Skip to main content
Log in

Two routes of control: evidence from case transmission in Russian

  • Original Paper
  • Published:
Natural Language & Linguistic Theory Aims and scope Submit manuscript

Abstract

The unpronounced subject of infinitives, PRO, bears standard case, which is reflected on agreeing predicative elements in languages like Russian, Icelandic, Ancient Greek, etc. This case can be independent from the case of the controller DP, or identical to it (‘case transmission’). We report the findings of a novel study of case transmission in Russian, based on data collected from 30 speakers. The findings contradict some key generalizations that have gone unchallenged in the field for decades; specifically, case transmission is much more prevalent than previously assumed, often co-occurring with the option of independent case. The pattern of case transmission is determined by the interaction of a complex set of factors—the grammatical function of the controller, the shape of the complementizer, the type of control relation (exhaustive or partial), and more. The proposed analysis builds on “The Agreement Model of Obligatory Control (OC)” (Landau 2000, 2004, 2006) and strongly supports the claim that OC exploits two routes—either a direct Agree relation with PRO, or one mediated by the infinitival C. It is derivationally local and free of the “look-ahead” properties inherent to earlier accounts. Finally, we provide a description of the documented crosslinguistic variation in this domain, and situate it within a tight typological model.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Andrews, Avery D. 1971. Case agreement of predicate modifiers in Ancient Greek. Linguistic Inquiry 2: 127–151.

    Google Scholar 

  • Andrews, Avery D. 1976. The VP-complement analysis in Modern Icelandic. In NELS 6: proceedings of the 6th meeting of the North Eastern Linguistic Society, eds. Joan Maling, and Annie Zaenen, 1–21. Amherst: GLSA. [Reprinted in Modern Icelandic syntax, eds. Joan Maling and Annie Zaenen. Vol.  24 of Syntax and semantics, 165–185. San Diego: Academic Press.].

    Google Scholar 

  • Andrews, Avery D. 1982. The representation of case in Modern Icelandic. In The mental representation of grammatical relations, ed. Joan Bresnan, 424–503. Cambridge: MIT Press.

    Google Scholar 

  • Andrews, Avery D. 1990. Case structures and control in Modern Icelandic. In Modern Icelandic syntax, eds. Joan Maling, and Annie Zaenen. Vol. 24 of Syntax and semantics, 187–234. San Diego: Academic Press.

    Google Scholar 

  • Babby, Leonard H. 1991. Noncanonical configurational case assignment strategies. In Cornell working papers in linguistics, vol. 9, eds. Almeida Toribio, and Wayne Harbert, 1–55. Ithaca: Cornell University Press.

    Google Scholar 

  • Babby, Leonard H. 1998. Subject control as direct predication: evidence from Russian. In Proceedings of the 6th meeting of formal approaches to Slavic linguistics, eds. Željko Boškovič, Steven Franks, and William Snyder, 17–37. Ann Arbor: Michigan Slavic Publications.

    Google Scholar 

  • Babby, Leonard H., Steven Franks. 1998. The syntax of adverbial participles in Russian revisited. Slavic and East European Journal 42: 117–149.

    Article  Google Scholar 

  • Bailyn, John F. 2001. The syntax of Slavic predicate case. In ZAS occasional papers in linguistics, vol. 22, eds. Gerhard Jäger, Anatoli Strigin, Chris Wilder, and Niina Zhang, 1–26. Berlin: Zentrum für Allgemeine Sprachwissenschaft.

    Google Scholar 

  • Baker, Mark. 1988. Incorporation: a theory of grammatical function changing. Chicago: University of Chicago Press.

    Google Scholar 

  • Baker, Mark. 1996. The polysynthesis parameter. New York: Oxford University Press.

    Google Scholar 

  • Bobaljik, Jonathan, and Idan Landau. 2007. Icelandic control is not A-movement: the case from case. Linguistic Inquiry (to appear).

  • Boeckx, Cedric, and Norbert Hornstein. 2006. Control in Icelandic and theories of control. Linguistic Inquiry 37: 591–606.

    Article  Google Scholar 

  • Bošković, Željko. 1994. D-structure, theta-criterion and movement into theta-positions. Linguistic Analysis 24: 247–286.

    Google Scholar 

  • Bošković, Željko. 2001. On the nature of the syntax-phonology interface: cliticization and related phenomena. Oxford: Elsevier Science.

    Google Scholar 

  • Bošković, Željko, and Howard Lasnik. 2003. On the distribution of null complementizers. Linguistic Inquiry 34: 527–546.

    Article  Google Scholar 

  • Carnie, Andrew, and Heidi Harley. 1997. PRO, the EPP and nominative case: evidence from Irish infinitivals. In University of Pennsylvania working papers in linguistics, vol. 4, eds. Charles Boberg, Miriam Meyerhoff, and Stephanie Strassel, 71–86.

  • Cecchetto, Carlo, and Renato Oniga. 2004. A challenge to null case theory. Linguistic Inquiry 35: 141–149.

    Article  Google Scholar 

  • Chomsky, Noam. 1980. On binding. Linguistic Inquiry 11: 1–46.

    Google Scholar 

  • Chomsky, Noam. 1981. Lectures on government and binding. Berlin: Mouton de Gruyter.

    Google Scholar 

  • Chomsky, Noam. 2000. Minimalist inquiries: the framework. In Step by step: essays on minimalist syntax in honor of Howard Lasnik, eds. Roger Martin, David Michaels, and Juan Uriagereka, 89–155. Cambridge: MIT Press.

    Google Scholar 

  • Chomsky, Noam. 2001. Derivation by phase. In Ken Hale: a life in language, ed. Michael Kenstowicz, 1–52. Cambridge: MIT Press.

    Google Scholar 

  • Comorovski, Ileana. 1985. Control and obviation in Romanian. In ESCOL 2: proceedings of the eastern states conference on linguistics, eds. Soonja Choi, Dan Devitt, Wynn Janis, Terry McCoy, and Zheng-Sheng Zhang, 47–56. Ithaca: CLC Publications.

    Google Scholar 

  • Comrie, Bernard. 1974. The second dative: a transformational approach. In Slavic transformational syntax, Michigan Slavic materials, No. 10, eds. Richard Brecht, and Catherine Chvany, 123–150. Ann Arbor: Michigan University Press.

    Google Scholar 

  • Fleisher, Nicholas. 2006. Russian dative subjects, case and control. Manuscript, University of California, Berkeley.

  • Franks, Steven. 1990. Case, configuration and argumenthood: reflections on the second dative. Russian Linguistics 14: 231–254.

    Google Scholar 

  • Franks, Steven. 1995. Parameters of Slavic morphosyntax. New York: Oxford University Press.

    Google Scholar 

  • Franks, Steven. 1998. Parameters of Slavic morphosyntax revisited: a minimalist retrospective. In Proceedings of the 6th meeting of formal approaches to Slavic linguistics, eds. Željko Boškovič, Steven Franks, and William Snyder, 134–165. Ann Arbor: Michigan Slavic Publications.

    Google Scholar 

  • Franks, Steven, and Norbert Hornstein. 1992. Secondary predication in Russian and proper government of PRO. In Control and grammar, eds. Richard Larson, Sabine Iatridou, Utpal Lahiri, and James Higginbotham, 1–50. Dordrecht: Kluwer.

    Google Scholar 

  • Fukui, Naoki. 1999. An A-over-A perspective on locality. In Linguistics: in search of the human mind, ed. Kazuko Inoue, 109–129. Tokyo: Kaytakusha.

    Google Scholar 

  • Gallego, Ángel J., and Juan Uriagereka. 2007. Conditions on sub-extraction. In Coreference, modality, and focus, eds. Luis Eguren, and Olga Fernández Soriano, 45–70. Amsterdam: John Benjamins.

    Google Scholar 

  • Gonzalez, Nora. 1990. Unusual inversion in Chilean Spanish. In Studies in relational grammar, eds. Paul Postal, and Brian Joseph, 87–103. Chicago: University of Chicago Press.

    Google Scholar 

  • Greenberg, Gerald R. 1983. Another look at the second dative and related subjects. Linguistic Analysis 11: 167–218.

    Google Scholar 

  • Greenberg, Gerald R. 1989. Dative subjects and the second dative within Slavic. Digest for Philology and Linguistics 32: 45–57.

    Google Scholar 

  • Greenberg, Gerald R., and Steven Franks. 1991. A parametric approach to dative subjects and the second dative in Russian. Slavic and East European Journal 35: 71–97.

    Article  Google Scholar 

  • Haeberli, Eric. 2003. Categorial features as the source of EPP and abstract case phenomena. In New perspectives on case theory, eds. Ellen Brandner, and Heike Zinsmeister, 89–126. Stanford: CSLI Publications.

    Google Scholar 

  • Harley, Heidi. 1995. Subjects, events and licensing. PhD Dissertation, MIT.

  • Harley, Heidi. 2000. Irish, the EPP and PRO. Manuscript, University of Arizona, Tucson.

  • Holmberg, Andres, and Thorbjörg Hróarsdóttir. 2003. Agreement and movement in Icelandic raising constructions. Lingua 113: 997–1019.

    Article  Google Scholar 

  • Hornstein, Norbert. 2003. On control. In Minimalist syntax, ed. Randall Hendrick, 6–81. Oxford: Blackwell Publishing.

    Chapter  Google Scholar 

  • Hudson, Richard. 2003. Case agreement, PRO and structure sharing. Research in Language 1: 7–33.

    Google Scholar 

  • Jackendoff, Ray, and Peter W. Culicover. 2003. The semantic basis of control in English. Language 79: 517–556.

    Article  Google Scholar 

  • Kawasaki, Noriko. 1993. Control and arbitrary interpretation in English. PhD Dissertation, University of Massachusetts, Amherst.

  • Lakoff, George. 1970. Global rules. Language 46: 627–639.

    Article  Google Scholar 

  • Landau, Idan. 2000. Elements of control: structure and meaning in infinitival constructions. Dordrecht: Kluwer.

    Google Scholar 

  • Landau, Idan. 2003. Movement out of control. Linguistic Inquiry 34: 471–498.

    Article  Google Scholar 

  • Landau, Idan. 2004. The scale of finiteness and the calculus of control. Natural Language and Linguistic Theory 22: 811–877.

    Article  Google Scholar 

  • Landau, Idan. 2006. Severing the distribution of PRO from case. Syntax 9: 153–170.

    Article  Google Scholar 

  • Landau, Idan. 2007. Movement-resistant aspects of control. In New horizons in the analysis of control and raising, eds. William D. Davies, and Stanley Dubinsky, 293–325. Dordrecht: Springer.

    Chapter  Google Scholar 

  • Larson, Richard. 1988. On the double object construction. Linguistic Inquiry 19: 335–391.

    Google Scholar 

  • Lyngfelt, Benjamin. 1999. Optimal control: an OT perspective on the interpretation of PRO in Swedish. Working Papers in Scandinavian Syntax 63: 75–104.

    Google Scholar 

  • Madariaga, Nerea. 2006. Why Russian semi-predicative items always agree. Journal of Slavic Linguistics 14: 45–78.

    Google Scholar 

  • Marantz, Alec. 1993. Implications of asymmetries in double object constructions. In Theoretical aspects of Bantu grammar, ed. Sam A. Mchombo, 113–150. Stanford: CSLI Publications.

    Google Scholar 

  • Marantz, Alec. 2000. Case and licensing. In Arguments and case: explaining Burzio’s generalization, ed. Eric Reuland, 11–30. Amsterdam: John Benjamins.

    Google Scholar 

  • McFadden, Thomas. 2004. The position of morphological case in the derivation: a study on the syntax-morphology interface. PhD dissertation, University of Pennsylvania.

  • Mulder, René. 1991. An empty head for object control. In Proceedings of the twenty first annual meeting of the North Eastern Linguistic Society, ed. Tim Sherer, 293–307. Amherst: GLSA Publications.

    Google Scholar 

  • Neidle, Carol. 1982. Case agreement in Russian. In The mental representation of grammatical relations, ed. Joan Bresnan, 391–426. Cambridge: MIT Press.

    Google Scholar 

  • Neidle, Carol Jan. 1988. The role of case in Russian syntax. Dordrecht: Kluwer.

    Google Scholar 

  • Park, Jong-Un, and Myung-Kwan Park. 2004. Intervention effects in experiencer constructions and their implications for the theory of Move and Agree. Studies in Generative Grammar 14: 199–224.

    Google Scholar 

  • Pesetsky, David. 1991. Zero syntax II: an essay on infinitives. Manuscript, MIT.

  • Przepiórkowski, Adam, and Alexandr Rosen. 2005. Czech and Polish raising/control with or without structure sharing. Research in Language 3: 33–66.

    Google Scholar 

  • Pylkkänen, Liina. 2002. Introducing arguments. PhD dissertation, MIT.

  • Quicoli, Antonio C. 1982. The structure of complementation. Brussels: E. Story-Scientia Gent.

    Google Scholar 

  • Richards, Norvin. 1998. The principle of minimal compliance. Linguistic Inquiry 29: 599–629.

    Article  Google Scholar 

  • Richards, Norvin. 1999. Complementizer cliticization in Tagalog and English. In Toronto working papers in linguistics 16, vol. 2: proceedings of the sixth meeting of the Austronesian Formal Linguistics Association, eds. Carolyne Smallwood, and Catherine Kitto, 297–312. Toronto: University of Toronto.

    Google Scholar 

  • Richardson, Kylie. 2001. What secondary predicates in Russian tell us about the link between tense, aspect and case. In Syntax of predication, ed. Niina Zhang. Vol. 26 of ZAS Papers in Linguistics, 1–25. Berlin: Zentrum für Allgemeine Sprachwissenschaft.

    Google Scholar 

  • Rouveret, Alain, and Jean-Roger Vergnaud. 1980. Specifying reference to the subject: French causatives and conditions on representations. Linguistic Inquiry 11: 97–202.

    Google Scholar 

  • San-Martin, Itziar. 2004. On subordination and the distribution of PRO. PhD dissertation, University of Maryland.

  • Schein, Barry. 1982. Nonfinite complements in Russian. In Papers in syntax: MIT working papers in linguistics, vol. 4, eds. Alec Marantz, and Tim Stowell, 217–243. Cambridge: MIT Press.

    Google Scholar 

  • Sigurðsson, Halldór A. 1991. Icelandic case-marked PRO and the licensing of lexical arguments. Natural Language and Linguistic Theory 9: 327–363.

    Article  Google Scholar 

  • Sigurðsson, Halldór A. 2002. To be an oblique subject: Russian vs. Icelandic. Natural Language and Linguistic Theory 20: 691–724.

    Article  Google Scholar 

  • Sigurðsson, Halldór A. 2003. Case: Abstract vs. morphological. In New perspectives on case theory, eds. Ellen Brandner, and Heike Zinsmeister, 223–268. Stanford: CSLI Publications.

    Google Scholar 

  • Sigurðsson, Halldór A. 2006. PF Is more ‘syntactic’ than often assumed. Working Papers in Scandinavian Syntax 77: 101–128.

    Google Scholar 

  • Sigurðsson, Halldór A. 2008. The case of PRO. Natural Language and Linguistic Theory 26: 403–450.

    Article  Google Scholar 

  • Starke, Michal. 2001. Move dissolves into merge: a theory of locality. PhD dissertation, University of Geneva.

  • Tallerman, Maggie. 1998. The uniform case-licensing of subjects in Welsh. The Linguistic Review 15: 69–133.

    Article  Google Scholar 

  • Thráinsson, Höskuldur. 1979. On complementation in Icelandic. New York: Garland Press.

    Google Scholar 

  • Williams, Edwin. 1992. Adjunct control. In Control and grammar, eds. Richard Larson, Sabine Iatridou, Utpal Lahiri, and James Higginbotham, 297–322. Dordrecht: Kluwer.

    Google Scholar 

  • Wurmbrand, Susi. 2003. Infinitives: restructuring and clause structure. New York: Mouton de Gruyter.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Idan Landau.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Landau, I. Two routes of control: evidence from case transmission in Russian. Nat Language Linguistic Theory 26, 877–924 (2008). https://doi.org/10.1007/s11049-008-9054-0

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11049-008-9054-0

Keywords

Navigation