Evolutionary medicine and chronic inflammatory state—known and new concepts in pathophysiology
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- Straub, R.H. J Mol Med (2012) 90: 523. doi:10.1007/s00109-012-0861-8
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During the last 10 years, a series of exciting observations has led to a new theory of pathophysiology using insights from evolutionary biology and neuroendocrine immunology to understand the sequelae of chronic inflammatory disease. According to this theory, disease sequelae can be explained based on redirection of energy-rich fuels from storage organs to the activated immune system. These disease sequelae are highly diverse and include the following: sickness behavior, anorexia, malnutrition, muscle wasting–cachexia, cachectic obesity, insulin resistance with hyperinsulinemia, dyslipidemia, increase of adipose tissue near inflamed tissue, alterations of steroid hormone axes, elevated sympathetic tone and local sympathetic nerve fiber loss, decreased parasympathetic tone, hypertension, inflammation-related anemia, and osteopenia. Since these disease sequelae can be found in many animal models of chronic inflammatory diseases with mammals (e.g., monkeys, mice, rats, rabbits, etc.), the evolutionary time line goes back at least 70 million years. While the initial version of this theory could explain prominent sequelae of chronic inflammatory disease, it did not however address two features important in the pathogenesis of immune-mediated diseases: the time point when an acute inflammatory disease becomes chronic, and the appearance of hypertension in chronic inflammation. To address these aspects more specifically, a new version of the theory has been developed. This version defines more precisely the moment of transition from acute inflammatory disease to chronic inflammatory disease as a time in which energy stores become empty (complete energy consumption). Depending on the amount of stored energy, this time point can be calculated to be 19–43 days. Second, the revised theory addresses the mechanisms of essential hypertension since, on the basis of water loss, acute inflammatory diseases can stimulate water retention using a positively selected water retention system (identical to the energy provision system). In chronic smoldering inflammation, however, there is no increased water loss. In contrast, there is increased water generation in inflamed tissue and inflammatory cells, and the activation of the water retention system persists. This combination leads to a net increase of the systemic fluid volume, which is hypothesized to be the basis of essential hypertension (prevalence in adults 22–32%).
Despite the enormous progress in genetic and genomic studies, including extensive analysis of the genome of several species, as few as 5–10% of discovered gene functions are known and many more remain to be discovered. To help unravel this complexity, some investigators have developed conceptual frameworks to organize the ever increasing mass of data and to facilitate incorporation of new information. Most of us accept the idea that insights into networks are crucial to elucidate the pathogenesis of chronic diseases (e.g., ref. ). Indeed, the following network approaches have been successfully applied for different levels of biomedical science: (1) statistical bioinformatics (correlations of gene expression, metabolite levels, and protein concentrations without any causal relationships), (2) intracellular molecular networks as exemplified by the pathways identified in classical biochemistry , (3) paracrine cytokine and immune cell networks in immunological systems , and (4) psychoneuroendocrine immune networks that operate at higher integrative physiological levels .
Although evolutionary biology and medicine have strong explanatory power to understand disease- and age-related problems [5–7], until recently, these disciplines have not been significantly incorporated into the network theories. The presence of the neuroendocrine and immune systems that are instrumental in this report is documented in all mammals but also in more remote vertebrates such as the fowl, rainbow trout, or shark. Thus, the evolutionary time line of the neuroendocrine immune network that is basis of the present theory goes back at least 400 million years (distance to the suggested common ancestor).
During the last 10 years, the author has developed a framework to understand important steps in disease pathogenesis on the basis of insights from the fields of evolutionary biology relevant to the role of neuroendocrine immune energy regulation in homeostasis. The theory explains many seemingly unrelated disease sequelae in chronic inflammatory diseases [8–10]. The published concept is shortly recapitulated here (in form of a minireview), and two novel amendments to the theory are presented.
The framework of evolutionary biology and neuroendocrine immune energy regulation in pathophysiology of chronic inflammatory diseases
Energy expenditure per day (kJ/day)
Total body basal MR
Total body MR with usual activity
Total body MR of a Tour de France bicyclist
Total body MR during minor surgery
Total body MR with multiple bone fractures
up to 13,000
Total body MR with sepsis
Total body MR with extensive burns
Total body daily uptake (absorptive capacity in the gut)
Immune system MR under normal conditions
Immune system MR moderately activated
Central nervous system MR
Muscle MR at rest
Muscle MR activated
2,000–10,000 and more
Gastrointestinal tractc MR
Abdominal organs (together)c MR
1,100 (and more when activated)
Thoracic organs (together)c MR
Since uptake of energy-rich substrates has an upper threshold of 20,000 kJ per day (the absorptive capacity in the gut) [11, 12], it is important for the organism to partition energy-rich substrates according to fine-tuned mechanisms of energy regulation. Studies in a number of systems have demonstrated that circadian rhythms of neuronal, endocrine, and immune systems can regulate energy metabolism and partition fuels to daytime and nighttime consumers [9, 13–15]. Since most aspects in a living body occur with constraints on energy availability, regulation of energy storage and provision occupies a very high position in the hierarchy of homoeostatic neuroendocrine immune control. Energy regulation operates not only in the cell but also in coordinating centers of the brain and in endocrine organs that integrate organismal function. Important questions concern the origin of these regulatory mechanisms and the extent to which they have been subject to positive selection in the context of chronic inflammation.
It has been hypothesized that genes responsible for energy regulation have been positively selected under conditions without chronic inflammation [8, 10]. Chronic diseases and chronic inflammatory diseases in particular can exert a high negative selection pressure in evolution. Chronic inflammatory diseases can lead to loss of reproduction potential because affected individuals are at strong disadvantage. Such individuals can be excluded or impaired in the competition for food; they can also have low social status in the group and limited choice or availability of sexual partners. In addition, intense, persistent inflammation can inhibit the hypothalamic–pituitary–gonadal axis, leading to impairment of fertility as demonstrated in studies on the effect of chronic inflammatory diseases on fertility despite good medical control [16–20].
In some situations, however, the presence of a chronic inflammatory disease may not exert any selective pressure despite its potential severity. Many chronic inflammatory diseases only become manifested in patients at older ages. Because of the short life expectancy in the past, our ancestors have not suffered from the chronic inflammatory diseases that we know today. Their genes have been positively selected for different aspects such as reproduction, muscular work, defense against infections, metabolism, and similar important activities. Furthermore, in the past history, there may have been no time for natural selection. This situation would occur if various chronic inflammatory diseases did not exist until 100 to 200 years ago. Indeed, there is a suggestion that rheumatoid arthritis and Crohn’s disease, for example, are relatively new diseases.
Non-life-threatening episodes of inflammation that can occur normally and form the basis of selection and conservation during evolution
Immune response due to infection
Control of inner and outer body surfaces
Reactions with foreign bodies
Immunosurveillance in tissue
Implantation of stems cells into injured tissue
Implantation of a blastocyst into the uterine epithelium
Immune phenomena facilitating semiallogenic pregnancy
Replacement of cells and tissue (physiological regeneration and degeneration)
Examples of antagonistic pleiotropy for genes that increase risk or severity of chronic inflammatory diseases
Chronic inflammatory disease
Pleiotropic meaning outside of chronic inflammatory diseases (with selection advantage)
HLA DR4 (DRB1*04)
Rheumatoid arthritis and other autoimmune diseases
Decrease of risk of dengue hemorrhagic fever (defense against infectious agents)
Ankylosing spondylitis and other axial forms of spondyloarthritis
Decrease of viral infection (defense against infectious agents)
PTPN22 1858 C>T*
Many autoimmune diseases
Higher body mass index, higher waist-to-hip ratio in women (storage of energy-rich fuels)
CTLA4 49 A>G
Many autoimmune diseases
Better defense against hepatitis B virus and Helicobacter pylori (defense against infectious agents)
Hypertension (activation of the sympathetic nervous system)
In summary, it seems plausible that specific genes have not been selected or conserved in evolution because of their putative role in chronic inflammatory diseases, either positive or negative. Rather, genes, signaling pathways, and networks operative in symptomatic chronic inflammatory diseases were likely adapted from normal physiology or serious, albeit non-life-threatening, inflammatory episodes; the outcomes of such transient events, for which recovery is possible, would not have blocked the gene transmission to the progeny (Table 2). The same situation is true for neuroendocrine immune regulation of energy storage and energy allocation to consumers.
Sequelae of chronic inflammatory diseases in the light of altered energy regulation
Pathophysiological elements in chronic inflammation leading to energy allocation to an activated immune system
Cytokine (e.g., IL-1β)-driven sickness behavior and fatigue which increase time at rest (muscles and brain in an inactive state)
Consequence of sickness–behavior and fatigue
Consequence of anorexia and sickness behavior
Protein breakdown in muscles as a consequence of anorexia, sickness behavior and androgen deficit
Protein breakdown in muscles as a consequence of anorexia and sickness behavior (protein breakdown > fat breakdown)
Insulin (IGF-1) resistance (with hyperinsulinemia)
Cytokine (e.g., TNF)-induced insulin signaling defects in the liver, muscle, and fat tissue but not in immune cells. Immune cells need insulin so that high insulin levels support the activity of the immune system (similar for IGF-1)
Cytokine-driven acute phase reaction of lipid metabolism leading to higher delivery of cholesterol and other lipids to macrophages
Increase of adipose tissue in the proximity of inflammatory lesions
Presence of adipose tissue surrounding lymph nodes and in the proximity of inflammatory lesions reflects a local store of energy-rich fuels (increased local estrogens might be important to drive local accumulation of adipose tissue). Adipokines play a proinflammatory role
Alterations of steroid hormone axes
Cytokine/leptin-driven hypoandrogenemia supports muscle breakdown and protein delivery for gluconeogenesis and support of an activated immune system (alanine, glutamine). Cortisol-to-androgen preponderance in chronic inflammation is catabolic
Elevated sympathetic tone and local sympathetic nerve fiber loss
Cytokine-driven increase of SNS activity increases gluconeogenesis and lipolysis. The parallel loss of sympathetic nerve fibers in inflamed tissue supports local inflammation . It also stimulates lipolysis in the surrounding adipose tissue because sympathetic nerve fibers are increased there 
Cytokine-driven activation of the water retention system due to systemic water loss during inflammation
Decreased parasympathetic tone
Cytokine-driven decrease of the PSNS activity supports allocation of energy-rich fuels to an activated immune system
Cytokine-driven anemia is linked to reduced energy expenditure for erythropoiesis, increased time at rest, and insulin resistance (see above), all of which support energy allocation to the immune system
High calcium and phosphorus are mandatory for energy-consuming reactions. Driven by cytokines and PTH-related peptide during inflammation. In addition, an activated SNS and HPA axis stimulate bone resorption
The etiological factors in chronic inflammatory diseases
Genetic susceptibility (gene polymorphisms; polygenic)
Complex environmental priming (microbes, toxins, drugs, injuries, radiation, cultural background, and geography)
Immune response (exaggerated and continuous immune response against harmless self or foreign antigen)
Tissue destruction (continuous wound response without proper healing but fibrotic scarring)
Systemic response (support of the immune and wound response by redirection of energy-rich fuels leading to unwanted disease sequelae)
Refinement of the existing theory
From acute to chronic inflammatory disease—where is the boundary?
An acute infectious disease can be self-limiting and involve an innate immune response of 2 to 3 days; the subsequent phase of the adaptive immune response can last approximately 3 to 4 weeks. Similarly, many transient inflammatory episodes include a healing phase that involves adaptive immune responses (Table 2). The typical germinal center reaction of affinity maturation of B cells occurs for 3 to 4 weeks from the beginning to end [22, 23]. The accompanying proliferative T cell response undergoes a similar time course . The response of the adaptive immune system with a maximum of proliferation until days 12 to 14 and subsequent contraction until days 21 to 28 is surprisingly constant in various acute infectious diseases . Upon generation of immunological memory, the entire process can be markedly shortened, and this was a selection advantage . An important question concerns the dynamics of this response: why do the increase and decrease of the adaptive immune response not last longer?
Acute self-limiting infectious diseases can be very energy consuming although, in the presence of disease-induced sickness behavior and related anorexia (Table 4) [9, 25], intake of energy-rich substrates can be significantly inhibited. To explain these seemingly disparate observations, it can be proposed that sickness behavior represents an element of an adaptive program that has been positively selected for transient immune and inflammatory reactions to limit energy utilization for such activities as foraging and courtship behavior [8, 26, 27]. In such a situation, the immune response can not last forever because energy stores run empty.
Furthermore, sickness behavior can restrain activity and, for example, confine the affected individual to a safe place to keep away predators [8, 26, 27]. In considering energy stores available during these responses, it is important to note that storage occurs primarily in fat tissue (12 kg of triglycerides in the body of a contemporary person, 500,000 kJ), as well as in the liver (150 g glycogen, 2.500 kJ) or muscles (300 g glycogen, 5,000 kJ; 6–7 kg muscle protein, 50,000 kJ) [11, 12].
Total consumption time in human evolution
Date range (Ma, ka)
Body mass (kg)
Sickness-related metabolic ratea (kJ/day)
Stored energy (kJ)
Total consumption time (day)
1.8 Ma–200 ka
250 ka–30 ka
1.8 Ma–200 ka
250 ka–30 ka
Domestic pig (adult)
65 Ma distanceb
Domestic fowl (adult)
300 Ma distanceb
If an acute inflammatory response lasted longer than the time point at which energy stores were exhausted, the affected person would probably have died due to inanition and starvation, preventing transfer of genes to any offspring. If, however, an immune response lasted for a shorter period, the affected person could survive and be able to transfer favorable genes to offspring. These considerations thus suggest that the time point of total energy consumption marks the upper threshold of an acute disease period for which genes, signaling pathways, and networks can be subject to positive selection. But what happens to the survival of the individual after this physical threshold of total energy consumption?
It can be hypothesized that networks for more persistent inflammatory diseases do not exist because they have not undergone the pressure of positive selection. If a disease is progressive and longstanding (e.g., autoimmunity) and therapies are available to stop lethal emaciation (i.e., immunosuppression), a chronic phase can develop. For the chronic phase of such immune-mediated diseases, the organism would lack positively selected genes, signaling pathways, and networks to be able to stop the chronic disease in a coordinated fashion. Thus, sickness behavior and energy disturbance would remain and impair the function of the individual. It becomes a perpetuating factor (Table 5).
The framework of evolutionary biology and neuroendocrine immune energy regulation thus defines the point of transition from acute disease to chronic disease as the time point of complete energy consumption (19–43 days). In this regard, the point can represent a range in time because the consumption curve depends on stored energy reserves (Table 6).
Inflammation, energy demand, and water retention—an evolutionary link between inflammation and hypertension
Water loss during transient inflammatory episodes
Local loss of water from inflamed tissue
Loss from wounds by evaporation
Loss from inflamed tissue into the gastrointestinal tract (diarrhea, vomiting)
Loss into inflamed upper and lower airways (rhinitis, perspiration, expectoration)
Third-space fluid shifts into pleural cavity, peritoneal cavity, and similar
Systemic loss of water
By perspiration during fever
By sweating during fever
By triglyceride and glycogen breakdown from fat tissue and liver
By gluconeogenesis from lactate (Cori cycle between liver and inflamed tissue)
By muscle breakdown in the context of cachexia
By complete amino acid breakdown in the urea cycle in the liver
By cell proliferation (leukocyte proliferation in lymphoid tissue)
Furthermore, the generation of the Cori cycle between the lactate-producing inflamed tissue and the glucose-producing liver , involving gluconeogenesis, needs five molecules of water to reactivate one molecule of lactate (Fig. 1, red lines with arrows) . Finally, the operation of a proper adaptive immune response with proliferation of B cells and T cells and proliferation of innate immune cells (neutrophils, monocytes) in primary and secondary lymphoid organs needs enormous amounts of water (Fig. 1, green area in left lower corner) . The water loss described above is water loss in the system (liver, muscle, fat tissue, lymphoid organs, and others). It is not local water loss in inflamed tissue because here, in contrast, water is produced.
Water is formed when glucose, amino acids, and free fatty acids undergo degradation in the Krebs cycle and during oxidative phosphorylation; these processes occur in the mitochondria of activated cells in inflamed tissue (Fig. 1, orange area). Thus, important differences exist for water loss from the system and the generation of water from locally inflamed tissue. The amount of locally formed water can be large (Fig. 1, orange area), but usually water is lost rapidly in the environment of inflamed tissue via outer and inner surfaces (Table 7).
To overcome systemic water loss during acute inflammatory episodes and events such as trauma, hemorrhage, and burns, a water retention system is activated. The key elements of this system are the sympathetic nervous system (SNS) that activates the renin–angiotensin–aldosterone pathway , and the hypothalamic–pituitary–adrenal (HPA) axis with ACTH, aldosterone, and cortisol. ACTH can stimulate aldosterone as well as cortisol, which also has mineralocorticoid activity . It may not be a simple coincidence that the SNS and the HPA axis can redirect energy-rich substrates from energy stores to the activated immune system as well as serve as major water retention systems. In this context, it is important to recall that the acute adaptive response described by Selye in the 1940s was considered a “nonspecific” alarm reaction . Today we can say that Selye’s alarm reaction was not “nonspecific” but rather had important physiologic functions as both, a highly specific energy appeal reaction (as described earlier [9, 10]) as well as a specific water retention reaction.
The SNS and the HPA axis are supported by other alarm hormones such as vasopressin (which is lipolytic and water retentive), growth hormone (glucogenic, lipolytic, and water retentive), and insulin (lipogenic and water retentive). During transient inflammatory episodes, due to sickness behavior and anorexia, lipogenic insulin most probably plays a minor role because insulin secretion activated by the presence of carbohydrates would be downregulated. Thus, while sickness behavior may have antilipogenic consequences by suppressing insulin secretion, it can also be prolipolytic through activation of the SNS and the HPA axis. It leads to redirection of stored energy to the activated immune system.
These ideas can explain other activities of physiological mediators and provide insights in findings that, for example, water retention hormones such as angiotensin II have proinflammatory activities . Angiotensin II uses the important proinflammatory signaling cascade of NF-κB activation similar as TNF . Inhibition of the renin–angiotensin–aldosterone system by angiotensin-converting enzyme inhibitors or angiotensin II receptor antagonists exert anti-inflammatory effects as summarized elsewhere . In the setting of acute inflammatory episodes such as infectious disease, it is important that the energy appeal reaction and the water retention reaction support the proinflammatory process to eliminate the infectious agent. It can be hypothesized that the water retention hormone angiotensin II is immunomodulatory in this respect.
In conclusion, the water retention system shows important similarities to the energy provision system, with operation of the two interacting systems subject to positive selection in evolution to overcome serious, albeit non-life-threatening, transient inflammatory episodes (Table 2). This possibility is supported by the proinflammatory activity of water retention hormones. It is therefore important to consider the role of the water retention system in settings of chronic inflammation such as may occur in aging as well as rheumatic and autoimmune diseases undergoing medical treatment (after entering the chronic phase).
Both the aging process and medically treated chronic inflammatory diseases are accompanied by mild inflammation, a state that one might call low-grade smoldering chronic inflammation [40, 41]. In these settings, circulating cytokine levels can be 5 to 10 times higher than normal (e.g., IL-6 from 2 pg/ml to 10–20 pg/ml), and the overall stimulus might be strong enough to induce a mild systemic water retention and energy appeal reaction (responses shown for low IL-6 serum concentrations in ref. [42, 43]). Since no positively selected programs exist for aging  and chronic inflammatory diseases [8, 45], genes, signaling pathways, and networks that are operative in this setting are similar to those that determine acute episodes of inflammation (Table 2).
The situation of water retention might be very different depending on the setting and operation of different mechanisms of water loss. These mechanisms would include the following events which may be present during disease: local water loss through outer/inner surfaces (Table 7), water loss due to systemic effects such as fever (Table 7), recirculation of formed water from activated inflammatory cells; and cytokine-activated water retention and energy appeal reaction. Depending on the operation and extent of these mechanisms, systemic hypertension could result from the continuous activation of a water retention and energy appeal reaction but without the usual water loss (Fig. 2b).
Indeed, in aging and in chronic inflammatory diseases, both the SNS and the HPA axis are chronically activated [41, 46–48]. In addition, there are obvious signs of volume overload in chronic inflammatory diseases because serum levels of atrial natriuretic factor and NT-brain natriuretic factor are markedly increased in different diseases [49–52]. NT-brain natriuretic factor decreased with TNF neutralization therapy but increased under therapy with volume retention—inducing glucocorticoids [49, 51].
The revised version of the theory predicts that the operation of these mechanisms will not depend on the site of inflammation and whether it occurs in arteries, kidneys, gastrointestinal tract, joints, or at various tissues with inflammatory cells. The key feature relates to the production of cytokines of inflammatory cells, their activation of the energy appeal and water retention reaction, and the extent of water loss via inner and outer surfaces. The magnitude of these changes would determine any detrimental effect on the induction of hypertension. Since prevalence of essential hypertension in adults is 22–32%, these theoretical considerations are highly clinically relevant.
As noted above, the energy appeal reaction and water retention reaction appear to be the result of selection in evolution for their role in transient inflammatory episodes. Induction of energy appeal reaction and water retention reaction provide a survival value if used for a short period of time. However, prolonged operation of these adaptive programs such as in chronic inflammatory diseases of today can in itself become pathogenic because there is no program to counteract continuous water retention and energy appeal reaction during long-term age-related inflammation and in chronic inflammatory diseases.
The study of evolutionary medicine combined with new insights into energy regulation (including the role of neuroendocrine immune axes and water retention systems) can shed new light on the pathophysiology of many age-related and chronic inflammatory diseases. In the past, several notable features of aging and chronic inflammatory diseases were considered as independent phenomena in the absence of a unifying model to explain both their prominence and coexistence. Consistent with emerging data and an overarching model based on the role of evolution in selecting patterns of host response, these features can now be unified in terms of a redirection of energy-rich fuels from energy stores to the activated immune system and activation of the water retention system. This unified picture can help explain sequelae of chronic inflammatory disease in terms of a conceptual framework derived from studies of acute inflammatory diseases.
The induction of systemic responses results from an appeal for energy-rich substrates, called the energy appeal reaction, and for water retention, called the water retention reaction. The revised theory states that energy appeal and water retention reaction have been positively selected for transient inflammatory episodes but prolonged use of these adaptive programs can in itself become pathogenic. Hopefully, recognition of the importance of energy and water fluxes during both acute and chronic inflammation can provide a new perspective of disease pathogenesis and lead to better approaches for diagnosis and treatment.
I want to express my sincere appreciation to Prof. Dr. David Pisetsky, Duke University Medical Center, North Carolina, who reviewed an early version of the manuscript and provided helpful editorial comments.
The author has been supported over many years by grants from the DFG (STR 511/5-1, STR 511/9-1, STR 511/10-1, STR 511/11-1, STR 511/14-1, STR 511/15-1, STR 511/16-1, STR 511/17-1, PO 801/1-1, WI 1502/2-1), DFG Research Unit (FOR696, STR 511/9-1, STR 511/20-1, STR 511/21-1, STR 511/23-1, STR 511/25-1, STR 511/26-1, CA 933/1-1), DFG SFB (SFB585 project B8), DFG Mercator (Re 287/35-1), the DAAD (A/96/13772, 323-01-sr, and 423/kcw) and BMBF (Immuno-Pain, Gerontoshield).
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