On the Coupling Between the Incus and the Stapes in the Cat
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- Funnell, W.R.J., Heng Siah, T., McKee, M.D. et al. JARO (2005) 6: 9. doi:10.1007/s10162-004-5016-3
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The connection between the long process and the lenticular process of the incus is extremely fine, so much so that some authors have treated the lenticular process as a separate bone. We review descriptions of the lenticular process that have appeared in the literature, and present some new histological observations. We discuss the dimensions and composition of the lenticular process and of the incudostapedial joint, and present estimates of the material properties for the bone, cartilage, and ligament of which they are composed. We present a preliminary finite-element model which includes the lenticular plate, the bony pedicle connecting the lenticular plate to the long process, the head of the stapes, and the incudostapedial joint. The model has a much simplified geometry. We present simulation results for ranges of values for the material properties. We then present simulation results for this model when it is incorporated into an overall model of the middle ear of the cat. For the geometries and material properties used here, the bony pedicle is found to contribute significant flexibility to the coupling between the incus and the stapes.
Keywordsincus stapes lenticular process finite-element model mechanics histology
The connection between the long process and the lenticular process of the incus is extremely fine, so much so that some authors have treated the lenticular process as a separate bone. The region is important clinically as a frequent point of attachment for prostheses. It is also important in determining how sound is transmitted from the incus to the stapes. The goal of this paper is to begin to clarify the nature of the structure, and to explore the possible mechanical implications of its peculiar form.
We review descriptions of the lenticular process that have appeared in the literature, and present some new histological observations. We discuss the dimensions and composition of the lenticular process and of the incudostapedial joint, and present estimates of the material properties for the bone, cartilage, and ligament of which they are composed.
We then present a preliminary finite-element model of the coupling between the incus and the stapes in the cat. The model includes the lenticular plate, the bony pedicle connecting the lenticular plate to the long process, the head of the stapes, and the incudostapedial joint. The model has a much simplified geometry. We present simulation results for ranges of values for the material properties, and then present simulation results for this model when it is incorporated into an overall model of the cat middle ear. For the geometries and material properties used here, the bony pedicle is found to contribute more flexibility to the coupling between the incus and the stapes than does the actual incudostapedial joint itself. The nature of the flexibility of the pedicle appears to be significantly different from that of the joint, and may be important in understanding the mode of vibration of the stapes.
The lenticular process is very small and difficult to observe, and has often been either neglected or misinterpreted. Asherson (1978) said that the “fourth ossicle,” the ossicle of Sylvius between the incus and stapes, was “described and depicted in all books on anatomy or otology” until around 1900. About 1650, however, some doubt was already being expressed by Browne, who wrote, “Heere you may also see a parcell of the smallest bones, the incus, malleus and stapes, and especially the fourth small bone at the beginning of the stapes if you admitt of it with Sylvius for a distinct bone” [emphasis added].
Shrapnell (1832) observed that the “most generally received opinion appears to be that it is a separate bone” and proceeded to illustrate convincingly that such is not the case. He clearly showed the bony pedicle joining the lenticular plate to the long process of the incus. The pedicle is shown as four or five times wider in one direction than in the other, and somewhat curved. Eysell (1870) presented a detailed drawing of a histological section, again clearly showing the continuous bony connection. Even recently, however, the lenticular process has been described as sometimes being a separate bone (e.g., Wolff et al. 1957; 1971) or as always being so (e.g., Palchun and Magomedov 1997).
The preceding discussion refers to the human ear. Descriptions of the lenticular process in other species have been few, and they have often been unspecific and ambiguous. Among the more detailed are those of Hyrtl (1845), Doran (1878), and Henson (1961). Hyrtl said that “the Ossiculum lenticulare Sylvii is in no animal an independent ossicle, but an apophysis of the long process of the incus.” Doran referred to it as an apophysis, or perhaps epiphysis, of the incus, and cited the “beautiful description” by Eysell (1870). Henson described middle-ear structures in three insectivores and eight bats; his overall description of the lenticular process was as “a small cartilaginous disk mounted on an osseous pedicle.”
In this section, we present some histological observations of the incus and stapes in the cat. These observations form the basis of the finite-element model presented later.
Figure 3, a higher-magnification view from the same section as Figure 2, shows the ligament of the incudostapedial joint capsule. The fibrous nature of the capsule can be clearly seen. In this figure, one can also see the extremely fine synovial space of the incudostapedial joint; the cartilaginous layers on either side of the joint are almost, if not quite, in contact.
The long process of the incus is represented as a block 325 × 350 × 370 μm, corresponding to just the tip of the process. The rest of the process is assumed to be so thick that it is rigid and need not be modeled. The pedicle block is 240 μm wide and 160 μm long, and only 55 μm thick.
The finite-element mesh was generated via GiD (http://gid.cimne.upc.es) using tetrahedral elements. (Hexahedral elements could easily have been used, in view of the simple geometry of the present model, but the use of tetrahedra provides experience that will be applicable when future models are developed with more irregular shapes.)
The finite-element program used was SAP IV (Bathe et al. 1974). This is the same software as that used in our previous modeling (e.g., Funnell et al. 1987), except that we are currently using it under Debian GNU/Linux, with either Intel x86 or HP Alpha hardware. The mesh output by GiD was converted to the format required by SAP IV via a small locally developed program.
The material properties of the model are assumed to be linear, uniform, and isotropic. The assumption of linearity is generally valid in the middle ear under normal hearing conditions; the assumptions of uniformity and isotropy are first-order approximations. For simplicity, the frequency is assumed here to be low enough that the effects of damping and inertia are negligible; this means that the material properties of a linear isotropic structure can be completely described by its Young’s modulus and its Poisson’s ratio. Poisson’s ratio for all materials has been taken to be 0.3. Explicit sensitivity tests suggest that varying the Poisson’s ratio has little effect on the simulation results of the model, which is consistent with the findings of Funnell (1975).
In the following sections, the values of Young’s moduli adopted for various parts of the model are explained.
Evidence from the serial histological sections clearly demonstrates that the pedicle is a continuation of bone from the long process of the incus to the lenticular plate. The Young’s modulus for bone varies from 1 to 27 GPa, depending on the nature of the bone, the direction of measurement, and the part of the bone.
For estimating the stiffness of the pedicle, the work performed by Mente and Lewis (1994) is particularly useful because the measurements were conducted on small bone specimens obtained beneath joint cartilage. Because the pedicle is very close to the joint cartilage, it can be considered subchondral bone, and therefore a Young’s modulus of 5 GPa (Mente and Lewis 1994) is adopted for the pedicle.
The histological sections suggest, however, that the pedicle is comparable to a single hemi-osteon. Ascenzi and Bonucci (1967) calculated a Young’s modulus of 10.7 GPa for a single osteon. Rho et al. (1998) calculated a modulus of 21.7 GPa but the value might have been overestimated because the bone specimens used were dehydrated, which can lead to an increase in stiffness (Elices 2000). Therefore the simulations also include cases in which a Young’s modulus of 12 GPa is used for the pedicle.
The incudostapedial joint is a synovial joint, in which the load is transferred from a cartilage layer on one bone to a cartilage layer on the other bone, either through direct contact or through a thin film of synovial fluid between the cartilage layers, or by a mixture of both. Examination of the histological images shows that the space between the two articulating surfaces is so narrow that the cartilage on both sides is probably (at least partially) in direct contact during acoustic vibration. Therefore the articulation of the joint has been modeled as a single block of articular cartilage (ignoring the synovial fluid space). The cartilage is given a Young’s modulus of 10 MPa, approximately the value measured in normal human articular cartilage (Elices 2000).
The synovial fluid functions as a lubricant, which allows the two articulating surfaces to glide easily. The modeling of the thin film of synovial fluid would be technically complicated and has not been implemented in this model. This implies that the two articulating surfaces in the model are firmly attached and the three components of the stress are transferred, with no loss, from one surface to another in the joint. In reality, the stress that is parallel to the articulating surface may be greatly attenuated because of the synovial fluid. As a consequence, the in-plane displacements of the footplate may be smaller than those predicted by the simulation results.
The incudostapedial joint-capsule ligament has been found to consist mainly of elastin (Davies 1948; Harty 1953), rather than collagen as found in most joint capsules. The Young’s modulus of elastin fibers from bovine ligament has been reported as 1.1 MPa (e.g., Gosline et al. 2002). A value of 1 MPa has been adopted here for the joint capsule. The Young’s modulus might be higher if there is a significant amount of collagen among the elastin.
Long process of incus
The long process of the incus is given a Young’s modulus of 12 GPa, corresponding to stiff compact bone. Because the long process of the incus is so wide that it will bend little, the exact value of its Young’s modulus is unimportant.
Lenticular plate and stapedial head
The lenticular plate and the head of the stapes consist predominantly of a combination of calcified cartilage and subchondral bone, the Young’s moduli of which are 0.3 and 5 GPa, respectively (Mente and Lewis 1994). Hence an intermediate value of 1 GPa is used here as the Young’s modulus for the two structures.
Applied load and boundary conditions
For the isolated pedicle-and-joint model described above, the applied load was taken to be a downward shearing force uniformly applied to the cut surface of the long process of the incus (as shown in Fig. 7). The surface of the head of the stapes opposite the joint (where the crura would be) was clamped. This particular load was chosen specifically to induce bending in the pedicle.
Overall middle-ear model
The simple applied load and boundary conditions described above clearly may not be representative of what really happens in the middle ear as the 3-D vibrations of the eardrum, malleus, and incus drive the pedicle, and as the stapes footplate acts in the oval window. To obtain more realistic conditions, for some simulations we embedded the pedicle-and-joint model in a complete middle-ear model.
The stimulus applied to this model is a uniform low-frequency acoustical pressure across the eardrum.
Simulation results for isolated pedicle-and-joint model, for various values of the Young’s moduli of the pedicle, articulation and joint capsule
α + β (μrad)
In rows b to e the Young’s modulus of the pedicle is left at its base value and the Young’s moduli of the articulation and joint capsule are varied. For these cases, the pedicle bending (β) is almost constant at 11.6–11.7. In row b, the flexibility of the joint increases because the Young’s modulus of the articulation is reduced from 10 to 5 MPa; the value of α increases by a factor of 2 as the stiffness of the articulation is decreased by a factor of 2. In rows c and d, the Young’s modulus of the joint capsule was reduced from 1 to 0.5 MPa, and increased to 2 MPa, respectively. For row c the halving of the capsule stiffness leads to a 2% increase of α, while for row d the doubling of the capsule stiffness results in a 3% decrease of α; evidently, the capsule is so flexible that it has little effect. In row e, the Young’s moduli of the articulation and the capsule were both reduced, to values of 5 and 0.5 MPa, respectively; the value of α more than doubles. The flexibility of the joint is greatest in this case but β is still greater than α.
In rows f and g, the Young’s moduli for the articulation and joint capsule are left at their base values and the Young’s modulus of the pedicle is varied. In row f, the pedicle stiffness was increased from 5 to 12 GPa, to equal that of the long process of the incus; as the pedicle becomes stiffer, the pedicle bending decreases by 36% but it is still about 1.7 times as large as that of the joint. In row g, the Young’s modulus of the pedicle was reduced from 5 to 3 GPa; the pedicle bending increases by 40% and this case results in a significant increase of the ratio β/α and in the highest value of α + β, the overall bending of the pedicle-and-joint model.
In summary, even if the pedicle is made much stiffer (row f) or the joint is made much less stiff (row e), the pedicle flexes more than the joint does.
The overall middle-ear model presented here results in displacements of 308, 135, and 11.3 nm/Pa for the eardrum (maximal displacement), umbo, and stapes footplate, respectively. These values can be compared with experimentally determined values of about 100 nm/Pa for the eardrum, 40–50 nm/Pa for the umbo (e.g., Decraemer et al. 1989), and about 30 nm/Pa for the stapes footplate (Decraemer et al. 2000). The simulated displacements are each within about a factor of 3 of the experimental measurements. This is probably close enough for the present purpose, which is simply to evaluate the relative stiffnesses of the pedicle and joint with applied forces and loads which are somewhat more realistic than those in the isolated model.
Simulation results for pedicle-and-joint model embedded within overall middle-ear model, for various values of the Young’s moduli of the pedicle, articulation and joint capsule, as in Table 1
α + β (μrad)
Figure 13 shows the displacements of the pedicle and joint when embedded in the overall middle-ear model, for the base set of parameters. It can be seen that the more realistic load conditions result in a significant twisting of both the pedicle and the joint, in addition to the bending seen in the simple isolated model.
On the one hand, the pedicle is extremely fine, and therefore easy to miss in histological sections unless every section is kept and examined. As a result, in spite of clear demonstrations by Shrapnell (1832) and Eysell (1870) of a continuous bony pedicle joining the lenticular plate to the long process of the incus in humans, there have been continuing occasional statements that the lenticular plate is a separate bone. On the other hand, the structures are so small, and are surrounded by so much soft tissue, that the delicacy of the pedicle is very easy to miss clinically and during dissection. As a result, most drawings of the ossicles include little detail about the attachment of the lenticular plate to the incus and imply that the pedicle is more robust than it really is.
A more detailed appreciation of this region has direct clinical relevance. For example, the mechanical fragility of the pedicle may explain why this is the most commonly affected area during traumatic ossicular dislocation. Furthermore, this fragility needs to be kept in mind during otosclerosis surgery. With a Lippy or a Robinson prosthesis that attaches to the lenticular process, for example, a large proportion of stapedectomy revision cases for postoperative conductive hearing loss is caused by erosion of the incudal long process. The anatomy of the region should also be kept in mind when utilizing wire prostheses that are crimped onto the long process of the incus—such crimping may reduce the blood supply coming from the body of the incus, increasing the risk of incus necrosis and leading to prosthesis displacement.
The nature of the bony pedicle may also be important in modeling the mechanics of the ossicular chain. The model results presented here suggest that the pedicle may bend significantly, and may even provide more flexibility than the actual incudostapedial joint does to the coupling between the incus and the stapes. This model-based prediction of significant bending of a bony part of the middle ear is reminiscent of the prediction of manubrial bending (Funnell et al. 1992).
The nature of the flexibility of the pedicle is probably significantly different from that of the joint. Viewed along a line perpendicular to its bearing surface, the incudostapedial joint appears to be more or less circularly symmetric; in response to forces perpendicular to that line of view, it is presumably equally flexible in all directions. The bony pedicle, however, is very much thinner in one direction than in the other. Because of this, it may provide flexibility primarily in a single direction like a hinge, albeit with some additional twisting. It seems, in fact, to be well positioned to convert rotational motion of the incus into translational motion of the stapes, thus providing needed flexibility while retaining some control over the mode of vibration of the stapes. It may turn out to be worthwhile to attempt to replicate this behavior in middle-ear prostheses.
Further work is required to refine the shape of the model; a 3-D reconstruction is being developed based on our 1-μm histological sections. In addition, the simulations need to be extended to higher frequencies. Such a model could be compared with experimental vibration measurements in cat, made on the long process of the incus, over the pedicle and lenticular plate, and on the head of the stapes. It will also be important to explore the extent and effects of anatomical variability of the middle-ear ossicles, and to study different species, including human.
This work was supported by the Canadian Institutes of Health Research and the Natural Sciences and Engineering Research Council (Canada). Two of the authors (W.R.J.F. and M.D.M.) are members of the McGill Centre for Bone and Periodontal Research. We thank S.M. Khanna (Columbia University) for providing the paraffin histological sections, and I. Turgeon (McGill) for performing the plastic sectioning. We also thank M.M. Henson and O.W. Henson Jr. (UNC–Chapel Hill), and the Center for In Vivo Microscopy (Duke University) for the data used for the MRM-based model, and for valuable discussions of the anatomy of the lenticular process. Finally, we thank J. Lauzière for editing the manuscript.