Abstract
We consider the remaining unsettled cases in the problem of existence of energy minimizing solutions for the Dirichlet value problem \(L_\gamma u-\lambda u=\frac{u^{2^*(s)-1}}{|x|^s}\) on a smooth bounded domain \(\Omega \) in \({\mathbb {R}}^n\) (\(n\ge 3\)) having the singularity 0 in its interior. Here \(\gamma <\frac{(n-2)^2}{4}\), \(0\le s <2\), \(2^*(s):=\frac{2(n-s)}{n-2}\) and \(0\le \lambda <\lambda _1(L_\gamma )\), the latter being the first eigenvalue of the Hardy–Schrödinger operator \(L_\gamma :=-\Delta -\frac{\gamma }{|x|^2}\). There is a threshold \(\lambda ^*(\gamma , \Omega ) \ge 0\) beyond which the minimal energy is achieved, but below which, it is not. It is well known that \(\lambda ^*(\Omega )=0\) in higher dimensions, for example if \(0\le \gamma \le \frac{(n-2)^2}{4}-1\). Our main objective in this paper is to show that this threshold is strictly positive in “lower dimensions” such as when \( \frac{(n-2)^2}{4}-1<\gamma <\frac{(n-2)^2}{4}\), to identify the critical dimensions (i.e., when the situation changes), and to characterize it in terms of \(\Omega \) and \(\gamma \). If either \(s>0\) or if \(\gamma > 0\), i.e., in the truly singular case, we show that in low dimensions, a solution is guaranteed by the positivity of the “Hardy-singular internal mass” of \(\Omega \), a notion that we introduce herein. On the other hand, and just like the case when \(\gamma =s=0\) studied by Brezis and Nirenberg (Commun Pure Appl Math 36:437–477, 1983) and completed by Druet (Ann Inst H Poincaré Anal Non Linéaire 19(2):125–142, 2002), \(n=3\) is the critical dimension, and the classical positive mass theorem is sufficient for the merely singular case, that is when \(s=0\), \(\gamma \le 0\).
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Communicated by C. S. Lin.
This work was carried out while N. Ghoussoub was visiting l’Institut Élie Cartan, Université de Lorraine in May 2015. He was partially supported by a research grant from the Natural Science and Engineering Research Council of Canada (NSERC). The paper was completed while Frédéric Robert was visiting the University of British Columbia in July 2016.
Appendices
Appendix A: Green’s function for \(-\Delta -\gamma |x|^{-2}-h(x)\) on a bounded domain
Theorem 6
Let \(\Omega \) be a smooth bounded domain of \({\mathbb {R}}^n\) such that \(0\in \Omega \) is an interior point. We fix \(\gamma <\frac{(n-2)^2}{4}\). We let \(h\in C^{0,\theta }(\overline{\Omega })\) be such that \(-\Delta -\gamma |x|^{-2}-h\) is coercive. Then there exists \(G: (\Omega {\setminus }\{0\})^2\setminus \{(x,x)/\, x\in \Omega {\setminus }\{0\}\}\rightarrow {\mathbb {R}}\) such that for all \(p\in \Omega {\setminus }\{0\}\),
-
(i)
For any \(p\in \Omega {\setminus }\{0\}\), \(G_p:=G(p,\cdot )\in H_{1}^2(\Omega {\setminus } B_\delta (p))\) for all \(\delta >0\), \(G_p\in C^{2,\theta }(\overline{\Omega }{\setminus }\{0,p\})\)
-
(ii)
For all \(f\in L^{\frac{2n}{n+2}}(\Omega )\cap L^p_{loc}(\overline{\Omega }-\{0\})\), \(p>n/2\), and all \(\varphi \in H_0^1(\Omega )\) such that
$$\begin{aligned} -\Delta \varphi -\left( \frac{\gamma }{|x|^2}+h(x)\right) \varphi =f\hbox { in }\Omega ;\quad \varphi _{|\partial \Omega }=0, \end{aligned}$$then we have that
$$\begin{aligned} \varphi (p)=\int _{\Omega }G(p,x)f(x)\,{ dx} \end{aligned}$$(127)In addition, \(G>0\) is unique and
-
(iii)
For all \(p\in \Omega {\setminus }\{0\}\), there exists \(c_0(p)>0\) such that
$$\begin{aligned} G_p(x)\sim _{x\rightarrow 0} \frac{c_0(p)}{|x|^{\beta _-(\gamma )}}\quad \hbox {and}\quad G_p(x)\sim _{x\rightarrow p}\frac{1}{(n-2)\omega _{n-1}|x-p|^{n-2}} \end{aligned}$$(128) -
(iv)
There exists \(c>0\) such that
$$\begin{aligned} 0< G_p(x)\le c \left( \frac{\max \{|p|,|x|\}}{\min \{|p|,|x|\}}\right) ^{\beta _-(\gamma )}|x-p|^{2-n}\quad \hbox {for}\quad x\in \Omega -\{0,p\}. \end{aligned}$$(129) -
(v)
For all \(\omega \Subset \Omega \), there exists \(c(\omega )>0\) such that
$$\begin{aligned} c(\omega ) \left( \frac{\max \{|p|,|x|\}}{\min \{|p|,|x|\}}\right) ^{\beta _-(\gamma )}|x-p|^{2-n}\le G_p(x)\quad \hbox {for all}~p,x\in \omega {\setminus }\{0\}. \end{aligned}$$(130)
Proof
Fix \(\delta _0>0\) such that \(B_{\delta _0}(0)\subset \Omega \). We let \(\eta _\epsilon (x):={\tilde{\eta }}(\epsilon ^{-1}|x|)\) for all \(x\in {\mathbb {R}}^n\) and \(\epsilon >0\), where \({\tilde{\eta }}\in C^\infty ({\mathbb {R}})\) is nondecreasing and such that \({\tilde{\eta }}(t)=0\) for \(t<1\) and \({\tilde{\eta }}(t)=1\) for \(t>1\). Set
It follows from Lemma 1 and the coercivity of \(-\Delta -\left( \gamma |x|^{-2}+h\right) \) that there exists \(\epsilon _0>0\) and \(c>0\) such that such that for all \(\varphi \in H_0^1(\Omega )\) and \(\epsilon \in (0,\epsilon _0)\),
As a consequence, there exists \(c>0\) such that for all \(\varphi \in H_0^1(\Omega )\) and \(\epsilon \in (0,\epsilon _0)\),
Let \(G_\epsilon >0\) be the Green’s function of \(-\Delta -\left( \gamma \eta _\epsilon |x|^{-2}+h\right) \) on \(\Omega \) with Dirichlet boundary condition. The existence follows from the coercivity and the \(C^{0,\theta }\) regularity of the potential for any \(\epsilon >0\).
Step 1: Integral bounds for \(G_\epsilon \). We claim that for all \(\delta >0\) and \(1<q<\frac{n}{n-2}\) and \(\delta '\in (0,\delta )\), there exists \(C(\delta ,q)>0\) and \(C(\delta ,\delta ')>0\) such that
for all \(x\in \Omega \), \(|x|>\delta \).
Indeed, fix \(f\in C^\infty _c(\Omega )\) and let \(\varphi _\epsilon \in C^{2,\theta }(\overline{\Omega })\) be the solution to the boundary value problem
Multiplying the equation by \(\varphi _\epsilon \), integrating by parts on \(\Omega \), using (131) and Hölder’s inequality, we get that
where \(C>0\) is independent of \(\epsilon \), f and \(\varphi _\epsilon \). The Sobolev inequality \(\Vert \varphi \Vert _{\frac{2n}{n-2}}\le C\Vert \nabla \varphi \Vert _2\) for \(\varphi \in H_0^1(\Omega )\) then yields
where \(C>0\) is independent of \(\epsilon \), f and \(\varphi _\epsilon \).
Fix \(p>n/2\) and \(\delta \in (0,\delta _0)\) and \(\delta _1,\delta _2>0\) such that \(\delta _1+\delta _2<\delta \), and \(x\in \Omega \) such that \(|x|>\delta \). It follows from standard elliptic theory that
where \(C>0\) depends on \(p,\delta ,\delta _1,\delta _2\), \(\gamma \) and \(\Vert h\Vert _\infty \). Therefore, Green’s representation formula yields
for all \(f\in C^\infty _c(\Omega )\). It follows from (134) that
for all \(f\in C^\infty _c(\Omega )\) where \(p>n/2\). It then follows from duality arguments that for any \(q\in (1, n/(n-2))\) and any \(\delta >0\), there exists \(C(\delta ,q)>0\) such that \(\Vert G_\epsilon (x,\cdot )\Vert _{L^q(\Omega )}\le C(\delta ,q)\) for all \(\epsilon <\epsilon _0\) and \(x\in \Omega {\setminus }B_\delta (0)\).
Let \(\delta '\in (0,\delta )\) and \(\delta _1,\delta _2>0\) such that \(\delta _1+\delta _2<\delta '\). We get from (134) that
for all \(f\in C^\infty _c(\Omega {\setminus }B_{\delta '}(x))\). Here again, a duality argument yields (132), which proves the claim in Step 1.
Step 2: Convergence of \(G_\epsilon \). Fix \(x\in \Omega {\setminus }\{0\}\). For \(0<\epsilon <\epsilon '\), since \(G_\epsilon (x,\cdot )\), \(G_{\epsilon '}(x,\cdot )\) are \(C^2\) outside x, we have
in the strong sense. The coercivity (131) then yields
and the reverse inequality if \(\gamma <0\). It then follows from the integral bound (132) and elliptic regularity that there exists \(G(x,\cdot )\in C^{2,\theta }(\overline{\Omega }{\setminus }\{0,x\})\) such that
In particular, G is symmetric and
Moreover, passing to the limit \(\epsilon \rightarrow 0\) in (132) and using elliptic regularity, we get that for all \(\delta >0\), \(1<q<\frac{n}{n-2}\) and \(\delta '\in (0,\delta )\), there exist \(C(\delta ,q)>0\) and \(C(\delta ,\delta ')>0\) such that for all \(x\in \Omega \), \(|x|>\delta \),
Moreover, for any \(f\in L^p(\Omega )\), \(p>n/2\), let \(\varphi _\epsilon \in C^2(\overline{\Omega })\) be such that (133) holds, and fix \(x\in \Omega {\setminus }\{0\}\). Passing to the limit \(\epsilon \rightarrow 0\) in the Green identity \(\varphi _\epsilon (x)=\int _\Omega G_\epsilon (x,\cdot )f\, dy\) yields
where \(\varphi \in H_0^1(\Omega )\cap C^{0}(\overline{\Omega }{\setminus }\{0\})\) is the only weak solution to
In particular, the strong comparision principle yields \(G(x,\cdot )>0\) for \(x\in \Omega {\setminus }\{0\}\).
Step 3: Upper bound for G(x, y) when one variable is far from 0.
It follows from (136), elliptic theory and (137) that for any \(\delta >0\), there exists \(C(\delta )>0\) such that
We claim that for any \(\delta >0\), there exists \(C(\delta )>0\) such that
Indeed, with no loss of generality, we can assume that \(\delta \in (0,\delta _0)\). Define now \(\Omega _\delta :=\Omega {\setminus }B_{\delta /2}(0)\), and fix \(x\in \Omega \) such that \(|x|>\delta \). Let \(H_x\) be the Green’s function for \(-\Delta -\left( \frac{\gamma }{|x|^2}+h(x)\right) \) in \(\Omega _\delta \) with Dirichlet boundary condition. Classical estimates (see [22]) yield the existence of \(C(\delta )>0\) such that \(|x-y|^{n-2}H_x(y)\le C(\delta )\) for all \(x,y\in \Omega _\delta \). It is easy to check that
Regularity theory then yields that \(G_x-H_x\in C^{2,\theta }(\overline{\Omega _\delta })\). It follows from (139) that \(G_x\) is bounded by a constant depending only on \(\delta \) on \(\partial B_{\delta /2}(0)\) for \(|x|>\delta \). The comparison principle then yields \(|G_x(y)-H_x(y)|\le C(\delta )\) for \(y\in \Omega _\delta \) and \(|x|>\delta \). The above bound for \(H_x\) and (139) then yields (140).
We now claim that for any \(0<\delta '<\delta \), there exists \(C(\delta ,\delta ')>0\) such that
Indeed, fix \(\delta _1<\delta \) and use (139) to deduce that \(G_x(y)\le C(\delta ,\delta _1)\) for all \(x\in \Omega {\setminus }B_\delta (0)\) and \(y\in \partial B_{\delta _1}(0)\). Since \(\delta _1<|x|\), we have that
It follows from (162) below that for \(\delta _1>0\) small enough, there exists \(u_{\beta _-}\in H_1^2(B_{\delta _1}(0))\) such that \(c_1\le |z|^{\beta _-(\gamma )}u_{\beta _-}(z)<c_2\) for all \(z\in B_{\delta _1}(0)\), and
Therefore, there exists \(C(\delta ,\delta ')>0\) such that \(G_x(z)\le C(\delta ,\delta ')u_{\beta _-}(z)\) for all \(z\in \partial B_{\delta _1}(0)\). It then follows from the comparison principle that \(G_x(y)\le C(\delta ,\delta ')u_{\beta _-}(y)\) for all \(y\in B_{\delta _1}(0){\setminus }\{0\}\). Combining this with (139), we obtain (141).
Note that by symmetry, we also get that for any \(0<\delta '<\delta \), there exists \(C(\delta ,\delta ')>0\) such that
Step 4: Upper bound for G(x, y) when both variables approach 0.
We claim first that for all \(c_1,c_2,c_3>0\), there exists \(C(c_1,c_2,c_3)>0\) such that for \(x,y\in \Omega \) such that \(c_1|x|<|y|<c_2|x|\) and \(|x-y|>c_3|x|\), we have
Indeed, fix \(x\in B_{\delta _0/2}(0){\setminus }\{0\}\subset \Omega {\setminus }\{0\}\), and define
so that
Since \(H>0\), it follows from the Harnack inequality that for all \(R>0\) large enough and \(\alpha >0\) small enough, there exist \(\delta _1>0\) and \(C>0\) independent of \(|x|<\delta _1\) such that
which rewrites as:
Let \(u_{\beta _+}\) be a sub-solution to (163). In particular, for \(|x|<\delta _2\) small, there exists \(C>0\) such that
Since \(-\Delta G_x-(\gamma |\cdot |^{-2}+h)G_x=0\) outside 0, it follows from coercivity and the comparison principle that
Fix \(z_0\in \Omega {\setminus }\{0\}\). Then for \(\delta _3\) small enough, it follows from (142) and the Harnack inequality (144) that there exists \(C>0\) independent of x such that
Taking \(\alpha >0\) small enough and \(R>0\) large enough, we then get (143) for \(|x|<\delta _3\). The general case for arbitrary \(x\in \Omega {\setminus }\{0\}\) then follows from (140). This prove (143).
Next we claim that for all \(c_1,c_2>0\), there exists \(C(c_1,c_2)>0\) such that
For that, we fix \(x\in B_{\delta _0/2}(0){\setminus }\{0\}\) and set
We have that \(H\in C^2(\overline{B_{1/2}(0)}{\setminus }\{0\})\) and satisfies
We now argue as in the proof of (140). From (143), we have that \(|H(z)|\le C\) for all \(z\in \partial B_{1/2}(0)\) where C is independent of \(x\in B_{\delta _0/2}(0){\setminus }\{0\}\). Let \(\Gamma _0\) be the Green’s function of \(-\Delta -\left( \frac{\gamma }{\left| \frac{x}{|x|}+z\right| ^2}+|x|^2h(x+|x|z)\right) \) at 0 on \(B_{1/2}(0)\) with Dirichlet boundary condition. Therefore, \(H-\Gamma _0\in C^2(\overline{B_{1/2}(0)})\) and, via the comparison principle, it is bounded by its supremum on the boundary. Therefore \(|z|^{n-2}H(z)\le C\) for all \(B_{1/2}(0){\setminus }\{0\}\) where C is independent of \(x\in B_{\delta _0/2}(0){\setminus }\{0\}\). Scaling back and using (143), we get (145) for \(x\in B_{\delta _0/2}(0){\setminus }\{0\}\). The general case is a consequence of (140). This ends the proof of (145).
We now show that there exists \(C>0\) such that
Indeed, the proof goes essentially as in (141). Fix \(x\in B_{\delta _0/2}(0)\), \(x\ne 0\), and set \(H(z):=|x|^{n-2}G_x(|x|z)\) for \(z\in B_{1/2}(0){\setminus }\{0\}\). We have that
Moreover, it follows from (143) that there exists \(C>0\) such that \(|H(z)|\le C\) for all \(z\in \partial B_{1/2}(0)\). Then, as above, using a super-solution, we get that there exists \(C>0\) such that \(0<H(z)\le C|z|^{-\beta _-(\gamma )}\) for all \(z\in B_{1/2}(0){\setminus }\{0\}\). Scaling back yields (146) when \(x\in B_{\delta _0/2}(0)\). The general case follows from (141). This proves (146).
Again, by symmetry, we conclude that there exists \(C>0\) such that
Finally, one easily checks that (129) is a direct consequence of (146), (147) and (145). When \(f\in C^\infty _c(\Omega )\), identity (127) is a consequence of (138). The general case follows from density and the integral controls on G. The behavior (128) is a consequence of the classification of solutions to harmonic equations and Theorem 9.
To conclude, we shall briefly sketch the proof of the lower bound (130). Indeed, in Steps 3 and 4, we repeatedly used the comparison principle to get the upper bound for G by considering domains on the boundary of which G was bounded from above. As one checks, in the case when x, y are in \(\omega \subset \subset \Omega \), G is also bounded from below by some positive constant on the boundary of these domains. This yields the lower bound (130), and completes the proof of Theorem 6. \(\square \)
Appendix B: Green’s function for \(-\Delta -\gamma |x|^{-2}\) on \({\mathbb {R}}^n\)
In this section, we prove the following:
Theorem 7
Fix \(\gamma <\frac{(n-2)^2}{4}\). For all \(p\in {\mathbb {R}}^n{\setminus }\{0\}\), there exists \(G:{\mathbb {R}}^n{\setminus }\{0,p\}\rightarrow {\mathbb {R}}\) such that
-
(i)
\(G\in H_{1,loc}^2({\mathbb {R}}^n{\setminus }\{p\})\),
-
(ii)
For all \(\varphi \in C^\infty _c({\mathbb {R}}^n)\), we have that
$$\begin{aligned} \varphi (p)=\int _{{\mathbb {R}}^n}G(x)\left( -\Delta \varphi -\frac{\gamma }{|x|^2}\varphi \right) \,{ dx}\quad \hbox {for all}~\varphi \in C^\infty _c({\mathbb {R}}^n) \end{aligned}$$(148)Moreover, if \(G,G'\) satisfy (i) and (ii) and are positive, then there exists \(C\in {\mathbb {R}}\) such that \(G(x)-G'(x)=C|x|^{-\beta _-(\gamma )}\) for all \(x\in {\mathbb {R}}^n{\setminus }\{0,p\}\).
In addition, there exists one and only one function \(G:=G_p>0\) such that (i) and (ii) hold and
-
(iii)
For all \(p\in {\mathbb {R}}^n{\setminus }\{0\}\), there exists \(c_0(p),c_\infty (p)>0\) such that
$$\begin{aligned} G_p(x)\sim _{x\rightarrow 0} \frac{c_0(p)}{|x|^{\beta _-(\gamma )}}\quad \hbox {and}\quad G_p(x)\sim _{x\rightarrow \infty } \frac{c_\infty (p)}{|x|^{\beta _+(\gamma )}} \end{aligned}$$and
$$\begin{aligned} G_p(x)\sim _{x\rightarrow p}\frac{1}{(n-2)\omega _{n-1}|x-p|^{n-2}}. \end{aligned}$$(149) -
(iv)
There exists \(c>0\) independent of p such that
$$\begin{aligned} c^{-1}\left( \frac{\max \{|p|,|x|\}}{\min \{|p|,|x|\}} \right) ^{\beta _-(\gamma )}|x-p|^{2-n}\le G_p(x)\le c \left( \frac{\max \{|p|,|x|\}}{\min \{|p|,|x|\}}\right) ^{\beta _-(\gamma )}|x-p|^{2-n} \end{aligned}$$(150)
Remark
Note that when \(\gamma =0\), we have \(\beta _-(\gamma )=0\), \(\beta _+(\gamma )=n-2\) and \(G(p,x)=\frac{1}{(n-2)\omega _{n-1}}|x-p|^{2-n}\) for all \(x,p\in {\mathbb {R}}^n\), \(x\ne p\).
Proof
We shall again proceed with several steps.
Step 1: Construction of a positive kernel at a given point: For a fixed \(p_0\in {\mathbb {R}}^n{\setminus }\{0\}\), we show that there exists \(G\in C^2({\mathbb {R}}^n{\setminus }\{0,p_0\})\) such that
Indeed, let \({\tilde{\eta }}\in C^\infty ({\mathbb {R}})\) be a nondecreasing function such that \(0\le {\tilde{\eta }}\le 1\), \({\tilde{\eta }}(t)=0\) for all \(t\le 1\) and \({\tilde{\eta }}(t)=1\) for all \(t\ge 2\). For \(\epsilon >0\), set \(\eta _\epsilon (x):={\tilde{\eta }}\left( \frac{|x|}{\epsilon }\right) \) for all \(x\in {\mathbb {R}}^n\). For \(R>0\), we argue as in the proof of (131) to deduce that the operator \(-\Delta -\frac{\gamma \eta _\epsilon }{|x|^2}\) is coercive on \(B_R(0)\) and that there exists \(c>0\) independent of \(R,\epsilon >0\) such that
Consider \(R,\epsilon >0\) such that \(R>2|p_0|\) and \(\epsilon <\frac{|p_0|}{6}\), and let \(G_{R,\epsilon }\) be the Green’s function of \(-\Delta -\frac{\gamma \eta _\epsilon }{|x|^2}\) in \(B_R(0)\) at the point \(p_0\) with Dirichlet boundary condition. We have that \(G_{R,\epsilon }>0\) since the operator is coercive.
Fix \(R_0>0\) and \(q'\in (1,\frac{n}{n-2})\), then by arguing as in the proof of (132), we get that there exists \(C=C(\gamma ,p_0, q', R_0)\) such that
and
where \(\delta :=|p_0|/4\). Arguing again as in Step 2 of the proof of Theorem 6, there exists \(G\in C^2({\mathbb {R}}^n{\setminus }\{0,p_0\})\) such that
Fix \(\varphi \in C^\infty _c({\mathbb {R}}^n)\). For \(R>0\) large enough, we have that \(\varphi (p_0)=\int _{{\mathbb {R}}^n}G_{R,\epsilon }(-\Delta \varphi -\gamma \eta _\epsilon |x|^{-2}\varphi )\,{ dx}\). With the integral bounds above, we then get that \(x\mapsto G(x) |x|^{-2}\in L^1_{{ loc}}({\mathbb {R}}^n)\). Therefore, we get
As a consequence, \(G>0\).
Step 2: Asymptotic behavior at 0 and p for solutions to (151). It follows from Theorem 9 below that either G behaves like \(|x|^{-\beta _-(\gamma )}\) or \(|x|^{-\beta _+(\gamma )}\) at 0. Since \(G\in L^{\frac{2n}{n-2}}(B_\delta (0))\) for some small \(\delta >0\) and \(\beta _-(\gamma )<\frac{n-2}{2}<\beta _+(\gamma )\), we get that there exists \(c>0\) such that
In addition, Theorem 9 yields \(G\in H_{1,loc}^2({\mathbb {R}}^n{\setminus }\{p_0\})\). Since G is positive and smooth in a neighborhood of p, it follows from (155) and the classification of solutions to harmonic equations that
Step 3: Asymptotic behavior at \(\infty \) for solutions to (151): We let
be the Kelvin’s transform of G. We have that
Since \(\tilde{G}>0\), it follows from Theorem 9 that there exists \(c_1>0\) such that
Coming back to G, we get that
Assuming we are in the second case, for any \(c\le c_1\), we define
which satisfy \(-\Delta \bar{G}-\frac{\gamma }{|x|^2}\bar{G}=0\) in \({\mathbb {R}}^n{\setminus }\{0, p_0\}\). It follows from (156) and (157) that for \(c<c_1\), \(\bar{G}_c>0\) around \(p_0\) and \(\infty \). It then follows from the coercivity of \(-\Delta -\gamma |x|^{-2}\) that \(\bar{G}_c>0\) in \({\mathbb {R}}^n{\setminus }\{0, p\}\) for \(c<c_1\). Letting \(c\rightarrow c_1\) yields \(\bar{G}_{c_1}\ge 0\), and then \(\bar{G}_{c_1}> 0\) since it is positive around \(p_0\). Since \(\bar{G}_{c_1}(x)=o(|x|^{-\beta _-(\gamma )})\) as \(|x|\rightarrow \infty \), performing again a Kelvin transform and using Theorem 9, we get that \(|x|^{\beta _+(\gamma )}\bar{G}_{c_1}(x)\rightarrow c_2>0\) as \(|x|\rightarrow \infty \). Then there exists \(c_3>0\) such that
Since \(x\mapsto |x|^{-\beta _-(\gamma )}\in H_{1,loc}^2({\mathbb {R}}^n)\), we get that \(\varphi (p)=\int _{{\mathbb {R}}^n}\bar{G}_{c_1}(x)\left( -\Delta \varphi -\frac{\gamma }{|x|^2}\varphi \right) \,{ dx}\) for all \(\varphi \in C^\infty _c({\mathbb {R}}^n)\).
Step 4: Uniqueness: Let \(G_1,G_2>0\) be 2 functions such that (i), (ii) hold for \(p:=p_0\), and set \(H:=G_1-G_2\). It follows from Steps 2 and 3 that there exists \(c\in {\mathbb {R}}\) such that \(H'(x):=H(x)-c|x|^{-\beta _-(\gamma )}\) satisfies
We then have that \(H\in H_{1,{ loc}}^2({\mathbb {R}}^n{\setminus }\{p_0\})\) is such that
The ellipticity of the Laplacian then yields that \(H'\in C^\infty ({\mathbb {R}}^n{\setminus }\{0\})\). The pointwise bounds (158) yield that \(H'\in D^{1,2}({\mathbb {R}}^n)\). Multiplying \(-\Delta H'-\frac{\gamma }{|x|^2}H'=0\) by \(H'\), integrating by parts and using the coercivity yields that \(H'\equiv 0\), and therefore, \(G_1-G_2=c|\cdot |^{-\beta _-(\gamma )}\). This proves uniqueness.
Step 5: Existence. It follows from Step 3 that, up to substracting a multiple of \(|\cdot |^{-\beta _-(\gamma )}\), there exists \(G_{p_0}>0\) satisfying (i), (ii) and the pointwise controls (iii) at \(p_0\). It is a consequence of (iii) that there exists \(c>0\) such that
for all \(x\in {\mathbb {R}}^n{\setminus }\{0,p_0\}\), c depending on \(p_0\). For \(p\in {\mathbb {R}}^n{\setminus }\{0\}\), consider \(\rho _p: {\mathbb {R}}^n\rightarrow {\mathbb {R}}^n\) a linear isometry such that \(\rho _p(\frac{p_0}{|p_0|})=\frac{p}{|p|}\), and define
It is easy to check that \(G_p>0\) and that it satisfies (i)–(iv). \(\square \)
Appendix C: Singular solutions to \(-\Delta u-c(x) |x|^{-2}u=0\)
We collect here a few results that should be classical, but quite difficult to find in the literature. These results and their proofs are closely related to the work of the authors in [15], to which we shall frequently refer for details.
Theorem 8
(Optimal regularity and Generalized Hopf’s Lemma) Fix \(\gamma <\frac{(n-2)^2}{4}\) and let \(f: \Omega \times {\mathbb {R}}\rightarrow {\mathbb {R}}\) be a Caratheodory function such that
Let \(u\in H_1^2(B_1(0))\) be a weak solution of
for some \(\theta >0\). Then, there exists \(K\in {\mathbb {R}}\) such that
Moreover, if \(u\ge 0\) and \(u\not \equiv 0\), we have that \(K>0\).
Theorem 9
Let \(u\in C^2(B_1(0){\setminus }\{0\})\) be a positive solution to
where \(c(x)=\gamma +O(|x|^\theta )\) as \(x\rightarrow 0\) with \(\gamma <(n-2)^2/4\) and \(\theta \in (0,1)\). Then there exists \(\alpha >0\) such that
In particular, \(u\in H_1^2(B_{1/2}(0))\) if and only if the first case holds.
Proposition 11
Let \(u\in C^2({\mathbb {R}}^n{\setminus }\{0\})\) be a nonnegative function such that
Then there exist \(\lambda _-,\lambda _+\ge 0\) such that
Proofs: The proofs of these results follow closely the proofs of Theorems 6.1 and 7.1 and Proposition 7.4 of [15]. Here are the ingredients to adapt:
Sub- and super-solutions: The first step is the following result:
Proposition 12
Fix \(\gamma <(n-2)^2/4\) and \(\theta \in (0,1)\) and let \(c:B_1(0)\rightarrow {\mathbb {R}}\) be such that \(c(x)=\gamma +O(|x|^\theta )\) as \(x\rightarrow 0\). We choose \(\beta \in \{\beta _-(\gamma ),\beta _+(\gamma )\}\). Then there exists \(u_\beta ^{(+)}, u_\beta ^{(-)}\in C^2(B_1(0))\) such that for \(\delta >0\) small enough,
The proof is as follows. For \(\beta \in \{\beta _-(\gamma ),\beta _+(\gamma )\}\), we define \(u_{\beta }:\, x\mapsto |x|^{-\beta }+\lambda |x|^{-\beta '}\). A straightforward computation yields
as \(x\rightarrow 0\). Then, choosing \(\beta '\in {\mathbb {R}}\) such that \(0<\beta -\beta '<\theta \) and \(\beta '(n-2-\beta ')-\gamma \ne 0\), we get either a sub- or a supersolution taking \(\lambda \) positive or negative. This proves the proposition.
Sub-solution with Dirichlet boundary condition: We let \(u_{\beta _+(\gamma )}\) as above be a super-solution on \(B_\delta (0){\setminus }\{0\}\). Take \(\eta \in C^\infty ({\mathbb {R}}^n)\) such that \(\eta (x)=0\) for \(x\in B_{\delta /4}(0)\) and \(\eta (x)=1\) for \(x\in {\mathbb {R}}^n{\setminus }B_{\delta /3}(0)\). Define on \(B_\delta (0)\) the function
Note that f vanishes around 0 and that it is in \(C^\infty (\overline{B_\delta (0)})\). Let \(v\in D^{1,2}(B_\delta (0))\) be such that
Note that for \(\delta >0\) small enough, \(-\Delta -(\gamma +O(|x|^\theta ))|x|^{-2}\) is coercive on \(B_\delta (0)\), and therefore, the existence of v is ensured for small \(\delta \). Define
The definition of \(\eta \) and v yields
Moreover, since \(-\Delta v-c(x)|x|^{-2}v=0\) around 0 and \(v\in D^{1,2}(B_\delta (0))\), it follows from Theorem 8 that there exists \(C>0\) such that \(|v(x)|\le C |x|^{-\beta _-(\gamma )}\) for all \(x\in B_\delta (0)\). Then it follows from the expression of \(u_{\beta _+(\gamma )}\) that
We then get a supersolution satisfying (163) with the above behavior at 0. This is similar for a subsolution.
In the proof above, it is important that the operator \(-\Delta -c(x)|x|^{-2}\) is coercive on \(B_\delta (0)\) for \(\delta >0\) small enough. Now let \(\Omega \) be a smooth bounded domain of \({\mathbb {R}}^n\) and let \(\gamma <(n-2)^2/4\) and \(h\in C^{0,\theta (\overline{\Omega })}\) be such that \(-\Delta -(\gamma |x|^{-2}+h)\) is coercive on \(\Omega \). Arguing as above, we get that there exists \(u_{\beta _+(\gamma )}^{(d,\Omega )}\in C^{2,\theta }(\overline{\Omega }{\setminus }\{0\})\) such that
and
Similarly, we get a subsolution.
These points are enough to adapt the proofs of the above-mentioned results of [15] to our context. \(\square \)
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Ghoussoub, N., Robert, F. The Hardy–Schrödinger operator with interior singularity: the remaining cases. Calc. Var. 56, 149 (2017). https://doi.org/10.1007/s00526-017-1238-1
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DOI: https://doi.org/10.1007/s00526-017-1238-1