Skip to main content
Log in

Physiological Changes to the Swallowing Mechanism Following (Chemo)radiotherapy for Head and Neck Cancer: A Systematic Review

  • Review Article
  • Published:
Dysphagia Aims and scope Submit manuscript

Abstract

Emerging research suggests that preventative swallowing rehabilitation, undertaken before or during (chemo)radiotherapy ([C]RT), can significantly improve early swallowing outcomes for head and neck cancer (HNC) patients. However, these treatment protocols are highly variable. Determining specific physiological swallowing parameters that are most likely to be impacted post-(C)RT would assist in refining clear targets for preventative rehabilitation. Therefore, this systematic review (1) examined the frequency and prevalence of physiological swallowing deficits observed post-(C)RT for HNC, and (2) determined the patterns of prevalence of these key physiological deficits over time post-treatment. Online databases were searched for relevant papers published between January 1998 and March 2013. A total of 153 papers were identified and appraised for methodological quality and suitability based on exclusionary criteria. Ultimately, 19 publications met the study’s inclusion criteria. Collation of reported prevalence of physiological swallowing deficits revealed reduced laryngeal excursion, base-of-tongue (BOT) dysfunction, reduced pharyngeal contraction, and impaired epiglottic movement as most frequently reported. BOT dysfunction and impaired epiglottic movement showed a collective prevalence of over 75 % in the majority of patient cohorts, whilst reduced laryngeal elevation and pharyngeal contraction had a prevalence of over 50 %. Subanalysis suggested a trend that the prevalence of these key deficits is dynamic although persistent over time. These findings can be used by clinicians to inform preventative intervention and support the use of specific, evidence-based therapy tasks explicitly selected to target the highly prevalent deficits post-(C)RT for HNC.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3

Similar content being viewed by others

References

  1. Logemann JA, Smith CH, Pauloski BR, Rademaker AW, Lazarus CL, Colangelo LA, Mittal B, MacCracken E, Gaziano J, Stachowiak L, Newman LA. Effects of xerostomia on perception and performance of swallow function. Head Neck. 2001;23(4):317–21.

    PubMed  CAS  Google Scholar 

  2. Logemann JA, Pauloski BR, Rademaker AW, Lazarus CL, Mittal B, Gaziano J, Stachowiak L, MacCracken E, Newman LA. Xerostomia: 12-month changes in saliva production and its relationship to perception and performance of swallow function, oral intake, and diet after chemoradiation. Head Neck. 2003;25(6):432–7. doi:10.1002/hed.10255.

    PubMed  Google Scholar 

  3. Murphy BA, Gilbert J. Dysphagia in head and neck cancer patients treated with radiation: assessment, sequelae, and rehabilitation. Semin Radiat Oncol. 2009;19(1):35–42. doi:10.1016/j.semradonc.2008.09.007.

    Article  PubMed  Google Scholar 

  4. Trotti A, Bellm LA, Epstein JB, Frame D, Fuchs HJ, Gwede CK, Komaroff E, Nalysnyk L, Zilberberg MD. Mucositis incidence, severity and associated outcomes in patients with head and neck cancer receiving radiotherapy with or without chemotherapy: a systematic literature review. Radiother Oncol. 2003;66:253–62. doi:10.1016/S0167-8140(02)00404-8.

    Article  PubMed  Google Scholar 

  5. Nguyen NP, Frank C, Moltz CC, Vos P, Smith HJ, Karlsson U, Dutta S, Midyett FA, Barloon J, Sallah S. Dysphagia following chemoradiation for locally advanced head and neck cancer. Ann Otol. 2004;15(3):383–8. doi:10.1093/annonc/mdh101.

    CAS  Google Scholar 

  6. Rosenthal DI, Lewin JS, Eisbruch A. Prevention and treatment of dysphagia and aspiration after chemoradiation for head and neck cancer. J Clin Oncol. 2006;24(17):2636–43. doi:10.1200/JCO.2006.06.0079.

    Article  PubMed  Google Scholar 

  7. Wynn TA. Cellular and molecular mechanisms of fibrosis. J Pathol. 2008;214(2):199–210.

    Article  PubMed  CAS  Google Scholar 

  8. Semple CJ, Dunwoody L, George Kernohan W, McCaughan E, Sullivan K. Changes and challenges to patients’ lifestyle patterns following treatment for head and neck cancer. J Adv Nurs. 2008;63(1):85–93.

    Article  PubMed  Google Scholar 

  9. Langendijk JA, Doornaert P, Verdonck-de Leeuw LM, Leemans CR, Aaronson NK, Slotman BJ. Impact of late treatment-related toxicity on quality of life among patients with head and neck cancer treated with radiotherapy. J Clin Oncol. 2008;26(22):3770–6.

    Article  PubMed  Google Scholar 

  10. McQuestion M, Fitch M, Howell D. The changed meaning of food: physical, social and emotional loss for patients having received radiation treatment for head and neck cancer. Eur J Oncol Nurs. 2011;15(2):145–51.

    Article  PubMed  Google Scholar 

  11. Alfano CM, Rowland JH. Recovery issues in cancer survivorship: a new challenge for supportive care. Cancer J. 2006;12(5):432–43.

    Article  PubMed  Google Scholar 

  12. Roe JWG, Carding PN, Dwivedi RC, Kazi RA, Rhys-Evans PH, Harrington KJ, Nutting CM. Swallowing outcomes following Intensity Modulated Radiation Therapy (IMRT) for head & neck cancer: a systematic review. Oral Oncol. 2010;46:727–33. doi:10.1016/j.oraloncology.2010.07.012.

    Article  PubMed  Google Scholar 

  13. Nguyen NP, Frank C, Moltz CC, Vos P, Smith HJ, Karlsson U, Dutta S, Midyett FA, Barloon J, Sallah S. Impact of dysphagia on quality of life after treatment of head-and-neck cancer. Int J Radiat Oncol Biol Phys. 2005;61:772–8.

    Article  PubMed  Google Scholar 

  14. Oates JE, Clark JR, Reed J, Reeves N, Gao K, Jackson M, Boyer M, O’Brien CJ. Prospective evaluation of quality of life and nutrition before and after treatment for nasopharyngeal carcinoma. Arch Otolaryngol Head Neck Surg. 2007;133(6):533–40. doi:10.1001/archotol.133.6.533.

    Article  PubMed  Google Scholar 

  15. Carroll WR, Locher JL, Canon CL, Bohannon IA, McColloch NL, Magnuson JS. Pretreatment swallowing exercises improve swallow function after chemoradiation. Laryngoscope. 2008;118:39–43. doi:10.1097/MLG.0b013e31815659b0.

    Article  PubMed  Google Scholar 

  16. Carnaby-Mann G, Crary MA, Schmalfuss I, Amdur R. “Pharyngocise”: randomized controlled trial of preventative exercises to maintain muscle structure and swallowing function during head-and-neck chemoradiotherapy. Int J Radiat Oncol Biol Phys. 2011;83(1):210–9. doi:10.1016/j.ijrobp.2011.06.1954.

    Article  PubMed  Google Scholar 

  17. Kotz T, Federman AD, Kao J, Milman L, Packer S, Lopez-Prieto C, Forsythe K, Genden EM. Prophylactic swallowing exercises in patients with head and neck cancer undergoing chemoradiation: a randomized trial. Arch Otolaryngol Head Neck Surg. 2012;138(4):376–82.

    Article  PubMed  Google Scholar 

  18. Kulbersh BD, Rosenthal EL, McGrew BM, Duncan RD, McColloch NL, Carroll WR, Magnuson JS. Pretreatment, preoperative swallowing exercises may improve dysphagia quality of life. Laryngoscope. 2006;116:883–6. doi:10.1097/01.mlg.0000217278.96901.fc.

    Article  PubMed  Google Scholar 

  19. van der Molen L, van Rossman MA, Burkhead LM, Smeele LE, Rasch CRN, Hilgers FJ. A randomised preventive rehabilitation trial in advanced head and neck cancer patients treated with chemoradiotherapy: feasibility, compliance and short-term effects. Dysphagia. 2011;26(2):155–70. doi:10.1007/s00455-010-9288-y.

    Article  PubMed  Google Scholar 

  20. Roe JWG, Ashforth KM. Prophylactic swallowing exercises for patients receiving radiotherapy for head and neck cancer. Curr Opin Otolaryngol Head Neck Surg. 2011;19(3):144–9.

    Article  PubMed  Google Scholar 

  21. Krisciunas GP, Sokoloff W, Stepas K, Langmore SE. Survey of usual practice: dysphagia therapy in head and neck cancer patients. Dysphagia. 2012;27(4):538–49. doi:10.1007/s00455-012-9404-2.

    Article  PubMed  Google Scholar 

  22. Roe JWG, Carding PN, Rhys-Evans PH, Newbold KL, Harrington KJ, Nutting CM. Assessment and management of dysphagia in patients with head and neck cancer who receive radiotherapy in the United Kingdom—a web-based survey. Oral Oncol. 2012;48(4):343–8. doi:10.1016/j.oraloncology.2011.11.003.

    Article  PubMed  Google Scholar 

  23. Frowen J, Perry AR. Swallowing outcomes after radiotherapy for head and neck cancer: a systematic review. Head Neck. 2006;28(10):932–44. doi:10.1002/hed.20438.

    Article  PubMed  Google Scholar 

  24. Lazarus CL. Effects of chemoradiotherapy on voice and swallowing. Curr Opin Otolaryngol Head Neck Surg. 2009;17:172–8. doi:10.1097/MOO.0b013e32832af12f.

    Article  PubMed  Google Scholar 

  25. Platteaux N, Dirix P, Dejaeger E, Nuyts S. Dysphagia in head and neck cancer patients treated with chemoradiotherapy. Dysphagia. 2010;25:139–52. doi:10.1007/s00455-009-9247-7.

    Article  PubMed  Google Scholar 

  26. Russi EG, Corvo R, Merlotti A, Alterio D, Franco P, Pergolizzi S, De Sanctis V, Redda MGR, Ricardi U, Paiar F, Bonomo P, Merlano MC, Zurlo V, Chiesa F, Sanguineti G, Bernier J. Swallowing dysfunction in head and neck cancer patients treated by radiotherapy: review and recommendations of the supportive task group of the Italian Association of Radiation Oncology. Cancer Treat Rev. 2012;38:1033–49.

    Article  PubMed  Google Scholar 

  27. van der Molen L, van Rossman MA, Burkhead LM, Smeele LE, Hilgers FJ. Functional outcomes and rehabilitation strategies in patients treated with chemoradiotherapy for advanced head and neck cancer: a systematic review. Eur Arch Otolaryngol. 2009;266:889–900. doi:10.1007/s00405-008-0817-3.

    Article  Google Scholar 

  28. Bleier BS, Levine MS, Mick R, Rubesin SE, Sack SZ, McKinney K, Mirza N. Dysphagia after chemoradiation: analysis by modified barium swallow. Ann Otol Rhinol Laryngol. 2007;116(11):837–41.

    PubMed  Google Scholar 

  29. Cartmill B, Cornwell P, Ward E, Davidson W, Porceddu S. A prospective investigation of swallowing, nutrition, and patient-related functional impact following altered fractionation radiotherapy with concomitant boost for oropharyngeal cancer. Dysphagia. 2012;27(1):32–45. doi:10.1007/s00455-011-9333-5.

    Article  PubMed  Google Scholar 

  30. Cartmill B, Cornwell P, Ward E, Davidson W, Porceddu S. Swallowing, nutrition and patient-rated functional outcomes at 6 months following two non-surgical treatments for T1–T3 oropharyngeal cancer. Support Cancer Care. 2012;20:2073–81. doi:10.1007/s00520-011-1316-4.

    Article  Google Scholar 

  31. Eisbruch A, Lyden T, Bradford CR, Dawson LA, Haxer MJ, Miller AE, Teknos TN, Chepeha DB, Hogikyan ND, Terrell JE, Wolf GT. Objective assessment of swallowing dysfunction and aspiration after radiation concurrent with chemotherapy for head-and-neck cancer. Int J Radiat Oncol Biol Phys. 2002;53(1):23–8. doi:S0360-3016(02)02712-8.

    Article  PubMed  Google Scholar 

  32. Eisbruch A, Schwartz M, Rasch C, Vineberg K, Damen E, Van As CJ, Marsh R, Pameuer FA, Balm AJM. Dysphagia and aspiration after chemoradiotherapy for head-and-neck cancer: which anatomic structures are affected and can they be spared by IMRT? Int J Radiat Oncol Biol Phys. 2004;60(5):1425–39. doi:10.1016/j.ijrobp.2004.05.050.

    Article  PubMed  Google Scholar 

  33. Feng FY, Kim HM, Lyden TH, Haxer MJ, Feng M, Worden FP, Chepeha DB, Eisbruch A. Intensity-modulated radiotherapy of head and neck cancer aiming to reduce dysphagia: early dose–effect relationships for the swallowing structures. Int J Radiat Oncol Biol Phys. 2007;68(5):1289–98. doi:10.1016/j.ijrobp.2007.02.049.

    Article  PubMed  Google Scholar 

  34. Goguen LA, Posner MR, Norris CM, Tishler RB, Wirth LJ, Annino DJ, Gagne A, Sullivan CA, Sammartino DE, Haddad RI. Dysphagia after sequential chemoradiation therapy for advanced head and neck cancer. Otolaryngol Head Neck Surg. 2006;134(6):916–22. doi:10.1016/j.otohns.2006.02.001.

    Article  PubMed  Google Scholar 

  35. Graner DE, Foote RL, Kasperbauer JL, Stoeckel RE, Okuno SH, Olsen KD, Sabri AN, Maragos NE, Cha SS, Sargent DJ, Strone SE. Swallow function in patients before and after intra-arterial chemoradiation. Laryngoscope. 2003;113:573–9.

    Article  PubMed  Google Scholar 

  36. Hutcheson KA, Barringer DA, Rosenthal DI, May AH, Roberts DB, Lewin JS. Swallowing outcomes after radiotherapy for laryngeal carcinoma. Arch Otolaryngol Head Neck Surg. 2008;134(2):178–83.

    Article  PubMed  Google Scholar 

  37. Hutcheson KA, Lewin JS, Barringer DA, Lisec A, Gunn GB, Moore MW, Holsinger FC. Late dysphagia after radiotherapy-based treatment of head and neck cancer. Cancer. 2012;118(23):5793–9. doi:10.1002/cncr.27631.

    Article  PubMed  Google Scholar 

  38. Kendall KA, McKenzie SW, Leonard RJ, Jones C. Structural mobility in deglutition after single modality treatment of head and neck carcinomas with radiotherapy. Head Neck. 1998;20:720–5.

    Article  PubMed  CAS  Google Scholar 

  39. Kendall KA, McKenzie SW, Leonard RJ, Jones C. Timing of swallowing events after single-modality treatment of head and neck carcinomas with radiotherapy. Ann Otol Rhinol Laryngol. 2000;109:767–75.

    PubMed  CAS  Google Scholar 

  40. Kotz T, Abraham S, Beitler JJ, Wadler S, Smith RV. Pharyngeal transport dysfunction consequent to an organ-sparing protocol. Arch Otolaryngol Head Neck Surg. 1999;125:410–3.

    Article  PubMed  CAS  Google Scholar 

  41. Kotz T, Costello R, Li Y, Posner MR. Swallowing dysfunction after chemoradiation for advanced squamous cell carcinoma of the head and neck. Head Neck. 2004;26(4):365–72.

    PubMed  Google Scholar 

  42. Lal P, Tiwari A, Verma A, Maria Das KJ, Baijal SS, Bajpai R, Jumar P, Srivastava A, Kumar S. Role of videofluorography in assessing functional abnormalities in patients of head and neck cancer treated with chemoradiotherapy. Asia Pac J Clin Oncol. 2009;5(4):264–9. doi:10.1111/j.1743-7563.2009.01241.x.

    Article  Google Scholar 

  43. Logemann JA, Rademaker AW, Pauloski BR, Lazarus CL, Mittal B, Brockstein B, MacCracken E, Haraf DJ, Vokes EE, Newman LA, Liu D. Site of disease and treatment protocol as correlates of swallowing function in patients with head and neck cancer treated with chemoradiation. Head Neck. 2006;28(1):64–73. doi:10.1002/hed.20299.

    PubMed  Google Scholar 

  44. Logemann JA, Pauloski BR, Rademaker AW, Lazarus CL, Gaziano J, Stachowiak L, Newman L, MacCracken E, Santa D, Mittal B. Swallowing disorders in the first year after radiation and chemoradiation. Head Neck. 2007;30(9):148–58. doi:10.1002/hed.20672.

    Google Scholar 

  45. Newman LA, Robbins KT, Logemann JA, Rademaker AW, Lazarus CL, Hamner A, Tusant S, Huang CF. Swallowing and speech ability after treatment for head and neck cancer with targeted intra-arterial versus intravenous chemoradiation. Head Neck. 2002;24(1):68–77. doi:10.1002/hed.10000.

    PubMed  Google Scholar 

  46. Pauloski BR, Rademaker AW, Logemann JA, Newman L, MacCracken E, Gaziano J, Stachowiak L. Relationship between swallow motility disorders on videofluorography and oral intake in patients treated for head and neck cancer with radiotherapy with or without chemotherapy. Head Neck. 2006;28(12):1069–76. doi:10.1002/hed.20459.

    Article  PubMed  Google Scholar 

  47. Smith RV, Kotz T, Beitler JJ, Wadler S. Long-term swallowing problems after organ preservation therapy with concomitant radiation therapy and intravenous hydroxyurea. Arch Otolaryngol Head Neck Surg. 2000;126(3):384–9.

    Article  PubMed  CAS  Google Scholar 

  48. Des Jarlais DC, Lyles C, Crepaz N. Improving the reporting quality of nonrandomized evaluations of behavioral and public health interventions: the TREND statement. Am J Public Health. 2004;94:361–6.

    Article  PubMed  Google Scholar 

  49. Schulz KF, Altman DG, Moher D. CONSORT 2010 Statement: updated guidelines for reporting parallel group randomised trials. BMJ. 2010;340:c332.

    Article  PubMed  Google Scholar 

  50. Ogilvie D, Fayter D, Petticrew M, Sowden A, Thomas S, Whitehead M, Worthy G. The harvest plot: a method for synthesising evidence about the differential effects of interventions. BMC Med Res Methodol. 2008;8(2):8–14. doi:10.1186/1471-2288-8-8.

    Article  PubMed  Google Scholar 

  51. Crowther M, Avenell A, MacLennan G, Mowatt G. A further use for the harvest plot: a novel method for the presentation of data synthesis. Res Synth Methods. 2011;2:79–83. doi:10.1002/jrsm.37.

    Article  Google Scholar 

  52. Leopold NA, Kagel MC. Pharyngo-esophageal dysphagia in Parkinson’s disease. Dysphagia. 1997;12:11–8.

    Article  PubMed  CAS  Google Scholar 

  53. Cartmill B, Cornwell P, Ward E, Davidson W, Nund R, Bettington C, Rahbari RM, Poulsen M, Porceddu S. Emerging understanding of dosimetric factors impacting on dysphagia and nutrition following radiotherapy for oropharyngeal cancer. Head Neck. 2013;35(8):1211–9. doi:10.1002/hed.23040.

    Article  PubMed  Google Scholar 

  54. Duprez F, Madani I, De Potter B, Boterberg T, De Neve W. Systematic review of dose–volume correlates for structures related to late swallowing disturbances after radiotherapy for head and neck cancer. Dysphagia. 2013;28(3):337–49. doi:10.1007/s00455-013-9452-2.

    Article  PubMed  Google Scholar 

  55. Fajardo LF, Berthrong M, Anderson RE. Alimentary tract. In: Fajardo LF, editor. Radiation pathology. Oxford: Oxford University Press; 2001. p. 209–17.

    Google Scholar 

  56. Popovtzer A, Cao Y, Feng FY, Eisbruch A. Anatomical changes in the pharyngeal constrictors after chemo-irradiation of head and neck cancer and their dose–effect relationships: MRI-based study. Radiother Oncol. 2009;93(3):510–5. doi:10.1016/j.radonc.2009.05.013.

    Article  PubMed  Google Scholar 

  57. Chang Y, Chen S, Lui LT, Wang T, Wang T, Hsiao T, Li Y, Lien I. Dysphagia in patients with nasopharyngeal cancer after radiation therapy: a videofluoroscopic swallowing study. Dysphagia. 2003;18(2):135–43. doi:10.1007/s00455-002-0096-x.

    Article  PubMed  Google Scholar 

  58. Dworkin JP, Hill SL, Stachler RJ, Meleca RJ, Kewson D. Swallowing function outcomes following nonsurgical therapy for advanced-stage laryngeal carcinoma. Dysphagia. 2006;21(1):66–74. doi:10.1007/s00455-005-9001-8.

    Article  PubMed  Google Scholar 

  59. Martin M, Lefaix J, Delanian S. TGF-beta1 and radiation fibrosis: a master switch and a specific therapeutic target? Int J Radiat Oncol Biol Phys. 2000;47:277–90.

    Article  PubMed  CAS  Google Scholar 

  60. Eisele DW, Koch DG, Tarazi AE, Jones B. Aspiration from delayed radiation fibrosis of the neck. Dysphagia. 1991;6:120–2.

    Article  PubMed  CAS  Google Scholar 

  61. Denham JW, Peters LJ, Johansen J, Poulsen M, Lamb DS, Hindley A, O’Brien PC, Spry NA, Penniment M, Krawitz H, Williamson S, Bear J, Tripcony L. Do acute mucosal reactions lead to consequential late reactions in patients with head and neck cancer? Radiother Oncol. 1999;52(2):157–64. doi:10.1016/S0167-8140(99)00107-3.

    Article  PubMed  CAS  Google Scholar 

  62. Dörr W, Hendry JH. Consequential late effects in normal tissues. Radiother Oncol. 2001;61(3):223–31. doi:10.1016/S0167-8140(01)00429-7.

    Article  PubMed  Google Scholar 

Download references

Conflict of interest

The authors have no conflict of interest to disclose.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Laurelie R. Wall.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Wall, L.R., Ward, E.C., Cartmill, B. et al. Physiological Changes to the Swallowing Mechanism Following (Chemo)radiotherapy for Head and Neck Cancer: A Systematic Review. Dysphagia 28, 481–493 (2013). https://doi.org/10.1007/s00455-013-9491-8

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00455-013-9491-8

Keywords

Navigation