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Finite Gap Jacobi Matrices, III. Beyond the Szegő Class

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Abstract

Let \({\frak {e}}\subset {\mathbb {R}}\) be a finite union of +1 disjoint closed intervals, and denote by ω j the harmonic measure of the j left-most bands. The frequency module for \({\frak {e}}\) is the set of all integral combinations of ω 1,…,ω . Let \(\{\tilde{a}_{n}, \tilde{b}_{n}\}_{n=-\infty}^{\infty}\) be a point in the isospectral torus for \({\frak {e}}\) and \(\tilde{p}_{n}\) its orthogonal polynomials. Let \(\{a_{n},b_{n}\}_{n=1}^{\infty}\) be a half-line Jacobi matrix with \(a_{n} = \tilde{a}_{n} + \delta a_{n}\), \(b_{n} = \tilde{b}_{n} +\delta b_{n}\). Suppose

$$\sum_{n=1}^\infty \lvert \delta a_n\rvert ^2 + \lvert \delta b_n\rvert ^2 <\infty $$

and \(\sum_{n=1}^{N} e^{2\pi i\omega n} \delta a_{n}\), \(\sum_{n=1}^{N} e^{2\pi i\omega n} \delta b_{n}\) have finite limits as N→∞ for all ω in the frequency module. If, in addition, these partial sums grow at most subexponentially with respect to ω, then for z∈ℂ∖ℝ, \(p_{n}(z)/\tilde{p}_{n}(z)\) has a limit as n→∞. Moreover, we show that there are non-Szegő class J’s for which this holds.

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Acknowledgements

J.S.C. and M.Z. gratefully acknowledge the kind invitation and hospitality of the Mathematics Department of Caltech where this work was completed.

J.S.C. was supported in part by a Steno Research Grant (09-064947) from the Danish Research Council for Nature and Universe.

B.S. was supported in part by NSF grant DMS-0968856.

M.Z. was supported in part by NSF grant DMS-0965411.

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Correspondence to Barry Simon.

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Communicated by Vilmos Totik.

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Christiansen, J.S., Simon, B. & Zinchenko, M. Finite Gap Jacobi Matrices, III. Beyond the Szegő Class. Constr Approx 35, 259–272 (2012). https://doi.org/10.1007/s00365-012-9152-4

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