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Animation: the fundamental, essential, and properly descriptive concept

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Abstract

As its title indicates, this article shows animation to be the fundamental, essential, and properly descriptive concept to understandings of animate life. A critical and constructive path is taken toward an illumination of these threefold dimensions of animation. The article is critical in its attention to a central linguistic formulation in cognitive neuroscience, namely, enaction; it is constructive in setting forth an analysis of affectivity as exemplar of a staple of animate life, elucidating its biological and existential foundations in animation.

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Notes

  1. Sinnott (1963).

  2. Aristotle (200b12). Aristotle went on to emphasize, “We must therefore see that we understand what motion is; for if it were unknown, nature too would be unknown” (200b13-14).

  3. For more on an evolutionary-existential relationship, see Sheets-Johnstone (1986, 2008). For more on the relationship between biology and phenomenology, see Sheets-Johnstone (2007a).

  4. Curtis (1975).

  5. See also Schneirla (1959).

  6. Sheets-Johnstone (1999a, 2006).

  7. See Varela et al. (1991) and Thompson (2007).

  8. Thompson (2007, p. 13).

  9. Ibid., p. 364.

  10. Varela et al. (1991). The word enaction as defined originally by Varela, Thompson, and Rosch reads: “We propose as a name the term enactive to emphasize the growing conviction that cognition is not the representation of a pregiven world by a pregiven mind but is rather the enactment of a world and a mind on the basis of a history of the variety of actions that a being in the world performs” (Ibid., p. 9).

  11. For example, Hanna and Thompson (2003). The topic ‘neurophenomenology’ was initiated by Varela (1996, 1999).

  12. Thompson (2007).

  13. Thompson relies on language as well as on ideas. His reliance on language to connote rather than on experience to demonstrate is evident in his immediate follow-up remarks on intentionality and its “dynamic striving” for “fulfillment.” After citing Husserl’s “drive-intentionality” and Patočka’s term “‘e-motion’” for such intentionality, Thompson states, “This term [‘e-motion’] connotes movement.” He goes on to explain that the “instigation” of movement is by “‘impressional affectivity’,” and the dynamic of “‘constant attraction and repulsion’,” the latter two quotes being from Patočka’s writings (Ibid., p. 364). Clearly, in this instance too, “connoting movement” is vastly different from describing movement in the flesh via phenomenological analysis and in turn discovering and elucidating the dynamic congruency obtaining between emotions and movement. Whether by way of lexical or ideational connotation, emotions and their relationship to movement remain abysmally underexamined in Thompson’s account.

  14. Sheets-Johnstone (2006b). English translation of same (“On the Nature of Trust”) appears as Chapter 7 in (2008) (Originally invited paper at symposium on Trust, École des Hautes Études en Sciences sociales, September 2003.).

  15. de Rivera (1977, p. 11).

  16. Bull (1951, pp. 59 and 85), respectively.

  17. Hartvig (1977, p. 4).

  18. See Sheets-Johnstone (1999a) for a full discussion of both Bull’s and de Rivera’s analyses.

  19. Thompson (2007, pp. 361, 363–364) respectively.

  20. Ibid., pp. 376–377; see the original “generic” use of the example in Varela and Depraz (2005).

  21. Thompson (2007, p. 14).

  22. Ibid., pp. 360–381.

  23. Ibid., p. 365.

  24. Ibid.

  25. Ibid., p. 381.

  26. Ibid., pp. 362–366.

  27. Ibid., pp. 360–381.

  28. Ibid., pp. 354–355.

  29. Patočka (1998 [1968–1969], p. 40).

  30. Husserl (1970, 1989).

  31. Patočka (1998 [1968–1969], p. 40).

  32. Sheets-Johnstone (1999b).

  33. Ibid., e.g., pp. 135, 216, 251, 271.

  34. Patočka (1998 [1968–1969], p. 41).

  35. Thompson (2007, p 361).

  36. Sheets-Johnstone (1999b, Chap. 5).

  37. Ibid., p. 266.

  38. Ibid., e.g., pp. 136–138, 232–234.

  39. Ibid., e.g., pp. 113, 243–244, 271.

  40. Ibid., e.g., pp. 134–135, 161, 227, 230–232.

  41. Spitz (1983).

  42. Sheets-Johnstone (1999b, p. 132). Our awareness of our own movement, however, is not everywhere and always at the focal point of our attention. Indeed, infancy apart, kinesthesia is commonly marginalized in everyday human awarenesses. “Any time we care to turn our attention to it, however, there it is” (Ibid., p. 517).

  43. Kelso (1995, pp. 162–164).

  44. Thompson (2007, pp. 229, 231).

  45. Ibid., p. 161.

  46. Ibid., p. 162.

  47. Ibid., p. 161; italics added.

  48. Ibid., p. 162.

  49. Ibid.

  50. Ibid.

  51. Ibid.

  52. In truth, they are motivated in just the sense that Thompson claims “protention is motivated” (Thompson 2007, p. 361).

  53. Ibid., p. 13.

  54. Keeton and Gould (1986, p. 452).

  55. Darwin’s classic statement concerning the mental capacities of ants is relevant in this context:

    “It is certain that there may be extraordinary mental activity with an extremely small absolute mass of nervous matter: thus the wonderfully diversified instincts, mental powers, and affections of ants are generally known, yet their cerebral ganglia are not so large as the quarter of a small pin’s head. Under this latter point of view, the brain of an ant is one of the most marvellous atoms of matter in the world, perhaps more marvellous than the brain of man” (Darwin 1981, p. 145).

  56. Sheets-Johnstone (2010).

  57. Sheets-Johnstone (1999b, Chap. 2).

  58. Curtis (1975, p. 290).

  59. Macnab (1982).

  60. Curtis and Sue Barnes (1989, p. 131) and Curtis (1975, p. 297).

  61. Sheets-Johnstone (1999b); see Laverack (1976), Dorsett (1976), and Lissman (1950).

  62. Sperry (1939, p. 295).

  63. Sperry (1952, p. 309), Sheets-Johnstone (1999b, pp. 436–437), and Kelso (1995).

  64. It is notable that self-movement was present at the inauguration of life on this planet. Though a sizable, even temporally unimaginable evolutionary gap exists between Monera and Protists on the one hand and Animals on the other—bacteria originated 3–3½ billion years ago, protists 1.2–1.4 billion years ago, while the first insects appeared only 400+ million years ago, and the first birds and mammals only 180+ million years ago (Curtis 1975, p. 307; Keeton and Gould 1986, p. 152)—self-movement abides across the enormous span of time. In fact, along with chromosomes, i.e., the presence of DNA, motility is the only evolutionary character present, though at near nil representation in Fungi and Plants, across all major evolutionary groups (see Curtis 1975, p. 288).

  65. Thompson (2007, pp. 362–366 and pp. 215–218, respectively).

  66. Curtis (1975, p. 288).

  67. Merleau-Ponty (1968).

  68. von Uexküll (1928, 1957); see also Cassirer (1970). Cassirer explains (p. 251) why there are Umwelts: “Every organism … has a world of its own because it has an experience of its own.”.

  69. Thompson (2007, p. 354).

  70. Ibid., p. 355; italics added.

  71. Panksepp (2005).

  72. Schmahmann (2000, p. ix).

  73. Thompson (2007, pp. 354–355).

  74. Moreover if sentience “is evidently not organized according to sensory modality,” but “pervade[s] all sensory experience,” is the word not simply a twenty-first century lexical remake of the nineteenth century word ‘coenesthesia’?

  75. Nagel (1974). See below for further discussion and examples.

  76. Stern (1985, 1990).

  77. Ibid.; see also Sheets-Johnstone (1999b, Chap. 5).

  78. Thompson (2007, p. 355).

  79. The term animate organism comes from Husserl, who uses it throughout his writings. See below in this text.

  80. Merker (2007).

  81. Bruce (2007).

  82. Raichle (2006).

  83. Ibid., p. 1249.

  84. Ibid., p. 1250.

  85. Ibid.

  86. Husserl (1964).

  87. Thompson (2007, p. 371).

  88. Ibid., pp. 236–237; see also Sheets-Johnstone (2008, Chaps. V and VIII).

  89. Hanna and Thompson (2003) and Thompson (2007).

  90. Thompson (2007, p. 237); see also Zahavi (1999, 2000, 2005).

  91. Husserl (1970, 1973, 1980, 1989). Though Darwin did not write about animate organisms as such, he certainly wrote similarly of human and nonhuman animals, their mental powers and their emotions (Darwin 1981 [1871], 1965 [1872]), giving attention throughout to evolutionary continuities. See Darwin (1981 [1871], 1965 [1872]).

  92. Husserl (1970, pp. 331–332).

  93. The challenge at times begins with an understanding of experience itself. Surely it is intact living individuals who experience, not brains any more than livers or cochlea. While certainly contributing to understandings of the neural architecture of emotions, neuroscientist Jaak Panksepp, perhaps as a result of the present climate of apotheosizing the brain, contributes also to an already astonishing number of experiential attributions to the brain. He writes, for example, “In my view, emotional feelings represent only one category of affects that brains experience” (Panksepp 2005, p. 162). Other examples from equally prominent neuroscientists: “If you see the back of a person’s head, the brain infers that there is a face on the front of it” (Crick and Koch 1992, p. 153); “An object’s image varies with distance, yet the brain can ascertain its true size” (Zeki 1992, p. 69); “When stimulated from within the brain, these systems (neural systems in the left hemisphere that “represent phonemes, phoneme combinations and syntactic rules for combining words”) assemble word-forms and generate sentences to be spoken or written” (Damasio and Damasio 1992, p. 89).

  94. Varela (1999), Varela and Depraz (2005) and Thompson (2007).

  95. Heidegger (1962, p. 98).

  96. Varela (1999, p. 299).

  97. Ibid., pp. 299–300; italics in original.

  98. Ibid., p. 299.

  99. Thompson (2007, pp. 361, 374–375).

  100. Varela (1999, p. 132).

  101. Ibid.

  102. Luria (1966, 1973).

  103. Varela and Depraz (2005, pp. 67–68).

  104. See Sheets-Johnstone (1999b, Chap. III) and Sheets-Johnstone (2006a, pp. 371ff).

  105. Stern (1985).

  106. Varela and Depraz (2005) and Thompson (2007).

  107. Thompson (2007, p. 376).

  108. Ibid., p. 361.

  109. Ibid., pp. 374–375.

  110. Ibid., pp. 376–377.

  111. For an indication of how these are different emotions in a scientifically determined sense, see, for example, Landis and Hunt (1939), on the startle reflex and Darwin, The Expression of the Emotions in Man and Animals on surprise and fear. For a phenomenological exposition of how startle and fear are pathologically related in schizophrenia, see Sheets-Johnstone (2007b), target article with commentaries and response.

  112. Thompson (2007, p. 377).

  113. Varela and Depraz (2005, pp. 68, 69) respectively.

  114. Thompson (2007).

  115. Nöe (2004). It is odd that Nöe takes the concept of profiles and the perspectival aspect of objects from Husserl without making reference to Husserl. Obviously the words do not belong exclusively to Husserl’s phenomenology, but Nöe’s use of them—“sensorimotor profiles” and “perspectival properties”—clearly derives from Husserl’s seminal notion of profiles and the perspectival experience of objects. Moreover Nöe’s ensuing emphasis on “self-actuated movement” as the key to everyday perception—“Only through self-movement can one test and so learn relevant patterns of sensorimotor dependence” (p. 13)—is a reiteration of what Husserl recognized and identified experientially as the “unitary accomplishment which arises essentially out of the playing together of two correlatively related functions” (Husserl 1989, p. 63; italics in original), namely, the coordinate systems of sensing and moving: perception and kinesthesia.

    It is odd too that in his book titled Action in Perception, Nöe mentions kinesthesis a total of three times, an under-acknowledgment that is at variance with his requirement that “A neuroscience of perceptual consciousness must be an enactive neuroscience—that is, a neuroscience of embodied activity, rather than a neuroscience of brain activity” (p. 227). In fact, his enactive, or as he terms it, sensorimotor “approach to perception,” in which human “possession of sensorimotor skill” figures centrally (p. 33), belies the required ‘embodied’ rather than ‘brain’ neuroscience. ‘Sensorimotor skill’ is conceptually and linguistically oxymoronic, a conceptual-linguistic marriage of two incompatible bed-fellows, the one motorological, the other experiential. We do not experience our skills motorically but kinesthetically, that is, we experience them and indeed learn them to begin within hands-on, first-person experience, any and all references to something ‘motor’ being patently a reference to non-experienced brain areas.

    Finally, although Nöe affirms that “perceiving is a kind of skillful bodily activity” (p. 2), that we possess “a battery of sensorimotor skills” (p. 87), that “seeing requires sensorimotor knowledge” (p. 103), that things have “definite sensorimotor profile[s]” (p. 117), and so on, he never brings to light the experiential realities of movement undergirding such activity, skills, knowledge and profiles, nor does he explain just how “self-movement” generates skill in the first place. On the contrary, he states simply that “You have an implicit practical mastery of … patterns of change” with respect to your own movement (ibid.). Surely we should ask where our implicit practical mastery comes from and on what it depends. Just as surely we would find, if we examined the matter, that the answer involves familiarity, a familiarity constituted on the basis of having learned one’s body and learned to move oneself (Sheets-Johnstone 1999b, Chap. 5). Just as surely too we would find that it involves what Husserl emphasizes many times over as the free play of kinestheses, “an essential part of the constitution of spatiality” (Husserl 1989, p. 63) and what child psychologist Jerome Bruner speaks of as “agentivity,” that is, an infant’s and young child’s avid and central interest in agent and action Bruner (1990). Indeed, Nöe’s account, being devoid of a developmental history, is adultist: no reference is made, for example, to well-known child psychologists Esther Thelen’s and Linda Smith’s analyses of the dynamics of movement and kinesthesia (Thelen and Smith 1994); of child psychologist Lois Bloom’s discussion of the centrality of consequential relationships in infant development, relationships that, being noticed by infants, are clearly nonlinguistic (Bloom 1993); of infant-child psychiatrist Daniel Stern’s discussion of self-agency (Stern 1985); and so on. All of these research citations would provide a foundation for his affirmation that “self-movement” is the basis of learning and of “skillful bodily activity.” The absence of the foundation is particularly striking in view of his concluding affirmation that “[a]n account of consciousness as a natural phenomenon will be a tale, not about the brain, but about our active lives” (p. 231).

    In sum, Nöe’s usage and re-wording of Husserlian phenomenology appear to be ways of cognitivizing Husserl’s insights for analytical consumption. Just as enactivists argue against computationalist and representationalist views of knowledge (cognition, perception, and so on) and in the process put experience into a language that fellow scientists and philosophers of various persuasion will understand, so Nöe and cohort sensorimotorists argue against a propositionalist view of knowledge (cognition, perception, and so on) and in the process put experience into a language that fellow analytic philosophers of mind will understand.

  116. Sheets-Johnstone (2005); presented originally as Keynote Address at conference on (Neuro)phenomenological, (Neuro)psychoanalytical and Neuroscientific Perspectives,” Ghent University, March–April 2003. On “body image” and “body schema,” respectively, cf. Gallagher (2000, 2005).

  117. Sheets-Johnstone (1990, 2005).

  118. Kelso (1995) and Kelso and Engstrom (2006). See also Sheets-Johnstone (2004).

  119. Varela and Depraz (2005, p. 68) and Thompson (2007, p. 376).

  120. Varela and Depraz (2005, p. 68).

  121. Thompson (2007, p. 376).

  122. See Sheets-Johnstone (1990); on the topic of “comsigns,” see also Altmann (1967). To answer specifically to a reviewer’s concern, I should perhaps state explicitly that, with respect to emotions and affectivity, I am not presenting a phenomenological developmental account as played out in ontogenetical social relations. What I am presenting is a phenomenological exposition of the nature of emotion as it is engendered by and in the primal phenomenon of animation. In other words, I am giving a phenomenological description of the ground floor of affectivity and emotions, their “root soil” (Husserl 1989, p. 292), which is animation, precisely as implied if not explicitly evident in Husserl’s consistent concern with the animate, i.e., with the animate organism. A developmental history of intersubjectivity in the form of social affectivity is thus not the theme of this article, a theme that would necessitate not just phenomenological descriptions focused on exacting ontogenetical elucidations of our emotional maturation vis-a-vis parents, caretakers, playmates, and so on, but precisely, as indicated in the text, a phenomenological account of pan-cultural human tactile-kinesthetic invariants to begin with.

  123. Stern (1985, 1990) and Sheets-Johnstone (1999a, b).

  124. Sheets-Johnstone (1999b, Chap. 5).

  125. Husserl (1989).

  126. Sheets-Johnstone (1994).

  127. For seemingly open-ended “embodiments,” including even “embodied movement,” see Gibbs (2006).

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Correspondence to Maxine Sheets-Johnstone.

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Sheets-Johnstone, M. Animation: the fundamental, essential, and properly descriptive concept. Cont Philos Rev 42, 375–400 (2009). https://doi.org/10.1007/s11007-009-9109-x

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  • DOI: https://doi.org/10.1007/s11007-009-9109-x

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