illustration of how power shapes the successes, failures, and direction of transitions. I look specifically at three transition arenas that are competing for legitimacy to guide the South African e-waste transition and show how their history, membership, and rules of participation shape the different pathways promoted by these organizations. In the South African case, vested interests and constraints on participation resulted in the splintering of original transition arena. While socio-technical transition theory suggests the importance of different competing niche experiments, in this case, different pathways are being promoted by different coalitions of actors through different arenas. The presence of multiple arenas and pathways has divided resources, created confusion, and arguably delayed the transition. Further, the scope for participation in these organizations differs, and this has implications for the redistribution of power. I suggest the need to more carefully consider the role of power, trust, and legitimacy within socio-technical transition theory and specifically within the transition arena. Importantly, analyzing the transition arena as a site of contestation over the distribution of costs and benefits of the particular pathway will enhance socio-technical transition theory’s explanatory power regarding how and why particular outcomes emerge.

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Notes

  1. I maintain a distinction between the study of transition dynamics (particularly where socio-technical transition scholars have not intervened) and the work of socio-technical transitions scholars who have sought to guide transitions based on normative guidelines of transition management.

  2. While the term “government” typically is applied to a specific set of formal institutions, “governance” is a looser term, referring to diffuse applications of power throughout society “to determine ‘who gets what?’ and ‘who decides?’” (Reed and Brunyl 2010, p. 646).

  3. Henceforth, I shorten this to just the term “transitions.” While there is a broader body of literature on general transitions (cf Pickles and Smith 1998) in this paper, I limit my use of the term of the body of literature succinctly captured in Grin et al. (2010).

  4. The Basel Convention ban on e-waste exports from OECD to non-OECD countries and the European Union’s Restriction of Hazardous Substances are exceptions to this, for they regulate industry through legislated rules rather than creating market pressures.

  5. Although reportedly, Anderson is also has related business interests, suggesting some conflation between the regulator who allocates tenders and the individual businesses.

  6. The perspective provided here is strongly shaped by my engagements with HP.

  7. See Courtnary-Hall and Rogers 2002; Njeru 2006 for critiques of this approach.

  8. According to Janse van Rensburg (personal communication, 2010), “HP’s calculations excluded setup, research, and all unnecessary expenses that were incurred during the pilot startup, thus calculating the income versus running expenses only and taking into account growth in local market conditions with correct standards to secure and improve more formal hardware collections.”.

  9. Anderson (personal communication, 2011) justifies this by suggesting that audits are necessary to enhance the integrity of businesses and reiterated that the eWASA audit costs less that US $500, far less than an estimated $7,000 for an ISO 14001 audit. eWASA reportedly does not make money out of the audits.

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Lawhon, M. Contesting power, trust and legitimacy in the South African e-waste transition. Policy Sci 45, 69–86 (2012). https://doi.org/10.1007/s11077-012-9146-x

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