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Predicativity and Structuralism in Dedekind’s Construction of the Reals

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Abstract

It is a commonly held view that Dedekind’s construction of the real numbers is impredicative. This naturally raises the question of whether this impredicativity is justified by some kind of Platonism about sets. But when we look more closely at Dedekind’s philosophical views, his ontology does not look Platonist at all. So how is his construction justified? There are two aspects of the solution: one is to look more closely at his methodological views, and in particular, the places in which predicativity restrictions ought to be applied; another is to take seriously his remarks about the reals as things created by the cuts, instead of considering them to be the cuts themselves. This can lead us to make finer-grained distinctions about the extent to which impredicative definitions are problematic, since we find that Dedekind’s use of impredicative definitions in analysis can be justified by his (non-Platonist) philosophical views.

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Notes

  1. Tout ce qui contient une variable apparante doit être exclu des valeurs possibles de cette variable.

  2. The literature contains many different definitions of impredicativity, but the differences among them are not the subject of this paper. But for further discussion on the variety of such definitions, see George (1987).

  3. The term “predicative” was only coined after Dedekind’s work had already appeared, and after the theory of sets was more fully developed. But although we do not find any direct commentary by Dedekind on this matter, we will see that certain considerations he raises can easily be read as having some bearing on the question of predicativity.

  4. A more common translation of the term “Schnitt” is cut, but Stillwell translates this as “section”, so I will follow his translation.

  5. This lets us view the reals as a structure \(\langle {\mathfrak{R}}, <, +, -, \times, \backslash \rangle.\)

  6. See Hallett (1984).

  7. See Reck (2003) for more discussion of Dedekind as a logical structuralist, and a comparison of logical structuralism to other structuralist views.

  8. For more discussion of Dedekind’s view of creation and the reasons why it should not be seen as psychologistic, see Tait (1996) and Reck (2003).

  9. Stein (1988) was the first paper in the relatively recent literature to emphasize this general point, which has also been discussed more recently in Reck (2009).

  10. In fact, in the disagreement between Kronecker and Dedekind on the correct formulation of the theory of ideal divisors, we find an analogue of the situation here.

  11. This amounts to adopting the system ACA0. Feferman (1999) discusses this system in more detail, but we are only interested in it here as a point of contrast to Dedekind’s system.

  12. Admittedly, a less ontologically loaded version of Platonism, such as the one articulated by Bernays, which “does not claim to be more than, so to speak, an ideal projection of a domain of thought (Bernays 1934, p. 261)” might end up being compatible with Dedekind’s views. But it is at least clear that Dedekind does not justify impredicative definitions along the more contemporary Platonist lines suggested by, for instance, Gödel.

  13. This quote appears in a paper by Parsons in which he criticizes a version of structuralism he calls Dedekindian, but later suggests an improved structuralist view. Given the characterization in Reck (2003) which I follow here, Dedekind’s actual view seems quite similar to the improved structuralism Parsons articulates in that paper. This improved version does not try to be entirely eliminativist.

  14. See, for instance, Edwards (1983), on Dedekind’s use of sets in ideal theory.

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Acknowledgements

I would like to thank Jeremy Avigad and Solomon Feferman for extremely helpful discussions about this paper, as well as an audience at the Society for Exact Philosophy meeting in Vancouver at which a preliminary version of this paper was presented. Finally, I would like to thank two anonymous referees for their constructive and insightful feedback on this paper.

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Yap, A. Predicativity and Structuralism in Dedekind’s Construction of the Reals. Erkenn 71, 157–173 (2009). https://doi.org/10.1007/s10670-009-9179-5

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