Skip to main content
Log in

Mayr and Tinbergen: disentangling and integrating

  • Published:
Biology & Philosophy Aims and scope Submit manuscript

Abstract

Research on animal behavior is typically organized according to a combination of two influential frameworks: Ernst Mayr’s distinction between proximate and ultimate causes, and Niko Tinbergen’s “four questions” (mechanisms, development, survival value, and evolution). My aim is to debunk two common interpretive misconceptions about Mayr’s proximate–ultimate distinction and its relationship to Tinbergen’s four questions, and to offer a new interpretation that avoids both. The first misconception is that the proximate–ultimate distinction maps cleanly onto Tinbergen’s four questions, marking a boundary between Tinbergen’s evolutionary and survival value questions (ultimate) versus developmental and mechanistic questions (proximate). The second is that Mayr’s proximate–ultimate distinction is meant to rule out the relevance of proximate causes to evolutionary explanations. I argue that neither is plausible given the text and Mayr’s philosophical aims, namely, to argue that evolutionary biology cannot be reduced to either the physical sciences or to other areas of biology. Through a reconstruction of Mayr’s anti-reductionist argument, I develop an interpretation according to which the proximate–ultimate distinction marks two ways that teleological reasoning can be naturalistically grounded in biology, corresponding to Mayr’s distinction between teleonomic and adapted systems. Mayr distinguishes reduction, which the proximate–ultimate distinction is meant to block, from analysis, through which he allows that proximate causes, causes that are neither proximate nor ultimate, and chance can all contribute to evolutionary explanations. I conclude by suggesting some ways in which the interpretation defended here reframes our understanding of Mayr’s disagreements with some evolutionary-developmental biologists.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Fig. 1

Parenthetical terms are common alternate labels

Similar content being viewed by others

Notes

  1. The earliest explicit statement of the Standard View I have found occurs in Sherman (1988) and Holekamp and Sherman (1989). As an anonymous referee has noted, the Standard View appears to be presumed in Wilson’s (in)famous “amoeba diagram” in his (1975) Sociobiology. It is worth noting the view met with backlash at the time. I suspect the dominance of this interpretation can largely be attributed to John Alcock’s (1993) inclusion of it, citing Sherman’s and Holekamp’s papers, in the first chapter of the fifth and subsequent editions of his influential Animal Behavior textbook. As of now, the book is in its eleventh edition (Rubenstein and Alcock 2018). The view is usually stated without argument because it is thought of as established textbook knowledge.

  2. Both Gardner (2013) and Scholl and Pigliucci (2015) offer important critiques of Laland et al. (2011). Calcott (2013a, b) and Scholl and Pigliucci (2015) characterize drift and other non-selective evolutionary processes as ultimate causes while Ariew (2003) and Gardner (2013) deny that they are.

  3. Interestingly, Mayr (1974, 1988) uses the term ‘functional analysis’, and Mayr (1992b) cites Cummins (1975), but it is not entirely clear from the context whether the citation is approving, disapproving, or neutral.

  4. However, we should not underestimate Mayr’s awareness of the philosophical literature. Both his citations and his correspondence reveal very active engagement with the philosophy of science community. I suspect that by the end of his life, he did have a well-thought-out account of analysis, but my goal here is not to uncover it.

  5. In the second of Mayr’s four examples at the beginning of “Overview of the two frameworks” section, Mayr (1961) seems to suggest that the possession of a genetic constitution favored by selection is an ultimate cause. He repeats this example, substantially reworded, in a later book (Mayr 1984), explicitly noting that the relevant evolutionary process is selection. However, he still appears to be saying that the genetic program that results from that process is an ultimate cause. Since the example is anomalous in this respect, and originates in his earliest work on the distinction, I am inclined to think it can be dismissed as Mayr being uncareful and conflating process with product.

  6. This claim and the earlier division between the role of narrative in delineating the humanities from the exact sciences echoes the views of neo-Kantians whose work Mayr would likely have encountered, especially Heinrich Rickert (see Staite (2013)). However, I have been unable to find explicit reference to the neo-Kantians in Mayr’s work. It is worth noting that Mayr often cites Kant himself approvingly (see especially Mayr (1982, 1988)).

  7. Mayr’s impression that his developmentalist critics were resurrecting a discredited kind of teleology was further encouraged by the tendency of those critics to label their views Lamarckian (e.g. Ho and Saunders 1984). Laurent Loison (2018) has recently, and I think convincingly, argued that Lamarckism, properly understood, indeed carries the supposition that there is an inherently end-directed vital force in living matter.

References

  • Alcock J (1993) Animal behavior: an evolutionary approach, 5th edn. Sinauer, Sunderland

    Google Scholar 

  • Alcock J, Sherman P (1994) The utility of the proximate–ultimate dichotomy in ethology. Ethol 96:58–62

    Google Scholar 

  • Amundson R (2005) The changing role of the embryo in evolutionary thought: roots of evo devo. Cambridge University Press, Cambridge

    Google Scholar 

  • Ariew A (2003) Ernst Mayr’s ‘ultimate/proximate’ distinction reconsidered and reconstructed. Biol Philos 18:552–565

    Google Scholar 

  • Ariew A, Walsh DM (1996) A taxonomy of functions. Can J Philos 26:493–514

    Google Scholar 

  • Bateson P, Laland K (2013) Tinbergen’s four questions: an appreciation and an update. Trends Ecol Evol 28:712–718

    Google Scholar 

  • Beatty J (1994) The proximate/ultimate distinction in the multiple careers of Ernst Mayr. Biol Philos 9:333–356

    Google Scholar 

  • Bolhuis J (2005) Function and mechanism in neuroecology: looking for clues. Anim Biol 55:457–490

    Google Scholar 

  • Buller DJ (1998) Etiological theories of function: a geographical survey. Biol Philos 13:505–527

    Google Scholar 

  • Calcott B (2013a) Why the proximate–ultimate distinction is misleading, and why it matters for understanding the evolution of cooperation. In: Sterelny K, Joyce R, Calcott B, Fraser B (eds) Cooperation and its evolution. MIT Press, Cambridge, pp 249–264

    Google Scholar 

  • Calcott B (2013b) Why how and why aren’t enough: more problems with Mayr’s proximate–ultimate distinction. Biol Philos 28:767–780

    Google Scholar 

  • Craver CF (2013) Functions and mechanisms: a perspectivalist view. In: Huneman P (ed) Functions: selection and mechanisms. Springer, Dordrecht, pp 133–158

    Google Scholar 

  • Cummins R (1975) Functional analysis. J Philos 72:741–765

    Google Scholar 

  • Cummins R (1983) The nature of psychological explanation. MIT Press, Cambridge

    Google Scholar 

  • Curie AM (2014) Narratives, mechanisms, and progress in historical science. Synthese 191:1163–1183

    Google Scholar 

  • Davies PS (2001) Norms of nature: naturalism and the nature of functions. MIT Press, Cambridge

    Google Scholar 

  • Dennett DC (1995) Darwin’s dangerous idea: evolution and the meanings of life. Simon & Schuster, New York

    Google Scholar 

  • Dewsbury D (1994) On the utility of the proximate–ultimate distinction in the study of animal behavior. Ethol 96:63–68

    Google Scholar 

  • Dewsbury D (1999) The proximate and the ultimate: past, present, and future. Behav Process 46:189–199

    Google Scholar 

  • Dickins TE, Barton RA (2013) Reciprocal causation and the proximate–ultimate distinction. Biol Philos 28:747–756

    Google Scholar 

  • Dickins TE, Rahman Q (2012) The extended evolutionary synthesis and the role of soft inheritance in evolution. Pros R Soc B 279:2913–2921

    Google Scholar 

  • Fedyk M (2015) How (not) to bring psychology and biology together. Philos Stud 172:949–967

    Google Scholar 

  • Francis RC (1990) Causes, proximate and ultimate. Biol Philos 5:401–415

    Google Scholar 

  • Gardner A (2013) Ultimate explanations concern the adaptive rationale for organism design. Biol Philos 28:787–791

    Google Scholar 

  • Godfrey-Smith P (1993) Functions: consensus without unity. Pac Philos Q 74:196–208

    Google Scholar 

  • Griffiths PE (2009) In what sense does ‘nothing make sense except in the light of evolution’? Acta Biotheor 57:11–32

    Google Scholar 

  • Haig D (2013) Proximate and ultimate causes: How come? and what for? Biol Philos 28:781–786

    Google Scholar 

  • Ho MW, Saunders PT (1984) Beyond neo-Darwinism: an introduction to the new evolutionary paradigm. Academic Press, London

    Google Scholar 

  • Hofmann HA, Beery AK, Blumstein DT, Couzin ID, Earley RL, Hayes LD, Hurd PL, Lacey EA, Phelps SM, Solomon NG, Taborsky M, Young LJ, Rubenstein DR (2014) An evolutionary framework for studying mechanisms of social behavior. Trends Ecol Evol 29:581–589

    Google Scholar 

  • Hogan JA (2015) A framework for the study of behavior. Behav Process 117:105–113

    Google Scholar 

  • Holekamp KE, Sherman PW (1989) Why male ground squirrels disperse. Am Sci 77:232–289

    Google Scholar 

  • Huxley J (1942) Evolution: the modern synthesis. Allen & Unwin, London

    Google Scholar 

  • Jablonka E, Lamb MJ (2005) Evolution in four dimensions. MIT Press, Cambridge

    Google Scholar 

  • Jamieson IG (1989) Levels of analysis or analyses at the same level. Anim Behav 37:696–697

    Google Scholar 

  • Kitcher P (1993) Function and design. Midwest Stud Philos 18:379–397

    Google Scholar 

  • Laland KN, Sterelny K, Odling-Smee J, Hoppitt W, Uller T (2011) Cause and effect in biology revisited: is Mayr’s proximate–ultimate dichotomy still useful? Science 334:1512–1516

    Google Scholar 

  • Laland KN, Odling-Smee J, Hoppitt W, Uller T (2013a) More on how and why: cause and effect in biology revisited. Biol Philos 28:719–745

    Google Scholar 

  • Laland KN, Odling-Smee J, Hoppitt W, Uller T (2013b) More on how and why: a response to commentaries. Biol Philos 28:793–810

    Google Scholar 

  • Lickliter R, Berry TD (1990) The phylogeny fallacy: developmental psychology’s misapplication of evolutionary theory. Dev Rev 10:348–364

    Google Scholar 

  • Loison L (2018) Lamarckism and epigenetic inheritance: a clarification. Biol Philos 33:29

    Google Scholar 

  • MacDougall-Shackleton SA (2011) The levels of analysis revisited. Philos Trans R Soc B 366:2076–2085

    Google Scholar 

  • Machamer P, Darden L, Craver C (2000) Thinking about mechanisms. Philos Sci 67:1–25

    Google Scholar 

  • Mayr E (1961) Cause and effect in biology. Science 134:1501–1506

    Google Scholar 

  • Mayr E (1963) Mayr’s typed letter to Niko Tinbergen, June 6, 1963. Box 1, Folder “Tinbergen, Niko. 1960–1964” HUGFP 14.17 Papers of Ernst Mayr, 1931–1993. Harvard University Archives, Pusey Library—Harvard Yard, Cambridge, MA. Accessed 3 March 2017

  • Mayr E (1974) Teleological and teleonomic: a new analysis. Boston Stud Philos Sci 14:91–117

    Google Scholar 

  • Mayr E (1982) The growth of biological thought: diversity, evolution, and inheritance. Harvard University Press, Cambridge

    Google Scholar 

  • Mayr E (1984) The triumph of the evolutionary synthesis. Times Lit Suppl 4257:1261–1262

    Google Scholar 

  • Mayr E (1988) Toward a new philosophy of biology: observations of an evolutionist. Harvard University Press, Cambridge

    Google Scholar 

  • Mayr E (1992a) Controversies in retrospect. Evol Biol 8:1–34

    Google Scholar 

  • Mayr E (1992b) The idea of teleology. J Hist Ideas 53:117–135

    Google Scholar 

  • Mayr E (1993) Proximate and ultimate causations. Biol Philos 8:93–94

    Google Scholar 

  • Mayr E (1994) Response to John Beatty. Biol Philos 9:357–358

    Google Scholar 

  • Mayr E (1996) The autonomy of biology: the position of biology among the sciences. Q Rev Biol 71:97–106

    Google Scholar 

  • Mayr E (1997) This is biology: the science of the living world. Harvard University Press, Cambridge

    Google Scholar 

  • Mayr E (2004) What makes biology unique: considerations of the autonomy of a scientific discipline. Harvard University Press, Cambridge

    Google Scholar 

  • Medina ML (2010) Two “EvoDevos”. Biol Theory 5:7–11

    Google Scholar 

  • Millikan RG (1984) Language, thought, and other biological categories: new foundations for realism. MIT Press, Cambridge

    Google Scholar 

  • Nesse RM (2013) Tinbergen’s four questions, organized: a response to Bateson and Laland. Trends Ecol Evol 28:681–682

    Google Scholar 

  • Oyama S (2000) The ontogeny of information: developmental systems and evolution. Cambridge University Press, Cambridge

    Google Scholar 

  • Rubenstein D, Alcock J (2018) Animal behavior, 11th edn. Sinauer, Sunderland

    Google Scholar 

  • Scholl R, Pigliucci M (2015) The proximate–ultimate distinction and evolutionary developmental biology: causal irrelevance versus explanatory abstraction. Biol Philos 30:653–670

    Google Scholar 

  • Scott-Phillips TC, Dickins TE, West SA (2011) Evolutionary theory and the ultimate-proximate distinction in the human behavioral sciences. Perspect Psychol Sci 6:38–47

    Google Scholar 

  • Sherman PW (1988) The levels of analysis. Anim Behav 36:616–619

    Google Scholar 

  • Sherman PW (1989) The clitoris debate and the levels of analysis. Anim Behav 37:697–698

    Google Scholar 

  • Shettleworth SJ (1974) Function, causation, evolution, and development of behavior: a review of the animal in its world, by N. Tinbergen. J Exp Anal Behav 22:581–590

    Google Scholar 

  • Smocovitis VB (1992) Unifying biology: the evolutionary synthesis and evolutionary biology. J Hist Biol 25:1–65

    Google Scholar 

  • Staiti A (2013) Heinrich Rickert. The Stanford encyclopedia of philosophy (Winter 2013 Edition), Zalta EN (ed), https://plato.stanford.edu/archives/win2013/entries/heinrich-rickert. Accessed 25 Nov 2019

  • Taborsky M (2014) Tribute to Tinbergen: the four problems of biology. a critical appraisal. Ethol 120:224–227

    Google Scholar 

  • Thierry B (2005) Integrating proximate and ultimate causation: just one more go! Curr Sci 89:1180–1183

    Google Scholar 

  • Tinbergen N (1963) On the aims and methods of ethology. Z Tierpsychol 20:410–433

    Google Scholar 

  • Tinbergen N (1972) The animal in its world: explorations of an ethologist, 1932–1972: field studies, vol 1. Harvard University Press, Cambridge

    Google Scholar 

  • Watt WB (2000) Avoiding paradigm-based limits to knowledge of evolution. Evol Biol 32:73–96

    Google Scholar 

  • Watt WB (2013) Causal mechanisms of evolution and the capacity for niche construction. Biol Philos 28:757–766

    Google Scholar 

  • West SA, Mouden CE, Gardner A (2011) Sixteen misconceptions about the evolution of cooperation in humans. Evol Hum Behav 32:231–262

    Google Scholar 

  • West-Eberhard MJ (2003) Developmental plasticity and evolution. Oxford University Press, Oxford

    Google Scholar 

  • Williams GC (1966) Adaptation and natural selection. Princeton University Press, Princeton

    Google Scholar 

  • Wilson EO (1975) Sociobiology: the new synthesis. Harvard University Press, Cambridge

    Google Scholar 

  • Wright L (1973) Functions. Philos Rev 82:139–168

    Google Scholar 

Download references

Acknowledgements

Work on this paper was spread over time spent in the departments of philosophy at Cornell University, Virginia Commonwealth University, and Colgate University, and I would like to thank all three for their support. Special thanks go to Richard Boyd, Derk Pereboom, William Starr, Frances Fairbairn, Nicole Lee, Annaliese Beery, Maureen O’Malley and two anonymous reviewers, all of whom read drafts at various stages of development and provided helpful commentary. The paper also benefitted from useful discussions with Darragh Hare, Hudson Kern Reeve, and audiences in the Cornell Sage School of Philosophy, Cornell Neurobiology and Behavior Department, and the 2017 International Society for the History, Philosophy, and Social Studies of Biology. Finally, I wish to dedicate this paper to the memory of Ann Johnson, who provided encouragement and feedback on this and other work.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Brandon A. Conley.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Conley, B.A. Mayr and Tinbergen: disentangling and integrating. Biol Philos 35, 4 (2020). https://doi.org/10.1007/s10539-019-9731-x

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s10539-019-9731-x

Keywords

Navigation