Abstract
Regional resilience is a new paradigm to explain the local system ability to cope with a negative event, tolerating the effect produced by the perturbing action. The first objective of the paper is to analyze the complex concept of regional resilience, adopting a systemic and holistic approach. Using a multidimensional methodology, regional resilience is described by outcome and driver variables, with focus on sustainability of local systems, broken down into the three pillars of economy, society and environment, whereby the holistic approach means that each dimension of territorial sustainable development is partly determined by its relations with the other dimensions. The second aim of the paper is then to test the relations between determinants and outcome of regional resilience. This framework is different compared to previous empirical studies, which primarily focus on economic performance in terms of income or employment dynamics. The model is applied to the case of European regions, to get a map of regional resilience in its different dimensions.
Similar content being viewed by others
Notes
“The high resilience allows tests of those novel combinations because the system-wide costs of failure are low. The result is the condition needed for creative experimentation” (Holling 2001).
Regional Studies recently dedicated a themed issue right at the “resilience revisited” (Bailey and Turok 2016), where different authors analyze the resilience processes following this approach in different English, Turkish, Canadian, Australian and European regions.
The World Bank developed a composite indicator of people’s preparation for risk at country level which comprises measures of assets across four components of socio-economic systems: human capital, physical and financial assets, social support, State support (World Bank 2014).
These regions belongs to 21 European countries, that do not include Bulgarian, Cypriot, Croatian, Lithuanian, Latvian, Maltese, Norwegian, Rumanian regions and the French islands, for the presence of too many missing values.
The Cliff and Ord model is described by two equations: \(Y={\lambda }WY+X\beta +u\) and \(u={\rho }Wu+\varepsilon \), where \(\varepsilon \) is assumed to be independent and identically distributed or independent but heteroscedastically distributed, and the heteroscedasticity is of unknown form. In the right member of the first equation among the regressors, a variable of spatial lag is inserted. It is defined pre-multiplying the variable to regress (Y) with the spatial-weighting matrix (W). This endogenous variable (WY) is the weighted average of the dependent variable values observed in other statistical units. By means of the second equation, the model takes into account also that the error terms (u) are generated by a spatial autoregressive process. These two equations estimate simultaneously the values of each statistical unit. Consequently, the values of the dependent variable are not independent from each other. The W matrix is constructed as a matrix of contiguity, considering the geographical proximity of the European regions, and weighing the proximity with the geographical coordinates of the centroid of each region. The parameter \({\lambda }\) measures the intensity of spatial interactions and spillovers effects. The parameter measures the spatial autocorrelation of the error term. The parameter \({\beta }\) takes into account that in the dependent variables the values of each region are determined simultaneously from each other (Drukker et al. 2013).
This estimator is consistent and robust when the error term is heteroscedastically distributed.
The environmental resilience cannot be taken under consideration because of missing data. This causes the reduction in the number of European regions considered.
References
Adger NW (2000) Social and ecological resilience: are they related? Prog Hum Geogr 24(3):347–364
Aiginger K, Bärenthaler-Sieber S, Vogel J (2013) Competitiveness under new perspectives. WWWforEurope working paper, 44
Annoni P, Kozovska K (2010) EU regional competitiveness index. Publications Office of the European Union, Luxembourg
Bailey D, Turok I (2016) Editorial. Resilience revisited. Reg Stud 50:557–560
Baker S, Mehmooda A (2015) Social innovation and the governance of sustainable places. Local Environ 20(3):321–334
Benke M, Czimre K, Forray K, Kozma T, Márton S, Teperics K (2016) Learning regions for resilience in Hungary and opportunities. Working paper February 2016. https://doi.org/10.13140/RG.2.1.2437.4809
Blackburn S, Cassidy J (2012) Making cities resilient report 2012 my city is getting ready!. A global snapshot of how local governments reduce disaster risk, United Nations Office for Disaster Risk Reduction, Geneva
Blaikie P, Cannon T, Davis I, Wisner B (2004) At risk: natural hazards, people’s vulnerability and disasters. Routledge, London
Boschma R (2004) Competitiveness of regions from an evolutionary perspective. Reg Stud 38:1001–1014
Boschma R (2015) Towards an evolutionary perspective on regional resilience. Reg Stud 49:733–751
Briguglio L, Cordina G, Farrugia N, Vella S (2009) Economic vulnerability and resilience concepts and measurements. Oxf Dev Stud 37(3):229–247
Camagni R, Capello R (2013) Regional competitiveness and territorial capital: a conceptual approach and empirical evidence from the European Union. Reg Stud 47(9):1383–1402
Carpenter S, Walker B, Anderies M, Abel NA (2001) From metaphor to measurement: resilience of what to what? Ecosystems 4:765–781
Chapple K, Lester B (2007) Emerging patterns of regional resilience. Working paper 2007–13 for the building resilient regions network. University of California, Berkeley
Chatterjee S, Hadi AS (2006) Regression analysis be examples. Wiley, New York
Cliff AD, Ord JK (1973) Spatial autocorrelation. Pion, London
Cliff AD, Ord JK (1981) Spatial processes: models and applications. Pion, London
Costanza R, Graumlich L, Steffen W, Crumley C, Dearing J, Hibbard K, Leemans R, Redman C, Schimel D (2007) Sustainability or to collapse: what can we learn from integrating the history of humans and the rest of nature? AMBIO J Hum Environ 36(7):522–527
Crescenzi R, Luca D, Milio S (2016) The geography of the economic crisis in Europe: national macroeconomic conditions, regional structural factors and short-term economic performance. Camb J Reg Econ Soc 9(1):13–32. https://doi.org/10.1093/cjres/rsv031
Cuadrado-Roura JR, Maroto A (2016) Unbalanced regional resilience to the economic crisis in Spain: a tale of specialisation and productivity. Camb J Reg Econ Soc 9:153–178. https://doi.org/10.1093/cjres/rsv034
Cutter SL, Finch C (2007) Temporal and spatial changes in social vulnerability to natural hazards. Proc Nat Acad Sci 105(7):2301–2306
Dallara A (2008) Un metodo per la descrizione quantitativa dei sistemi locali. In: Bellini N, Calafati A (eds) Internazionalizzazione e sviluppo regionale. Franco Angeli, Milano, pp 137–169
Dallara A, Rizzi P (2012) A geographic map of sustainability in the Italian local systems. Reg Stud 46:321–337
Dasgupta P, Mäler KG (2003) The economics of non-convex ecosystems: introduction. Environ Resour Econ 26(4):499–525
Di Caro P (2015) Testing and explaining economic resilience with an application to Italian regions. Pap Reg Sci 96(1):93–113
Dow GK, Juster FT (1985) Goods, time, and well-being: the joint dependence problem. In: Juster FT, Stafford FP (eds) Time goods, and well-being. Institute for Social Research, Ann Arbor, pp 397–413
Drukker DM, Prucha IR, Raciborski R (2013) Maximum likelihood and generalized spatial two-stage least-squares estimators for a spatial-autoregressive model with spatial-autoregressive disturbances. Stata J 13(2):221–241
Eraydin A, Tasan-Kok T (2013) Resilience thinking in Urban planning. Springer, Netherlands
ESPON (2014) Territorial dynamics in Europe economic crisis and the resilience of regions. Territorial observation no. 12. Luxembourg
Federal Emergency Management Agency (1998) Introduction to mitigation. IS 393, Emmitsburg, Maryland
Florida R (2002) The rise of the creative class: and how it’s transforming work, leisure, community and everyday life. NY Basic Books, New York
Folke C (2006) Resilience: the emergence of a perspective for social-ecological systems analyses. Glob Environ Change 16(3):253–267
Folke C, Carpenter S, Walker B, Scheffer M, Elmqvist T, Gunderson L, Holling CS (2004) Regime shifts, resilience, and biodiversity in ecosystem management. Annu Rev Ecol Evol Syst 35:557–81
Foster KA (2007) A case study approach to understanding regional resilience. Working paper 2007–08, Institute of Urban and Regional Development, Berkeley
Foster K (2012) In search of regional resilience. In: Weir M, Wial H, Wolman H (eds) Building regional resilience: urban and regional policy and its effects, vol 4. Brookings Institution Press, Washington, DC
Giannakis E, Bruggeman A (2015) Economic crisis and regional resilience: evidence from Greece. Pap Reg Sci. https://doi.org/10.1111/pirs.12206
Giannakis E, Bruggeman A (2017) Determinants of regional resilience to economic crisis: a European perspective. Eur Plan Stud 25(8):1394–1415
Glatron S, Beck E (2008) Evaluation of socio-spatial vulnerability of citydwellers and analysis of risk perception: industrial and seismic risks in Mulhouse. Nat Hazards Earth Syst Sci 8(5):1029–1040
Graziano P (2014) Rischio, vulnerabilità e resilienza territoriale: il caso delle province italiane. In: Mazzola F, Musolino D, Provenzano V (eds) Reti, nuovi settori e sostenibilità. Prospettive per l’analisi e le politiche regionali, Franco Angeli, Milano, pp 243–270
Graziano P, Rizzi P (2016) Vulnerability and resilience in the local systems: the case of italian provinces. Sci Total Environ 553:211–222
Gunderson LH, Holling CS, Light SS (eds) (1995) Barriers and bridges to the renewal of ecosystems and institutions. Columbia University Press, New York
Holling CS (1973) Resilience and stability of ecological systems. Annu Rev Ecol Syst 4:1–23
Holling CS (2001) Understanding the complexity of economic, ecological and social systems. Ecosystems 4:390–405
Hudec O, Reggiani A, Šiserová M (2016) Resilience capacity and vulnerability: the case of Slovakia. http://www-sre.wu.ac.at/ersa/ersaconfs/ersa16/Paper86_MonikaSiserova.pdf
Huggins R, Thompson P (2012) Well-being and competitiveness: are the two linked at a place-based level? Camb J Reg Econ Soc 5:45–60
IPCC Intergovernmental Panel on Climate Change (2001) Climate change: impacts adaptation and vulnerability. University of Cambridge, Cambridge
Jakobsen K (2013) Livelihood asset maps: a multidimensional approach to measuring risk-management capacity and adaptation policy targeting–a case study in Bhutan. Reg Environ Change 13(2):219–233
Jolliffe IT (2002) Principal component analysis. Springer, New York
Kaly UL, Pratt CR, Mitchell J (2004) The demonstration environmental vulnerability index. South Pacific applied geoscience commission technical
Kitson M, Martin R, Tyler P (2004) Regional competitiveness: an elusive yet key concept? Reg Stud 38:991–999
Lagravinese R (2015) Economic crisis and rising gaps North-South: evidence from the Italian regions. Camb J Reg Econ Soc 8:331–342
LeSage J (1999) The theory and practice of spatial econometrics. University of Toledo, Toledo, Department of Economics
LeSage J, Pace RK (2009) Introduction to spatial econometrics. CRC Press, Boca Raton
Liou FM, Ding CG (2004) Positioning the non-least developed developing countries based on vulnerability-related indicators. J Int Dev 16(6):751–767
Lung T, Lavalle C, Hiederer R, Dosio A, Bouwer LM (2013) A multi-hazard regional level impact assessment for Europe combining indicators of climatic and non-climatic change. Glob Environ Change 23:522–536
Malecki EJ (2012) Regional social capital: why it matters. Reg Stud 46(8):1023–1039
Martin R (2012) Regional economic resilience, hysteresis and recessionary shocks. J Econ Geogr 12(1):1–32
Martin R (2016) How regions reavt to recessions: resilience and the role of economic structure. Reg Stud 50:561–585
Martin R, Sunley P (2007) Complexity thinking and evolutionary economic geography. J Econ Geogr 7(5):573–601
Martin R, Sunley P (2015) On the notion of regional economic resilience: conceptualisation and explanation. J Econ Geogr 15(1):1–42
Masik G (2016) Economic resilience: the case of Poland and certain European regions. Geogr Pol 89(4):457–471
Morgan K (2007) The learning region: institutions, innovation and regional renewal. Reg Stud 41:147–159
Naudé W, McGillivray M, Rossouw S (2009) Measuring the vulnerability of subnational regions in South Africa. Oxf Dev Stud 37(3):249–276
Odum E (1985) Trends expected in stressed ecosystems. Bioscience 35(7):419–422
OECD (2016) Resilient cities (preliminary version). OECD Publishing, Paris. http://www.oecd.org/cfe/regional-policy/resilient-cities-report-preliminary-version.pdf
OECD (2014) OECD regional outlook 2014: regions and cities: where policies and people meet. OECD Publishing, Paris. http://dx.doi.org/10.1787/9789264201415-en
Paton D (2001) Responding to hazard effects: promoting resilience and adjustment adoption. Aust J Emerg Manag 16(1):47–52
Pendall R, Foster KA, Cowell M (2010) Resilience and regions: building understanding of the metaphor. Camb J Reg Econ Soc 3(1):71–84
Putnam R, Leonardi R, Nanetti RY (1993) Making democracy work. Civic traditions in modern Italy. Princeton University Press, Princeton
Rajib S (2009) City profile: climate and disaster resilience United Nations University (UNU), Citynet (CITYNET), United Nations Office for Disaster Risk Reduction—Hyogo Liaison Office (UNISDR Hyogo), Asia Regional Task Force on Urban Risk Reduction (RTF-URR)
Resilience Alliance (2007) Assessing resilience in social-ecological systems. A workbook for scientists version 1.1, draft for testing and evaluation
Rizzi P, Graziano P, Dallara A (2015) The regional competitiveness: an alternative approach. Riv Int Sci Soc 3:307–366
Schneiderbauer S, Pedoth L, Zhang D, Zebisch M (2013) Assessing adaptive capacity within regional climate change vulnerability studies–an Alpine example. Nat Hazards 67(3):1059–1073
Sensier M, Bristow G, Healy A (2016) Measuring regional economic resilience across Europe: operationalizing a complex concept. Spat Econ Anal 11(2):128–151
Simmie J, Martin R (2010) The economic resilience of regions: towards an evolutionary approach. Camb J Reg Econ Soc 3(1):27–43
Sotarauta M (2005) Tales of resilience from two Finnish cities: self-renewal capacity at the heart of strategic adaptation. In: Duke C, Osborne M, Wilson B (eds) Rebalancing the social and economic learning, partnership and place. Niace, Leicester
Tian Y, Jim C, Wang H (2014) Assessing the landscape and ecological quality of urban green spaces in a compact city. Landsc Urban Plan 121:97–108
Tran L, O’Neill RV, Smith ER (2010) Spatial pattern of environmental vulnerability in the Mid-Atlantic region. USA. Appl Geogr 30(2):191–202
Turcu C, Karadimitriou N, Chaytor S (2015) The impact of the global financial and economic crisis on European cities. UCL briefing for policy-makers, UCL public policy. www.ucl.ac.uk/public-policy/public-policybriefings/Crisis_briefing
Tyrvainen L, Makinen K, Schipperijn J (2007) Tools for mapping social values of urban woodlands and other green areas. Landsc Urban Plan 79:5–19
United Nations Commission on Sustainable Development (2001) Report of the commission on sustainable development. Supplement no. 19 (A/56/19), United Nations, New York
UNDP (2014) Human development report, (2014) Sustaining human progress: reducing vulnerabilities and building resilience. Communications Development Incorporated, Washington, DC
UNISDR (2016) The Hyogo framework for action 2005–2015: building the resilience of nations and communities to disasters. European Forum for Disaster Risk Reduction, Brussels
Vazquez-Barquero A (2002) Endogenous development. Routledge, London
Vale LJ, Campanella TJ (2005) The resilient city. Oxford University Press, New York
Walker B, Holling CS, Carpenter SR, Kinzig A (2004) Resilience, adaptability and transformability in social-ecological systems. Ecol Soc 9(2):5
World Bank (2014) World development report 2014: risk and opportunity-managing risk for development. Washington
Young O, Berkhout F, Gallopin G, Janssen MA, Ostrom E, van der Leeuw S (2006) The globalization of socio-ecological systems: an agenda for scientific research. Glob Environ Change 16:304–316
Zimmerman MA, Arunkumar R (1994) Resiliency research: implications for schools and policy. Soc Policy Rep 8(4):1–17
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Rizzi, P., Graziano, P. & Dallara, A. A capacity approach to territorial resilience: the case of European regions. Ann Reg Sci 60, 285–328 (2018). https://doi.org/10.1007/s00168-017-0854-1
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00168-017-0854-1