Anomalous harmonics in the spectra of GPS position estimates
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- Ray, J., Altamimi, Z., Collilieux, X. et al. GPS Solut (2008) 12: 55. doi:10.1007/s10291-007-0067-7
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Prior studies of the power spectra of GPS position time series have found pervasive seasonal signals against a power-law background of flicker noise plus white noise. Dong et al. (2002) estimated that less than half the observed GPS seasonal power can be explained by redistributions of geophysical fluid mass loads. Much of the residual variation is probably caused by unidentified GPS technique errors and analysis artifacts. Among possible mechanisms, Penna and Stewart (2003) have shown how unmodeled analysis errors at tidal frequencies (near 12- and 24-hour periods) can be aliased to longer periods very efficiently. Signals near fortnightly, semiannual, and annual periods are expected to be most seriously affected. We have examined spectra for the 167 sites of the International GNSS (Global Navigation Satellite Systems) Service (IGS) network having more than 200 weekly measurements during 1996.0–2006.0. The non-linear residuals of the weekly IGS solutions that were included in ITRF2005, the latest version of the International Terrestrial Reference Frame (ITRF), have been used. To improve the detection of common-mode signals, the normalized spectra of all sites have been stacked, then boxcar smoothed for each local north (N), east (E), and height (H) component. The stacked, smoothed spectra are very similar for all three components. Peaks are evident at harmonics of about 1 cycle per year (cpy) up to at least 6 cpy, but the peaks are not all at strictly 1.0 cpy intervals. Based on the 6th harmonic of the N spectrum, which is among the sharpest and largest, and assuming a linear overtone model, then a common fundamental of 1.040 ± 0.008 cpy can explain all peaks well, together with the expected annual and semiannual signals. A flicker noise power-law continuum describes the background spectrum down to periods of a few months, after which the residuals become whiter. Similar sub-seasonal tones are not apparent in the residuals of available satellite laser ranging (SLR) and very long baseline interferometry (VLBI) sites, which are both an order of magnitude less numerous and dominated by white noise. There is weak evidence for a few isolated peaks near 1 cpy harmonics in the spectra of geophysical loadings, but these are much noisier than for GPS positions. Alternative explanations related to the GPS technique are suggested by the close coincidence of the period of the 1.040 cpy frequency, about 351.2 days, to the “GPS year”; i.e., the interval required for the constellation to repeat its inertial orientation with respect to the sun. This could indicate that the harmonics are a type of systematic error related to the satellite orbits. Mechanisms could involve orbit modeling defects or aliasing of site-dependent positioning biases modulated by the varying satellite geometry.
KeywordsGPSPositionsReference framesVLBISLRGeophysical surface loads
Spectra of time series of GPS position residuals (after fitting and removing the linear trends expected for purely tectonic motions) have been studied by a number of investigators. The general features are considered fairly well known. Seasonal signals (defined to consist of annual plus semiannual variations) are pervasive, superposed against approximately power-law backgrounds. Overall residual power declines with increasing frequency (“red” spectrum) consistent with a flicker noise distribution plus white noise at high frequencies (Williams et al. 2004). The physical mechanisms giving rise to temporal correlation of the GPS residuals, as implied by the flicker spectra, have not been positively identified though a variety of causes can be suggested. Possibilities include both geophysical effects (mismodeled tides, non-tidal loading displacements, etc.) and technique errors (long-term orbit mismodeling, long-wavelength multipath, etc.). Nevertheless, the significance of non-white processes is widely recognized and is routinely taken into account to compute formal errors for integrated quantities such as site velocity estimates (e.g., Zhang et al. 1997; Mao et al. 1999).
Seasonal position variations, especially in height, are expected due to a variety of geophysical loading effects associated with the large-scale transport of terrestrial fluids. GPS time series can thus be viewed as monitors for such dynamics (e.g., Blewitt et al. 2001) and their inferred loading signatures can be compared with the attendant gravity field changes (e.g., Wu et al. 2006). However, Dong et al. (2002) estimated that less than half the observed GPS seasonal height variation can be explained by movements of geophysical fluid mass loads. Much of the residual seasonal power is probably caused by unidentified GPS technique and/or analysis errors. Among possible mechanisms, Penna and Stewart (2003) have shown how unmodeled analysis errors at tidal frequencies in the diurnal and semidiurnal bands can be efficiently aliased to longer periods. Artifactual signals near fortnightly, semiannual, and annual periods are expected to be most serious.
Instrumental effects have also been implicated as contributing non-geophysical seasonal variations. Dong et al. (2002) suggested that local multipath biases, site-specific environmental changes, and antenna phase center modeling (Hatanaka et al. 2001) could all be important. Ray et al. (2005) and Ray (2006) showed clear correlations between GPS position variations (mostly annual) and various data quality metrics, such as code multipath levels, data yields, and number of phase cycle slips. Onset and disappearance of annual signals were also found to coincide with changes in receiver models at a number of GPS stations (e.g., FORT, NOUM, MCM4, IISC, MAC1, FLIN). Large horizontal shifts each winter in the YAKT position (and data quality) were found to be caused by snow covering the antenna (Steblov and Kogan, 2005). Such observations do not necessarily imply a direct causal connection between data quality and position changes, though that is possible. The more general conclusion is that a common instrumental basis is likely responsible, at least partially, for variations in both positions as well as data metrics. Whatever the underlying instrumental source, it appears to respond sensitively to seasonal forcing.
Most prior spectral studies have examined time series of individual stations, albeit sometimes for large numbers (Williams et al. 2004). Resolution of spectral features, and even the background power-law spectral index, has consequently been limited by noise. To average down uncorrelated background noise, Blewitt and Lavallée (2002) stacked periodograms of height residuals for 23 sites. They noted the appearance of “annual harmonics” up to 5 cycles per year (cpy), but their stacked spectrum was still poorly resolved and they did not discuss more than the annual and semiannual signals. Ray et al. (2005) reported an anomalous common-mode peak near 4 cpy in the height spectra for 14 continuous GPS time series.
We have extended such analyses using a much larger set of continuously observing GPS stations, each with longer time spans, and including horizontal as well as vertical components. Our goal is to improve the resolution of common spectral features and to clarify the character of the power-law background. In addition, GPS-based position residuals are compared to similar geodetic results from very long baseline interferometry (VLBI) and satellite laser ranging (SLR) in an effort to assess any technique-dependent effects, and compared to expected geophysical loading displacements to assess the role of geophysical effects. A preliminary presentation of our results was given by Ray et al. (2006).
Spectra of raw GPS time series: stacked and smoothed
The GPS time series used here are the non-linear residuals generated in the ITRF2005 combination (Altamimi et al. 2007) from the weekly combined global frames produced by the International Global Navigation Satellite System Service (IGS) (Ferland, 2004). In the ITRF2005 combination, each weekly IGS frame has been aligned to a self-consistent secular reference by applying a 7-parameter Helmert transformation relative to the long-term stacking. The full variance-covariance matrix for each IGS weekly frame has been used. Strictly linear site motions have been assumed except when discrete discontinuities have been introduced, usually based on empirical evidence but often corresponding to equipment changes.
All three components exhibit very similar behavior. Even though the amplitudes of the height variations are larger than those in the horizontal directions, the precision of height determinations is correspondingly poorer, so the relative power distributions are alike. A harmonic comb of peaks is seen in all three spectra at a common set of frequencies. While the two lowest frequency peaks seem to match annual and semiannual periods, it becomes progressively more apparent at the higher frequencies that harmonics of 1.0 cpy do not fit the observed peaks. The main peaks are instead shifted to slightly higher frequencies.
Still, there are minor indications of very small, narrow sideband peaks that fall closer to the annual harmonics. These are most apparent as possible “shoulders” on the 3rd harmonic band, small side peaks in the 4th H and E bands, and a modest peak near 6.0 cpy in the H spectrum. We will examine this question more closely in the next section.
Filtered GPS spectra: seasonal fits removed
Next we examine the same spectra but first remove seasonal (annual plus semiannual) fits before computing the periodograms. All other processing and data selection is the same as before. There are two reasons to consider such a filter. Periodograms of unevenly sampled data (as is inevitable in these time series) always run some risk of creating artificial peaks in the presence of large low-frequency peaks, especially if there are regular patterns in the sampling. The gaps in our time series are usually caused by irregular and infrequent data outages and so such risks should be minor. In addition, we expect significant seasonal power for both geophysical (Dong et al. 2002) and technique-related (Penna and Stewart 2003) reasons. By removing that signal first, we can then better search for any others that might also be present.
The vertical dashed lines in Fig. 2 are now drawn for harmonics of 1.04 cpy rather than 1.0 cpy. The fundamental tone was determined by examination of the 6th harmonic of the N spectrum, one of the sharpest and largest, at 6.240 ± 0.050 cpy, and assuming a linear overtone model (The uncertainty quoted here is conservatively taken as the half-width of the peak at half maximum). That implies a fundamental generating tone of 1.040 ± 0.008 cpy. It is evident from Fig. 2 that such a harmonic overtone model fits the observed sub-seasonal spectral peaks well, especially for the relatively narrow 4th, 5th, and 6th peaks of all three components. There are suggestions of peaks extending to the 7th, 8th, and 9th harmonics in the N component. Furthermore, there is clear power remaining on the high-frequency sides of 1.0 and 2.0 cpy even after the seasonal filtering. This is a strong indication that the observed seasonal bands actually consist of (1.00 + 1.04 cpy) and (2.00 + 2.08 cpy) components, albeit all seem to be broadband. Given the spans of our GPS series and the broadband nature of the seasonal peaks, it is not possible to separate the nearby frequency pairs more clearly.
As can be seen by comparing the spectra in Fig. 2 with the dashed line with slope −1, the overall behavior for all three components is consistent with flicker frequency noise down to periods of a few months. The spectral peaks confuse the interpretation somewhat and would do so even more in spectra for individual (unstacked) time series. At higher frequencies the background noise becomes whiter, either due to the intervention of a white noise frequency floor or because of a change in the basic character of the underlying noise process to some type of non-integer power law intermediate between flicker and white distributions.
Compare to VLBI and SLR spectra
Inspection of Figs. 4 and 5 fails to find much similarity with the corresponding GPS results in Fig. 1. There is no comb of near-annual harmonics in either the VLBI or SLR spectra. The VLBI heights have a prominent annual peak, which is also weakly present in the N but not in the E. Semiannual variations are either absent or obscured by noise. Annual peaks are pronounced in all three SLR components. Inter-annual variability is also evident in the SLR time series but not semiannual or other sub-seasonal signals. The lack of strong annual variations in the VLBI horizontal positions is striking in view of the SLR, GPS, and expected geophysical loading (see next section) results. We speculate that the horizontal motions of the VLBI stations might be substantially absorbed into time-varying biases of the associated polar motion estimates and Helmert transformation parameters due to the limited number of stations and sub-global coverage of most individual observing networks.
Using a novel method, Collilieux et al. (2007) have shown elsewhere that co-located GPS and VLBI height time series are well correlated for every site with sufficient data. The finding is robust whether annual signals are included or removed. Results are less certain for the very few co-located GPS and SLR stations with usable data sets. In addition, the annual GPS height signals are spatially correlated over some continental regions and match VLBI and SLR annuals in areas like Australia and South Africa. Those findings support the conclusion that all three techniques sense geophysically based height displacements, at least in part. On the other hand, our present VLBI and SLR spectral results from a relatively limited set of sites do not support genuine site motions as the origin of the GPS sub-seasonal harmonics due to the relatively high noise levels, predominantly white. To test the effect of the larger number of GPS stations, a 90% decimation was applied to the stacked GPS periodograms before smoothing. While producing much noisier spectra (not shown), the use of fewer data did not fully obscure the 4th harmonic in all three components. It should also be noted that stacked spectra of the GPS position formal errors are featureless except for peaks at 2 cpy for each component.
Compare to geophysical fluid loadings
The atmospheric loading has prominent seasonal peaks, but no comb of sub-seasonal harmonics; see Fig. 6. Possible variations near 3 cpy can be seen in the H and N spectra but these are not distinct above the background noise and no other harmonics are visible. The overall power distribution is approximately flat down to periods of about one month, after which it declines. The characteristics of the oceanic loading spectra (Fig. 7) are quite similar, the main difference being that the break between flat and declining power is at periods of about two months.
The surface water spectra (Fig. 8) are highly dissimilar. The peaks are less well resolved due to the shorter span of data but harmonic combs are nevertheless prominent in all three components, extending to at least ∼8 cpy. The sub-seasonal variations fall at multiples of 1.0 cpy, rather than near the GPS harmonics, and the overall power distribution declines steeply. The general behavior probably reflects a predominantly climatological hydrologic model with limited assimilation of in situ observations. The annual harmonics are almost certainly an artifact of the weekly interpolation of monthly grids.
Our loading results generally confirm prior demonstrations of strong seasonal site displacements (e.g., Dong et al. 2002). However, the anomalous sub-seasonal peaks seen in our GPS spectra do not find an obvious geophysical explanation.
GPS “draconitic” year
As far as we know, our inferred harmonic generating tone at 1.040 ± 0.008 cpy (or period of 351.2 ± 2.8 days) does not correspond to any significant geophysical frequency or expected alias. However, U. Hugentobler (private communication, 2006) suggested a possible link with the “GPS draconitic year”, the interval needed for the Sun to return to the same point in space relative to the GPS orbital nodes (as viewed from the Earth). Since the GPS nodes drift in space by about −14.16° per year, primarily due to the effect of the Earth’s oblateness, a GPS year equals 351.4 days, or a frequency of 1.039 cpy. The very close correspondence of these periods is striking, suggesting a possible causal connection.
At least two types of coupling mechanism are possible. Long-period GPS satellite orbit modeling errors could be directly responsible for small periodic biases in station position determinations. The sun-satellite interactions, which are important in forcing the satellite dynamics, are also particularly difficult to model effectively. A dramatic example is the behavior during the twice-yearly eclipse periods when the Earth blocks the exposure to the sun once per revolution for all satellites in the same orbital plan. Hugentobler (2005) has shown, for example, how GPS estimates of geocenter offsets repeat with a period of about 350 days due to such orbital effects.
Other mechanisms could involve the repeating geometry of the satellite constellation with respect to the tracking stations. The daily advance of the constellation repeat geometry is about 246.8 s, which aliases to the same period of about 350 days for the standard 24-hour sampling used by the IGS (Agnew and Larson, 2007). Any local direction-dependent observational biases, such as due to multipath, could be expected to show up with a 350-day repeat period. Since high-frequency multipath variations are more likely to average to a minimal bias level, long-wavelength (i.e., near-field) reflections are most suspect. Errors or approximations in the antenna or radome calibrations, for instance, or neglect of near-field scattering (Elósegui et al. 1995) are prime candidates for such biases. There is, of course, the possibility that both orbit and antenna-based mechanisms affect the IGS position time series.
We find no confirmation of the anomalous GPS position harmonics (multiples of ∼1.04 cpy) in corresponding results from VLBI or SLR, nor in geophysical loadings due to atmospheric pressure, non-tidal ocean bottom pressure, or continental water storage. Because of this and the fact that the anomalous period of ∼350 days matches the GPS constellation repeat cycle, it seems likely that the harmonics are a consequence of some technique error. To isolate the dominant effect to orbit mismodeling or to local site geometry-dependent biases will require further detailed studies.
It is worth noting that the presence of 1.00 and 1.04 cpy variations should generate beat modulations at 0.04 and 2.04 cpy, or periods of about 25 years and 179 days, respectively. The long-period beat period could bias velocity estimates if samples are not collected often enough (or long enough) to average out the effects. In addition, fits for seasonal geophysical signals will be contaminated by the 1.04 cpy harmonic unless the geophysical effects are overwhelmingly larger.
Data from the IGS, IVS, and the ILRS have been indispensable. The suggestion of Urs Hugentobler (Technical University of Munich) concerning the GPS constellation repeat period of ∼350 days is greatly appreciated. We also thank Volker Tesmer (Deutsches Geodätisches Forschungsinstitut) and Sarah Böckmann (University of Bonn) for helpful discussions regarding IVS results. The constructive comments of Danan Dong (Jet Propulsion Laboratory), two anonymous reviewers, and Jake Griffiths (National Geodetic Survey) improved our presentation.